DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
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Firms / P•••••• P•••••• F••• A••••••• L••
P•••••• P•••••• F••• A••••••• L••
Fund of funds · probableMiddle marketNewport Beach, CAp•••••••••.comSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 17 of 18 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Middle marketdefined by: proxy: $3.65bn P•••••• Equity Fund GAV on the Form ADV filed 2024-08-23
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 17 of 18 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Sep 11, 2013 to Aug 23, 2024
- RAUM
- $5.7Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 16
- PE fund GAV, latest filing
- $3.7Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $3.7Bevery private fund type, latest filing
- 2024 PE fund GAV
- $3.7Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 90%
- Fund type mix
- filed 2024-08-23, latest gav Private Equity Fund $3.7B, latest counts Private Equity Fund 16, lifetime distinct Hedge Fund 2, Private Equity Fund 17
- Employees
- 13
- Headquarters
- Newport Beach, CA
- Office address
- 840 NEWPORT CENTER DRIVE, SUITE 480, Newport Beach, CA, 92660
- Business phone
- (800) 800-7646
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
18 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••••• P•••••• E••••• F••• I••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2024 first reported on Form ADV | $634M as of Aug 23, 2024 | no Form D | Unknown | |
| P•••••• P•••••• E••••• O••••••••• F••• V• L••• ADV: P•••••• Equity Fund | Fund of funds | 2024 first reported on Form ADV | $50.0M as of Aug 23, 2024 | no Form D | Unknown | |
| P•••••• P•••••• E••••• O••••••••• F••• V• L• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $264M as of Aug 23, 2024 | no Form D | Active deployment | |
| P•••••• C•••••••• O••••••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $201M as of Aug 23, 2024 | no Form D | Active deployment | |
| P•••••• P•••••• C••••• F••• V• L• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $180M as of Aug 23, 2024 | no Form D | Active deployment | |
| C••••••• E••••• O••••••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $67.4M as of Sep 8, 2022 | no Form D | Wound down | |
| P•••••• C•••••••• C••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $43.5M as of Aug 23, 2024 | no Form D | Active deployment | |
| P••• C••••• O••••••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $90.2M as of Aug 23, 2024 | no Form D | Active deployment | |
| P•••••• P•••••• E••••• O••••••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $559M as of Aug 23, 2024 | no Form D | Active deployment | |
| P•••••• P•••••• C••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $258M as of Aug 23, 2024 | no Form D | Mature | |
| P•••••• C•••••••• O••••••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $149M as of Aug 23, 2024 | no Form D | Mature | |
| P•••••• C•••••••• C••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $37.4M as of Aug 23, 2024 | no Form D | Harvest | |
| P•••••• P•••••• E••••• O••••••••• F••• I•• L• ADV: P•••••• Equity Fund | Fund of funds | 2018 first reported on Form ADV | $568M as of Aug 23, 2024 | no Form D | Mature | |
| P•••••• P•••••• C••••• F••• I•• L• ADV: P•••••• Equity Fund | Fund of funds | 2018 first reported on Form ADV | $196M as of Aug 23, 2024 | no Form D | Mature | |
| P•••••• P•••••• E••••• O••••••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $169M as of Aug 23, 2024 | no Form D | Unknown | |
| P•••••• P•••••• C••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $130M as of Aug 23, 2024 | no Form D | Mature | |
| P•••••• P•••••• E••••• F••• I• L••• ADV: P•••••• Equity Fund | Fund of funds | 2014 first reported on Form ADV | $124M as of Aug 23, 2024 | no Form D | Harvest | |
| P•••••• M••••••••• R••••• F••• L••• ADV: Hedge Fund | buyout or unlabelled | 2014 first reported on Form ADV | $54.4M as of Jul 5, 2018 | no Form D | Wound down |
Team
2 current, 7 former
Partner (1)
- J•••••• R••••• J•••••• · Senior Managing Director · since Sep 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- B••••••• D•••• W••••••••• · Chief Compliance Officer · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- K•••• T•••• T••• · President · Jul 1, 2013 to Mar 31, 2015 Inference
- H••••• S••••• P••••••••• · Managing Director · Mar 1, 2015 to Jul 5, 2018 Inference
- J•••• R• B•••••• · Senior Managing Director · Jul 1, 2013 to Sep 8, 2022 Inference
- A••••• S•••• G••••• · Chief Financial Officer · Jul 1, 2013 to Mar 31, 2015 Inference
- C•••• E••••• R••••• · Chief Compliance Officer · Jan 1, 2016 to Apr 17, 2023 Inference
- S••••• a• C•••••• · General Counsel · Jul 1, 2013 to Mar 31, 2015 Inference
- S••••• E•• P•••••• · Chief Compliance Officer · Jul 1, 2013 to Jan 28, 2016 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (4)
- E•••• F•••••••• C••••••••• L•• 5 shared · very strong · last Jan 1, 2021
- C•••••• C•••••• P•••••••• L•• 2 shared · recurring · last Jan 1, 2021
- L•••••••• C••••••• I•• 2 shared · recurring · last Jan 1, 2017
- K••••• S••••••••• L•• 1 shared · one time · last Jan 1, 2018
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 26, 2026P•••••• P•••••• F••• A••••••• L••: P•••••• Equity Funds on Form ADV 16 (2024 extract) -> 17 (roster 2026-09-01)
- Sep 11, 2013P•••••• P•••••• F••• A••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
P•••••• P•••••• F••• A••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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