DFX Intelligence
Private Equity Intelligence
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Firms / S•••••••• I••••••••• A•••••••• L••
S•••••••• I••••••••• A•••••••• L••
Buyout firmLower middle marketNew York, NYSEC exempt reporting adviser
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.03bn Private Equity Fund GAV on the Form ADV filed 2024-05-22
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Jan 17, 2020 to May 22, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $32.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $32.4Mevery private fund type, latest filing
- 2024 PE fund GAV
- $32.4Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-05-22, latest gav Private Equity Fund $32.4M, latest counts Private Equity Fund 4, lifetime distinct Private Equity Fund 4
- Employees
- unknown
- Headquarters
- New York, NY
- Office address
- 575 FIFTH AVENUE, SUITE 17-119, New York, NY, 10017
- Business phone
- +1.646.793.3172
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| V••• H••••••• L•• S••••• S•••••••• S••••• I• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $550,000 as of May 22, 2024 | no Form D | Unknown | |
| S•••••••• Q••• F•••• a• S••••• o• S•••••••• M•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $30.3M as of May 22, 2024 | no Form D | Unknown | |
| S•••••••• S•• I• L••• a• S••••• o• S•••••••• M•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.0M as of May 22, 2024 | no Form D | Mature | |
| S•••••••• T• F••• I•• a• S••••• o• S•••••••• M•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $500,000 as of May 22, 2024 | no Form D | Mature |
Team
1 current, 2 former
Platform (1)
- B•••• M•••••• M•••• · Chief Compliance Officer · since Feb 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- C••••••• H••• F••••••• · Officer · Jan 1, 2020 to Mar 23, 2023 Inference
- P•••• M••••• D•••••• · Chief Compliance Officer · Jan 1, 2020 to Mar 23, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Jan 17, 2020S•••••••• I••••••••• A•••••••• L•• first filed Form ADV in the extract (ERA)
Across the graphs
S•••••••• I••••••••• A•••••••• L•• is the same institution as 1 record in Independent Sponsors.
Independent Sponsors1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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