DFX Intelligence

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T•••••• C•••••• A••••••• L••

Private credit managerClassification probableLower middle marketSEC registered investment adviser· Phoenix, AZ

••• Locked

As of 2026-09-23 · identity and classification; each section below carries its own date

Regulatory AUM: $158M
PE fund assets: $30.9M
PE funds: 1
Investments held: 0 of 259

Find similar buyers Funds and vehicles

Team (25)Transactions

As of 2026-09-23 · identity and classification; each section below carries its own date

Nothing material in the last 180 days. Last change: 11 Jul 2024, Filed a Form D on 11 Jul 2024, the first public sign that a vehicle is taking commitments.

Classification, Form ADV and stated criteria

How this organization is classified, and on what basisPrivate credit manager · 2 in historyShow

Class: Private credit managerprobable, confidence 70%
Basis: 1 of 2 private equity vehicles are named credit
Size band: Lower middle marketdefined by: proxy: $0.03bn Private Equity Fund GAV on the Form ADV filed 2026-03-31
Strategies: Private credit

Classification history (2)

Sep 23, 2026
Private credit manager (probable, 70%)
1 of 2 private equity vehicles are named credit
Sep 13, 2026
Buyout firm (probable, 65%)
1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)RAUM $158M · 1 PE funds · filed Mar 31, 2026Show

Adviser type: Registered investment adviser
Form ADV filings: Feb 22, 2024 to Mar 31, 2026
RAUM: $158Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 1
PE fund GAV, latest filing: $30.9Mreported gross assets (Form ADV), not fund size
All private fund GAV: $30.9Mevery private fund type, latest filing
2024 PE fund GAV: $90.9Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: Private equity fund: 1 fund, $30.9M reported gross assets, 2 ever reported
Form ADV filed Mar 31, 2026
Employees: 73
Headquarters: Phoenix, AZ
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour2 of 8 criteria stated · 259 observed dealsShow

Stated by the firm

Sectors: Life sciences
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: ••• Locked

Observed from deals on record

On record: 259 companies, 259 holdings
Most deals: Software (5 of 259, e.g. Resilinc and Intelligo), media telecom (2 of 259), agriculture (2 of 259) and 5 more
Subsectors: Software (3 of 259), vertical software (2 of 259), media telecom (2 of 259), agriculture (2 of 259) and 4 more
Deal roles: 259 with role not stated
Control: 259 not stated
Where: Ny (1 of 259), co (1 of 259)

259 companies on the graph (0 transactions); most in software (5); no dated observations

Funds

2 families, 2 vehicles on record

D••••• L•••••• 2••• L•• · 1 vehicle · vintage 2025$30.9M
- D••••• L•••••• 2••• L•• Credit fund · 2025$30.9M
E•• 1• L•• · 1 vehicle · vintage 2024$60.0M
- E•• 1• L•• buyout or unlabelled · 2024$60.0M

View all 2 vehiclesnewest vintage first, then largest

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	GAV by year	Form D sold	Lifecycle
D••••• L•••••• 2••• L•• ADV: Private Equity Fund	Credit fund	2025 year in the fund name	$30.9M as of Mar 31, 2026		no Form D	Unknown
E•• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	2024 Form D first sale	$60.0M as of Jul 19, 2024		$60.0M	Unknown

Team

25 current, 0 former

K••• S••••• B••••
Ceo, President, And Cio · since Apr 1, 2023
A••••• G••••••
Managing Director, Originations
C•••• F••
Managing Director, Originations - Tech Lending, UK
J••• M•••••••
Managing Director, Originations
J••••••• C•••••
Managing Director, Credit

Full team · 25 peoplegrouped by role, with sources

Managing partner (1)

K••• S••••• B•••• · Ceo, President, And Cio · since Apr 1, 2023 Form ADV

Partner (7)

A••••• G•••••• · Managing Director, Originations · start date unknown Firm website
C•••• F•• · Managing Director, Originations - Tech Lending, UK · start date unknown Firm website
J••• M••••••• · Managing Director, Originations · start date unknown Firm website
J••••••• C••••• · Managing Director, Credit · start date unknown Firm website
K•••• Z••••• · Managing Director, Originations · start date unknown Firm website
N•••• M••••••••• · Senior Managing Director, Credit & Portfolio · start date unknown Firm website
R••• T••••••• · Managing Director, Originations · start date unknown Firm website

Principal (12)

A••• B•••• · Director, Portfolio · start date unknown Firm website
B•••••• C••• · Director, Originations · start date unknown Firm website
E••••• U•••• · Associate Director, Credit - Tech Lending, UK · start date unknown Firm website
J••• B••••••• · Director, Credit · start date unknown Firm website
J••• M••••• · Director, Originations · start date unknown Firm website
J•••• N••••• · Director, Credit - Tech Lending, UK · start date unknown Firm website
J•••• W•• · Director, Credit · start date unknown Firm website
K•••• M•••••••• · Director, Portfolio · start date unknown Firm website
L••• A•••••• · Director, Credit · start date unknown Firm website
M•••• J••••• · Senior Director, Portfolio · start date unknown Firm website
R•• J•••• · Director, Portfolio · start date unknown Firm website
R•••••• N••••• · Senior Technology Director · start date unknown Firm website

Analyst (3)

A• T•••••••• · Analyst, Credit · start date unknown Firm website
M••••••••• D•••• · Senior Analyst, Credit · start date unknown Firm website
R••• K••••••• · Senior Analyst, Credit · start date unknown Firm website

Platform (2)

M•••••• T•••• · Cfo And Treasurer · since Apr 1, 2023 Form ADV
S•••• S•••••• · Chief Compliance Officer · since Apr 1, 2023 Form ADV

Deals

259 on record, newest first · 0 platforms · 0 add-ons

Date	Company	Deal	This firm’s role	Status	Partner	Source
date unknown	B••• B•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	v••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	K•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	F••• E•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website

All 259 dealsnewest first

Date	Company	Deal	This firm’s role	Status	Partner	Source
date unknown	B••• B•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	v••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	K•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	F••• E•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	R•••• M•••• B•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	E•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B•••••• C•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	D•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	M•••••• Z•••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	D••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	R••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	Y•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	A•••• S••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	D••••• S••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S• T••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	F•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P••••••• T•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	W••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	F••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	T•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	L•••••••• S•••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P•••••••• I•••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	I••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	Q•••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	G•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	F••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	W•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	R••••• T•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	k•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B• C••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	M••••••• M••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	F••••••••• D••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	R••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C••••• T•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	V•••• C••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	N••••••• F•••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	T••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	I••• D••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	U•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	V••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	V••••••• C•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S••••• N•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S•• B•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	c•••••• N•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	H••••••••• N•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	O•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	M•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	M•••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	U•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	U••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	T••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	L••••• T•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	V••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	E•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	4• F•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	A•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	I•••• S•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	E•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	I••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	O••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	M•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	G••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	M••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S•••• G•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B••••• F••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	H••••••• T••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S•••••• T•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S•••••••• A••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	G••••••••• B•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	D•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	A•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	R•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	Z••• T•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	H••••••• B•••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	T••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	Z••••• P•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	W••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S••• H•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	G•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	M•••••• C•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	E•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	R•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	G•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P•••• H•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	E•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	Q••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	I••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website

Showing 100 of 259 deals on this record. Private Equity Intelligence opens the rest of this record's rows.

Placement agents, lenders, advisers and co-investors

0 relationships

No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.

LP commitments

0 LPs, 0 disclosed commitments

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

1 most recent

Feb 22, 2024
••• Locked
First Form ADV filingFactForm ADV

Scores and what they are made of

Freshness100 · high: Days since newest evidence: 0 days
Research priority32 · moderate: Scale band: lower middle market
Completeness gap: 4 of 12 profile fields missing
Investment velocity0 · low: no components recorded
Not yet on record: no dated transactions
Acquisition appetite25 · moderate: Recent fund: 2 items (a recent fund is evidence of deployment potential, not of remaining capital)
Stated criteria published: withheld
Not yet on record: no transactions on the graph for this firm yet
Profile completeness67 · elevated: Fields present: website, description, funds and 5 more
Not yet on record: transactions, lenders, intermediaries, lps
Fund deployment activity0 · low: no components recorded

Across DFX

Independent Sponsor Intelligence (matched on shared CRD)

Record

First observed: Sep 13, 2026
Last observed: today
Observations: 44
Sources: 4
Open research tasks: 1

Reading this profile

Across the graphs

T•••••• C•••••• A••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.

Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: deals, last 12 months.