DFX Intelligence
Capital
Equity and debt, by what the record showsWhat these records areThese are reference records. A row here is a regulator's entry about a firm: an SBIC licence, an ADV registration, a Form D filing. DFX has not observed any of these firms on a deal beside an independent sponsor. That is a statement about DFX coverage, not about the firm. The observed network is where the deal evidence is.SBIC licensees carry a regulator-published strategy, fund size, average investment and a yes/no on whether they are making new investments. Advisers carry their private fund assets and registration date. Fund vehicles carry the amount sold. Sponsor friendliness is a prior until observed transactions replace it, and the page says which.
Observed capital network
Reference directory
9,631 providers
| Evidence | Type | ||
|---|---|---|---|
| Wincoram Asset Management LLC | ADV registration | SEC RIA | $12.4M |
| Iron Financial LLC | ADV registration | SEC RIA | $12.4M |
| Fwg Investment Management | ADV registration | SEC RIA | $12.4M |
| C•••••• • S••••• L•• | ADV registration | SEC RIA | $12.2M |
| F••••••• M••••••••• • R••••••• C•••••• L•• | ADV registration | SEC RIA | $12.1M |
| F•• W••••• M••••••••• | ADV registration | SEC RIA | $12.1M |
| A••••• P••••••• G••••• I••• | ADV registration | SEC RIA | $12.0M |
| P•••••• C•••••• S•••••••• | ADV registration | SEC ERA | $12.0M |
| B••••••• C•••••• | ADV registration | SEC ERA | $11.7M |
| S•• P•••••••• L•• | ADV registration | SEC RIA | $11.7M |
| M••• S••••••••• F•••••••• S••••••••• M••••••••• C••••••• L•• | ADV registration | SEC RIA | $11.6M |
| A••••• W••••• P••••••• | ADV registration | SEC RIA | $11.6M |
| P••••••• R•• A••••••• L•• | ADV registration | SEC ERA | $11.5M |
| N••••••• I••••••••• L•• | ADV registration | SEC RIA | $11.5M |
| F•• F•••••••• A•••••••• L•• | ADV registration | SEC RIA | $11.4M |
| W••• S••• M••••••••• L•• | ADV registration | SEC ERA | $11.4M |
| M•••••• | ADV registration | SEC RIA | $11.4M |
| A•••• C•••••• G••••• M••••••••• L•• | ADV registration | SEC ERA | $11.3M |
| S•••••• V••••••• M••••••••• L•• | ADV registration | SEC ERA | $11.2M |
| H••• M••••••• G•• L•• | ADV registration | SEC ERA | $11.2M |
| G•••••••• E••••• M••••••••• L•• | ADV registration | SEC ERA | $11.0M |
| P•••••• W••••• M••••••••• | ADV registration | SEC RIA | $11.0M |
| W••••••••• I••••••••• | ADV registration | SEC RIA | $10.9M |
| E••••••• C•••••• L•• | ADV registration | SEC RIA | $10.8M |
| H•••••• C•••••• A•••••••• L•• | ADV registration | SEC RIA | $10.8M |
| V•••• F••••••• L•• | ADV registration | SEC RIA | $10.7M |
| H•••••••• F••••••••• I••• | ADV registration | SEC ERA | $10.5M |
| P•••••• P•••• A••••••• L•• | ADV registration | SEC RIA | $10.3M |
| K•••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $10.2M |
| S•••• G•••• M••••••• L•• | ADV registration | SEC RIA | $10.2M |
| E••••• W••••• M••••••••• C••••••••• C••• L•• | ADV registration | SEC ERA | $10.0M |
| W•••••••• F•••••• L••• | ADV registration | SEC ERA | $10.0M |
| I••••••••• F•••••• C••••••••• L•• | ADV registration | SEC ERA | $10.0M |
| W•••• F•••••• I•• | ADV registration | SEC ERA | $10.0M |
| R••• F••••• T••••••••• I•• | ADV registration | SEC ERA | $10.0M |
| P•••••••• V••••••• L•• | ADV registration | SEC ERA | $10.0M |
| W••••••••• I•• | ADV registration | SEC ERA | $10.0M |
| S••••• E••••••• I•• | ADV registration | SEC ERA | $10.0M |
| A• E••• L•• | ADV registration | SEC ERA | $10.0M |
| S••••• C•••••• | ADV registration | SEC ERA | $10.0M |
| G••••• C•••• C•••••• | ADV registration | SEC ERA | $10.0M |
| G••••••••• I•• | ADV registration | SEC ERA | $10.0M |
| M••• I••••••••• L•• | ADV registration | SEC ERA | $10.0M |
| Q•••• I•• | ADV registration | SEC ERA | $10.0M |
| C•••••• C••••••• L•• | ADV registration | SEC ERA | $10.0M |
| I••••••••• A• | ADV registration | SEC ERA | $10.0M |
| S••••• C•••••• I•• | ADV registration | SEC ERA | $10.0M |
| B•• W•••••• L•• | ADV registration | SEC RIA | $9.8M |
| S•••••• I••••••••• G•••• | ADV registration | SEC RIA | $9.8M |
| I••••••• C•••••• C••••••••• I• L•• | ADV registration | SEC ERA | $9.7M |
| T••• F•••••••• S••••••••• | ADV registration | SEC RIA | $9.7M |
| L•••••••• F••••••••• M••••••••• L•• | ADV registration | SEC RIA | $9.5M |
| P•••••••• H••••• A•••• M••••••••• L••• | ADV registration | SEC RIA | $9.4M |
| Q•••• | ADV registration | SEC RIA | $9.3M |
| I••••• I•••••••• | ADV registration | SEC RIA | $9.3M |
| M••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $8.8M |
| R••• C•••••• A•••••••• L•• | ADV registration | SEC RIA | $8.8M |
| V•••••••• I••••••••• M••••••••• C••••••• L•• | ADV registration | SEC RIA | $8.6M |
| E••••• C•••••• M•••••• G••••• I••• | ADV registration | SEC ERA | $8.5M |
| J••••• A•••••• A••••••• L•• | ADV registration | SEC ERA | $8.5M |
The capital provider names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get Independent Sponsor Intelligence at $199 a month for every name. Every figure, date and source is public either way.
The weekly brief
Tell us your sectors and check structure. Every Monday: the independent sponsors that closed in them, who financed each deal, and which of them DFX has not observed on a deal beside you.
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