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Direct lenderBDC adviser· Greenwich, CT

Direct lender, based in Greenwich, CT, advising 1 BDC with $1.4B at fair value across 55 borrowers.

Composed from this provider's classification, location and filed figures.

BDC fair value
$1.4B
BDC 10-K schedules of investments, summed
Borrowers
55
BDC schedules and named deals
Sponsors
6
Sponsor and lender pairs across its borrowers
As of · the latest BDC schedule or sponsor pairing on record for this provider

What matters now

  1. 29 below 80¢
    $346M principal

    29 positions across 25 borrowers marked below 80¢ on cost, $346M principal.

    Q2 2026 · Marks this low usually come before non-accrual or a restructuring.

    Derivedeach position's fair value over cost, 30 Jun 2026
  2. 9 new sponsors
    in 12 months

    9 new sponsors began borrowing from this lender in the last twelve months.

    New sponsor relationships are where its next deals come from.

    Factdeal announcements and BDC schedules naming the pairWhat changed
Every figure, and the identifiersCRD 127888 · 1 other DFX graphsShow
Direct lenderCRD 127888
BDCs managed
1
read from each BDC's 10-K
BDC fair value
$1.4B
latest schedules, summed
BDC principal held
$537M
debt pieces, the filers' figures
Credit funds
0
Form ADV Schedule D
Borrowers
55
across BDCs and named deals
Sponsors
6
sponsor x lender pairs
Adviser RAUM
not established
as filed on Form ADV
On other DFX graphs
1
shared identifiers only
BDCs managed
BDCFair valueBorrowersAs of
O••••• S••••• C•••••• C••••$1.4B55Jun 30, 2026
Sponsor relationships
by borrowers financed across the provider's BDCs
All 6 sponsors
All 6 pairs
Named as lender on a deal
carried from sponsor and lender announcements
No deal announcement on the graph names this provider as a lender.
Facilities held or named
0 on the graph
The provider's pieces sit on its BDCs' pages; no facility is held in this entity's own name.
Credit funds on Form ADV
candidates by name; Form ADV has no private credit fund type
No credit-named private fund on this adviser's Form ADV.
What changed
Full timeline · 9 events
How this provider is known
Direct lender
probable · bdc adviser 10kreportedsec.gov"••• Locked"
RIA Intelligence
O••••• S••••• M••••••••• L••derivedname unique adv

Not yet on record: credit fund assets.