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Direct lenderBDC adviser· San Jose, CA

Direct lender, based in San Jose, CA, advising 1 BDC with $879,733 at fair value across 15 borrowers.

Composed from this provider's classification, location and filed figures.

BDC fair value
$879,733
BDC 10-K schedules of investments, summed
Borrowers
15
BDC schedules and named deals
BDCs (1)
As of · the latest BDC schedule or sponsor pairing on record for this provider

Nothing material in the last 200 days. No dated change on record yet.

Every figure, and the identifiersCRD 150647 · 1 other DFX graphsShow
Direct lenderCRD 150647
BDCs managed
1
read from each BDC's 10-K
BDC fair value
$879,733
latest schedules, summed
BDC principal held
not read yet
debt pieces, the filers' figures
Credit funds
0
Form ADV Schedule D
Borrowers
15
across BDCs and named deals
Sponsors
0
sponsor x lender pairs
Adviser RAUM
not established
as filed on Form ADV
On other DFX graphs
1
shared identifiers only
BDCs managed
BDCFair valueBorrowersAs of
F•••••••• T••••••••• V•••• F•••• I•••$879,73315Jun 30, 2026
Sponsor relationships
by borrowers financed across the provider's BDCs
No sponsor attributed on any borrower this provider holds.
All 0 pairs
Named as lender on a deal
carried from sponsor and lender announcements
No deal announcement on the graph names this provider as a lender.
Facilities held or named
0 on the graph
The provider's pieces sit on its BDCs' pages; no facility is held in this entity's own name.
Credit funds on Form ADV
candidates by name; Form ADV has no private credit fund type
No credit-named private fund on this adviser's Form ADV.
What changed
Events sit on the BDC and borrower pages; nothing at the provider level yet.
How this provider is known
Direct lender
probable · bdc adviser 10kreportedsec.gov"••• Locked"
RIA Intelligence
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Not yet on record: credit fund assets, sponsors.