DFX Intelligence

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M••••• P••••••• I••

Buyout firmClassification probableunsizedSEC registered investment adviser· Santa Monica, CA

Buyout firm, based in Santa Monica, CA.

Composed from this firm's filed classification and location. It has no published description on record.

As of 2026-09-13 · identity and classification; each section below carries its own date

Regulatory AUM: $121M
PE fund assets: Not established
PE funds: 0
Investments held: Not established
Deals, last 12 months: Not established

Funds and vehicles Team (2)Transactions

As of 2026-09-13 · identity and classification; each section below carries its own date

Why this matters

Also held on 2 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 2
Reported $121M of regulatory assets at its last Form ADV filing.
2026-04-01
RAUM $121M

Classification

How this organization is classified, and on what basisBuyout firm · 1 in historyShow

Class: Buyout firmprobable, confidence 65%
Basis: R6: 5 of 6 distinct vehicles are sworn Private Equity Funds
Size band: unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later

Classification history (1)

Sep 13, 2026
Buyout firm (probable, 65%, cls-pe-1)
R6: 5 of 6 distinct vehicles are sworn Private Equity Funds

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Mar 30, 2012 to Apr 1, 2026
RAUM: $121Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 0
PE fund GAV, latest filing: unknownreported gross assets (Form ADV), not fund size
All private fund GAV: $3.2Mevery private fund type, latest filing
2024 PE fund GAV: unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 83%
Fund type mix: filed 2024-03-19, latest gav Real Estate Fund $3.8M, latest counts Real Estate Fund 1, lifetime distinct Real Estate Fund 1, Private Equity Fund 5
Employees: 3
Headquarters: Santa Monica, CA
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

5 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
M••••• M•••• V••••••• I•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$2.0M as of Mar 30, 2012	no Form D	Wound down
O•••••• V•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.1M as of Mar 27, 2014	no Form D	Unknown
G••• I••••••••• F••• ••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$112,940 as of Mar 30, 2012	no Form D	Wound down
G••• I••••••••• F••• ••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$36,074 as of Mar 30, 2012	no Form D	Wound down
M••••• M•••• V•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Mar 30, 2012	no Form D	Wound down

Team

2 current, 0 former

Managing partner (1)

R•••••• J••• S•••• · President/Chief Compliance Officer · since Apr 1, 1986 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Partner (1)

S•••• A•••••• S•••• · Shareholder · since Jan 1, 2000 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

0 relationships

No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

1 most recent

Mar 30, 2012
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness94 · HIGH: as of: 2026-09-23items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9444444444444444,"evidence":"10method: sum of component points, capped at 1.0
model score-pe-1
Research priority46 · MODERATE: as of: 2026-09-23items: [{"code":"SCALE_BAND","points":0.05,"evidence":"UNSIZED"},{"code":"COMPLETENESS_method: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness25 · MODERATE: as of: 2026-09-23items: [{"code":"FIELDS_PRESENT","points":0.25,"evidence":["funds","team","partners"]}]method: sum of component points, capped at 1.0
missing: website, description, portfolio, transactions, stated criteria, lenders, intermediaries, lps, cross dfx
model score-pe-1
Fund deployment activity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
model score-pe-1

Across DFX

No link to the family office, independent sponsor or venture graphs yet. Links are made only on a shared identifier such as a CRD or CIK number.

Record

First observed: Sep 13, 2026
Last observed: 9 days ago
Observations: 20
Sources: 2
Open research tasks: 2

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

M••••• P••••••• I•• is the same institution as 2 records in RIA and Wealth and Real Estate Funds.

RIA and Wealth1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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