DFX Intelligence
Capital
Equity and debt, by what the record showsWhat these records areThese are reference records. A row here is a regulator's entry about a firm: an SBIC licence, an ADV registration, a Form D filing. DFX has not observed any of these firms on a deal beside an independent sponsor. That is a statement about DFX coverage, not about the firm. The observed network is where the deal evidence is.SBIC licensees carry a regulator-published strategy, fund size, average investment and a yes/no on whether they are making new investments. Advisers carry their private fund assets and registration date. Fund vehicles carry the amount sold. Sponsor friendliness is a prior until observed transactions replace it, and the page says which.
Observed capital network
Reference directory
9,631 providers
| Evidence | Type | ||
|---|---|---|---|
| Gleneagles Investment Advisors, LLC | ADV registration | SEC RIA | $8.5M |
| Sawgrass Asset Management LLC | ADV registration | SEC RIA | $8.4M |
| Successful Portfolios LLC | ADV registration | SEC RIA | $8.3M |
| M•••• W••••• M••••••••• | ADV registration | SEC RIA | $8.2M |
| B••••• F••••• A••••••• L•• | ADV registration | SEC RIA | $8.0M |
| F••••••• W••••• A•••••••• L•• | ADV registration | SEC RIA | $8.0M |
| W•••• G••••••• • C••••••• L•• | ADV registration | SEC RIA | $7.8M |
| B•••• I••••••••• A•••••••• L•• | ADV registration | SEC RIA | $7.8M |
| M••• M••••••••• S••••••• L•• | ADV registration | SEC ERA | $7.8M |
| D••••••• | ADV registration | SEC RIA | $7.8M |
| A••••••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $7.7M |
| F•••••••• C••••••• L•• | ADV registration | SEC ERA | $7.6M |
| S• C•••••• | ADV registration | SEC RIA | $7.4M |
| H••••• C•••••• P••••••• L•• | ADV registration | SEC ERA | $7.1M |
| A•••• C•••••• P•••••••• L•• | ADV registration | SEC RIA | $7.1M |
| M••••••• C•••••• M••••••••• | ADV registration | SEC RIA | $7.0M |
| C••••• B••••• W••••• A••••••• | ADV registration | SEC RIA | $6.9M |
| I•••• M••••••••• L• | ADV registration | SEC RIA | $6.7M |
| C••••• L•• | ADV registration | SEC ERA | $6.7M |
| M••••••• A••••••• | ADV registration | SEC RIA | $6.7M |
| N•• o• I• M••••••••• C••••••• L•• | ADV registration | SEC ERA | $6.5M |
| W•••••••• S•••• • T••••• A•••• M••••••••• L•• | ADV registration | SEC ERA | $6.3M |
| S••• I••••••••• C•••••• | ADV registration | SEC RIA | $6.2M |
| R••••••• I••••••••• P•••••••• L•• | ADV registration | SEC ERA | $6.1M |
| T•• G••• T••••••••• | ADV registration | SEC ERA | $6.0M |
| N••••••• F•••••• S•••••••• | ADV registration | SEC ERA | $6.0M |
| B•••• D•••••• F••••••••• L•• | ADV registration | SEC RIA | $6.0M |
| M•••• H•••••••• C•••••• L•• | ADV registration | SEC RIA | $5.7M |
| K•••••• E••••••••• L•• | ADV registration | SEC RIA | $5.7M |
| A••••••• C•••••• M••••••••• L•• | ADV registration | SEC ERA | $5.7M |
| E••••••• I••••••••• S•••••••• L••••• | ADV registration | SEC RIA | $5.6M |
| A•••• I••••••••• M••••••••• L• | ADV registration | SEC RIA | $5.5M |
| J•• F••••• O••••• | ADV registration | SEC RIA | $5.4M |
| R•••• 2• P•••••• W••••• I••• | ADV registration | SEC RIA | $5.3M |
| G•••••••• G•••••••• L•• | ADV registration | SEC RIA | $5.2M |
| C••• C••••••• | ADV registration | SEC RIA | $5.2M |
| H•• F••• M••••••• L•• | ADV registration | SEC ERA | $5.1M |
| L•••••• W••••• M••••••••• L•• | ADV registration | SEC RIA | $5.0M |
| V••••• F•••••• | ADV registration | SEC RIA | $5.0M |
| V••••••• V•••••••• L•• | ADV registration | SEC ERA | $5.0M |
| C••••••••• C•••••• A••••••• L•• | ADV registration | SEC RIA | $5.0M |
| W•••• I••••••••• Q••••••••• | ADV registration | SEC ERA | $5.0M |
| H••••• V•••• P•••••••• L•• | ADV registration | SEC RIA | $4.9M |
| R••••••• P••••••• G•••• | ADV registration | SEC RIA | $4.8M |
| E••••• R••• P•••••••• L•• | ADV registration | SEC RIA | $4.7M |
| A••• B• L•••• • A••••••••• I••• | ADV registration | SEC RIA | $4.7M |
| T•••••••• C•••••• G••••• L•• | ADV registration | SEC ERA | $4.5M |
| S•••••• C•••••• M••••••••• | ADV registration | SEC RIA | $4.3M |
| L•••• C•••••• L•• | ADV registration | SEC RIA | $4.3M |
| P•••••• E••••• M••••••••• L•• | ADV registration | SEC RIA | $4.3M |
| H••••• A••••••• L•• | ADV registration | SEC RIA | $4.3M |
| G••••••••• L•• | ADV registration | SEC ERA | $4.2M |
| A•• C•••••• A••••••• | ADV registration | SEC RIA | $4.2M |
| S•• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $4.2M |
| A••••• F•••••••• G•••• | ADV registration | SEC RIA | $4.2M |
| A••••••• I••••••••• M••••••••• L•• | ADV registration | SEC RIA | $4.1M |
| P••••••• I••••••••• I••• | ADV registration | SEC RIA | $4.1M |
| U•••• H••••••• V•••••• P••••••• L•• | ADV registration | SEC ERA | $4.0M |
| R••••• W••••• A•••••••• L•• | ADV registration | SEC RIA | $3.9M |
| H••••• F••••••• F•••••••• I•• | ADV registration | SEC RIA | $3.8M |
The capital provider names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get Independent Sponsor Intelligence at $199 a month for every name. Every figure, date and source is public either way.
The weekly brief
Tell us your sectors and check structure. Every Monday: the independent sponsors that closed in them, who financed each deal, and which of them DFX has not observed on a deal beside you.
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