DFX Intelligence
Capital
Equity and debt, by what the record showsWhat these records areThese are reference records. A row here is a regulator's entry about a firm: an SBIC licence, an ADV registration, a Form D filing. DFX has not observed any of these firms on a deal beside an independent sponsor. That is a statement about DFX coverage, not about the firm. The observed network is where the deal evidence is.SBIC licensees carry a regulator-published strategy, fund size, average investment and a yes/no on whether they are making new investments. Advisers carry their private fund assets and registration date. Fund vehicles carry the amount sold. Sponsor friendliness is a prior until observed transactions replace it, and the page says which.
Observed capital network
Reference directory
3,761 providers
| Evidence | Type | ||
|---|---|---|---|
| Pacific Peak Capital Partners Ltd | ADV registration | SEC ERA | $588,130 |
| Vinance Realm Ltd | ADV registration | SEC ERA | $588,130 |
| Exos Asset Management LLC | ADV registration | SEC RIA | $531,915 |
| C•••• C••• U• G• L••• | ADV registration | SEC ERA | $500,000 |
| W•••••• F•••••••• G••••• I••• | ADV registration | SEC ERA | $500,000 |
| S•••••••• C•••••• M••••••••• L•• | ADV registration | SEC ERA | $400,000 |
| S••• W••••• A••••••• | ADV registration | SEC RIA | $376,821 |
| A•••••• L•• | ADV registration | SEC ERA | $356,123 |
| P••••••••• T•••• I•• | ADV registration | SEC ERA | $342,986 |
| Z•••••• E••••••• L•• | ADV registration | SEC ERA | $342,986 |
| V••••••••• C••• L•• | ADV registration | SEC ERA | $342,986 |
| H•••••• S••••••••• I••••••••• C••• L•• | ADV registration | SEC ERA | $342,986 |
| S••••••• L••• | ADV registration | SEC ERA | $342,986 |
| P••••••••• W••••• A••••••• I•• | ADV registration | SEC ERA | $342,986 |
| I•••••••• G••••• I•• | ADV registration | SEC ERA | $342,986 |
| R••••••• L•• | ADV registration | SEC ERA | $330,900 |
| W••••••••• H••••• C•• L•• | ADV registration | SEC ERA | $330,900 |
| P••••••••• C••••• G•••• L•••••• | ADV registration | SEC ERA | $322,532 |
| Y• G••••• S••••••••• L•••••• | ADV registration | SEC ERA | $234,123 |
| Q•••••••• A•••• M••••••••• L•• | ADV registration | SEC ERA | $234,123 |
| L••••••••• I••• | ADV registration | SEC ERA | $234,123 |
| O•••••• A••••••• L•• | ADV registration | SEC RIA | $204,518 |
| M••••••••• C•••••• I••••••••• L•• | ADV registration | SEC ERA | $200,000 |
| S•••• C•••••• P•••••••• L•• | ADV registration | SEC RIA | $192,866 |
| B••••• P•••••••• L•• | ADV registration | SEC RIA | $162,737 |
| M••• T••• U• I••• | ADV registration | SEC ERA | $158,334 |
| C•••••• G••••• F•••••• I••• | ADV registration | SEC ERA | $150,000 |
| T••••• L••• | ADV registration | SEC ERA | $150,000 |
| E•• R•• I••••••••• L•• | ADV registration | SEC ERA | $150,000 |
| C••••••• L•• | ADV registration | SEC ERA | $150,000 |
| C•••• C••• L••• | ADV registration | SEC ERA | $150,000 |
| S••••••••• M••••••••• L•• | ADV registration | SEC ERA | $150,000 |
| A•••••••• S••••••••• L•• | ADV registration | SEC RIA | $137,000 |
| V••••• S••••••••• L••• | ADV registration | SEC ERA | $100,000 |
| O•••• C•••••• | ADV registration | SEC ERA | $100,000 |
| S••••••• S••••• o• B••••••• | ADV registration | SEC ERA | $100,000 |
| N•••••••• K••••••••• G••• L•• | ADV registration | SEC ERA | $100,000 |
| M••••••• I•• | ADV registration | SEC ERA | $100,000 |
| M•••• W••••• A•••••••• L•• | ADV registration | SEC RIA | $76,107 |
| N•••••••• P•••••••• L•• | ADV registration | SEC RIA | $74,913 |
| C••••••• R•••• A••••••• | ADV registration | SEC RIA | $73,438 |
| L•• F••••• W••••• A•••••••• L••• | ADV registration | SEC RIA | $60,749 |
| A•••• P••••••• L•• | ADV registration | SEC ERA | $50,000 |
| S••••• S•••••••• C••••••••• P••••••• L••• | ADV registration | SEC ERA | $50,000 |
| M•••••• C•••••• F••• C• L•• | ADV registration | SEC ERA | $35,000 |
| W•••• • F••••• L•• | ADV registration | SEC RIA | $6,880 |
| L•••••• C••••••••• G••• L•• | ADV registration | SEC ERA | $5,000 |
| H••••• F•••••••• I•• | ADV registration | SEC ERA | $5,000 |
| W••••• P••••••• G•••• | ADV registration | SEC RIA | $1,980 |
| V•• C•••••• | ADV registration | SEC ERA | $1,000 |
| V•••••• S•••••••• H••••••• L•• | ADV registration | SEC ERA | $1,000 |
| H••••••• I••••••••• P•••••••• L• | ADV registration | SEC RIA | $400 |
| J• S•••• M••••••••• L•• | ADV registration | SEC ERA | · |
| M•• I••••••• I••••••••• L•• | ADV registration | SEC RIA | · |
| D••• G••••• A••••••• | ADV registration | SEC RIA | · |
| I••••••••• C•••••• P••••••• L•• | ADV registration | SEC ERA | · |
| S••••• | ADV registration | SEC ERA | · |
| B• R•• M••••••• L•• | ADV registration | SEC ERA | · |
| R•••••••• A•••• M••••••••• L•• | ADV registration | SEC RIA | · |
| D••••• | ADV registration | SEC RIA | · |
The capital provider names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get Independent Sponsor Intelligence at $199 a month for every name. Every figure, date and source is public either way.
The weekly brief
Tell us your sectors and check structure. Every Monday: the independent sponsors that closed in them, who financed each deal, and which of them DFX has not observed on a deal beside you.
Set up my brief No password. The first brief shows on screen before you confirm anything.