DFX Intelligence
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K••••••• G••••• I••••••••• L••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Tampa, FLk•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $10B
- PE fund assets
- $317M
- PE funds
- 1
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors distribution,media_telecom
- Graphs 3
- Placement agents 1
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 2 of 4 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.03bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 2 of 4 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Aug 23, 2013 to Jul 27, 2026
- RAUM
- $10Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $317Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $881Mevery private fund type, latest filing
- 2024 PE fund GAV
- $317Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 50%
- Fund type mix
- filed 2026-07-27, latest gav Hedge Fund $564M, Private Equity Fund $317M, latest counts Hedge Fund 2, Private Equity Fund 1, lifetime distinct Hedge Fund 2, Private Equity Fund 2
- Employees
- 42
- Headquarters
- Tampa, FL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- distribution, media telecom
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| K••••••• G••••• L•••••••• O••••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $30.2M as of Mar 28, 2024 | no Form D | Early deployment | |
| K••••••• G••••• R••• A•••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $24.0M as of Mar 31, 2022 | no Form D | Unknown |
Team
12 current, 2 former
Managing partner (3)
- D•••• B••••••• I••• · Founder, Co-Chief Investment Officer & Lead Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• Y••••• · President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• Y••••• · President · since May 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- A••••• C•••••••• C•• · Co-Chief Investment Officer, Director of Research & Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• B••••••• I••• · Manager · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- K••••• G•••••• C•• · Principal, Head of Strategy & Distribution · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••••• M••••• · Principal, Head of Global T•••••• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- R•• O•••• · Head of Solutions & Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (4)
- C•••••••• J•••••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I••••• S•••• · Chief Financial Officer · since Jun 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• B••••••• · Marketing Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• L••• B••••••• · General Counsel And Chief Compliance Officer · since May 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- R••••• S•••••• L••••• · General Counsel And Chief Compliance Officer · Aug 1, 2013 to Jun 29, 2018 Inference
- S•••• L••••• C••• · Chief Operations Officer · Jun 1, 2013 to Aug 12, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- W••••••• T•••••• L•• 1 shared · one time · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Aug 23, 2013••• Locked
Across the graphs
K••••••• G••••• I••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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