A national record of lower middle market ownership transitions, the verified independent sponsors that have bought companies like them, and the capital observed financing those deals. Facts, inferences and estimates are labelled as such, with the source and the date, on every row.

Capital provider

Iconiq Capital, LLC

San Francisco, CASEC RIASEC RIAequitytwitter.com
Last verified Sep 13, 2026
2 sources · 18 observations
Mandate updated Sep 13, 2026
Which sponsors in their sectors has DFX not observed them beside
No announcement DFX has read names Iconiq Capital, LLC as capital on an independent sponsor's deal, so there is no sector here to compare against yet.
What do they fund, equity or debt, how much, what structures
Provider kinds
Pe adviser
Factsources in which the provider appears· 100%· sec_form_adv
Capital side
Equity
FactForm ADV private fund type· 85%· sec_form_adv
Aum private funds
$100B
FactForm ADV 7B gross assets of private funds· 95%· sec_form_adv
Pe fund count
$167
FactForm ADV 7B· 95%· sec_form_adv
Co invest willingness
Observed
Fact29 co-investment vehicle(s) filed· 85%· sec_form_d
Fund vehicles
29 fund vehicle(s): ICONIQ Strategic Partners VII Co-Invest FO, L.P.; ICONIQ Strategic Partners VI Co-Invest-C, L.P; ICONIQ Strategic Partners VI Co-Invest, L.P. (Series N-B); ICONIQ Strategic Partners VI Co-Invest, L.P. (Series 1PW); ICONIQ Strategic Partners VII Co-Invest, L.P. (Series PR)
InferenceForm D funds whose name begins with the adviser's name, same state (inference)· 80%· sec_form_d
Adviser since
2011-12-01
FactForm ADV SEC status effective date· 95%· sec_form_adv
Adviser class
Pe manager large
Inferencegross private fund assets: small <$300M, mid <$2B, large· 80%· sec_form_adv
Announced transactions naming them

No sponsor counterparty has been observed for this provider yet. Sponsor friendliness on this page is a class prior (labelled inference) until a transaction naming this provider beside an independent sponsor is ingested.

Affiliated: ICONIQ Strategic Partners VI Co-Invest, L.P. (Series N); ICONIQ Strategic Partners VI Co-Invest, L.P. (Series RM); ICONIQ Strategic Partners VII Co-Invest, L.P. (Series PR); ICONIQ Strategic Partners VIII Co-Invest FO-B, L.P.; ICONIQ Strategic Partners VII Co-Invest, L.P. (Series OR); ICONIQ Strategic Partners VI Co-Invest FO, L.P; ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series A); ICONIQ Strategic Partners VI Co-Invest, L.P. (Series N3)
Sponsors this provider has financed

No financing of an independent sponsor by this provider has been observed in an announcement yet.

Evidence
PredicateValueClassEffectiveSource
Adv firm typeRIAFact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Adv latest filing date2026-04-14Fact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Adv statusApprovedFact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Adv status effective date2011-12-01Fact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Adviser classpe_manager_largeFact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Employee count513Fact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Entity kindprivate_equity_fund_managerInference2026-09-12DFX model output (scores, estimates, matches) no URL
Hq locationSan Francisco, CAFact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Legal formLimited Liability CompanyFact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Pe fund count167Fact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Private fund count350Fact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Private fund gross assets usd$100BFact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Websitetwitter.comFact2026-04-14SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov

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