DFX Intelligence
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C••
Private credit managerClassification probableMiddle marketSEC registered investment adviser· Houston, TXc••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $3.0B
- PE fund assets
- $1.6B
- PE funds
- 15
- Investments held
- 1 of 1
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors healthcare,life_sciences,consumer
- Graphs 3
- Placement agents 4
Classification
How this organization is classified, and on what basisPrivate credit manager · 2 in historyShowHide
- Class
- Private credit managerprobable, confidence 80%
- Basis
- own website statement
- Size band
- Middle marketdefined by: proxy: $1.56bn Private Equity Fund GAV on the Form ADV filed 2024-08-08
- Strategies
- PRIVATE CREDIT
Classification history (2)
- Sep 15, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 19 of 19 distinct vehicles are sworn Private Equity Funds; 15 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Aug 8, 2024
- RAUM
- $3.0Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 15
- PE fund GAV, latest filing
- $1.6Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.6Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.6Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-08-08, latest gav Private Equity Fund $1.6B, latest counts Private Equity Fund 15, lifetime distinct Private Equity Fund 19
- Employees
- 24
- Headquarters
- Houston, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- healthcare, life sciences, consumer
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 1
- period
- to unknown, from unknown, undated holdings 1, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 1
- companies
- 1
- geography
- investments
- 1
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
1 companies on the graph (0 transactions); no dated observations
Funds
19 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•• P••••••• V• C••••• P••••••• F••• •• L• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $77.8M as of Aug 8, 2024 | no Form D | Unknown | |
| C•• P••••••• V• D••••••• P••••••• F••• L• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $27.8M as of Aug 8, 2024 | no Form D | Unknown | |
| C•• P••••••• V• C••••• P••••••• F••• L• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $14.3M as of Aug 8, 2024 | no Form D | Unknown | |
| C•• P••••••• I• • P••••••• F••• •• ••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $495M as of Aug 8, 2024 | no Form D | Active deployment | |
| C•• P••••••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $248M as of Aug 8, 2024 | no Form D | Active deployment | |
| C•• P••••••• I• • C••••• L•••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $247M as of Aug 8, 2024 | no Form D | Active deployment | |
| C•• P••••••• I•• • P••••••• F••• •• ••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2016 first reported on Form ADV | $168M as of Aug 8, 2024 | no Form D | Harvest | |
| C•• P••••••• I•• ••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2016 first reported on Form ADV | $158M as of Aug 8, 2024 | no Form D | Harvest | |
| C•• P••••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $66.9M as of Aug 8, 2024 | no Form D | Harvest | |
| C•• P••••••• I•• • P••••••• F••• •• L••• ADV: Private Equity Fund | Feeder or parallel | 2016 first reported on Form ADV | $42.5M as of Aug 8, 2024 | no Form D | Mature | |
| P••••••• I••••••••• O••••••••• P••••••• I• L••• ADV: Private Equity Fund | Feeder or parallel | 2013 first reported on Form ADV | $7.1M as of Aug 8, 2024 | no Form D | Harvest | |
| C•••••• R•••••• P••••••• I• • P••••••• F••• •• ••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2013 first reported on Form ADV | $5.8M as of Aug 8, 2024 | no Form D | Harvest | |
| C•••••• R•••••• P•••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $88.9M as of Sep 8, 2017 | no Form D | Wound down | |
| C•••••• R•••••• P••••••• I• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $64.7M as of Sep 8, 2017 | no Form D | Wound down | |
| L••• S••• C••••• O••••••••• M••••• F••• I• ADV: Private Equity Fund | Credit fund | unknown | $43.2M as of Mar 29, 2012 | no Form D | Wound down | |
| C•••••• R•••••• P••••••• •••••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $12.4M as of Sep 8, 2017 | no Form D | Wound down | |
| C•••••• R•••••• P••••••• I• • P••••••• F••• •• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $3.3M as of Aug 8, 2024 | no Form D | Harvest | |
| C•••••• R•••••• P••••••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.9M as of Aug 8, 2024 | no Form D | Harvest | |
| C•••••• R•••••• P••••••• I• ••••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $25,337 as of Aug 8, 2024 | no Form D | Harvest |
Team
33 current, 8 former
Managing partner (1)
- N••• H••••• · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (6)
- C•• L••• · Chief Investment Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• R• C••••• · Partner · since Jan 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• C••••••••• D••••• · Partner & Chief Investment Officer · since Dec 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N••••• D••••• H••••• · L•••••• Partner · since Nov 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• G•••• · Analytics Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• R• L• · Partner · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (3)
- B•••• E•••••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••••• G••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••• S•••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (6)
- A••• K•• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••• D•••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••••• S•••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••• W••••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J• G••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•• S•••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (1)
- J••• C••••• · Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (8)
- A••• P••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• J••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• R• C••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• B••••••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• C•••••• · Senior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••••••• H••• · MD · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••• H•••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• R• L• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (6)
- A••• W• P••• · Chief Compliance Officer & General Counsel · since Aug 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A••• W• P••• · General Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• C••••• · Executive Assistant to C•••••• T••• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••• E•••••••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I••••• P••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• H••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (2)
- K••• S•••••• · Senior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• M•••••••• · MD, PhD · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
8 former (kept with end dates)
- C•••••• W•••••• T••• · L•••••• Partner · Nov 1, 2015 to Mar 30, 2020 Inference
- M•••••• P•••• W••••••• · Partner · May 1, 2018 to Mar 31, 2021 Inference
- A••••• J• D•••••••• · Partner, General Counsel & Chief Compliance Officer · May 1, 2018 to Aug 8, 2024 Inference
- C••••••• A•••• G•••• · Chief Financial Officer · Apr 1, 2019 to Aug 8, 2024 Inference
- F•••• J••••• G••••••• · Chief Compliance Officer · Jul 1, 2006 to Mar 29, 2016 Inference
- G•••• A••• M••••• · Chief Financial Officer · Mar 1, 2014 to Apr 26, 2019 Inference
- M••• B•••• L•••• · Chief Financial Officer · Sep 1, 2006 to Mar 26, 2014 Inference
- H•••• K••• L••••• · Principal · Jun 1, 2003 to Mar 26, 2014 Inference
Portfolio
1 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| H••••••••• S••••••• • I• | Role unknown | active | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (4)
- P••••••• F•••• G••••• L•• 6 shared · very strong · last Jan 1, 2019
- F••••••• G•••• I•• 6 shared · very strong · last Jan 1, 2013
- N•• E•• A••••••••• L•••••• 2 shared · recurring · last Jan 1, 2023
- B••••••••• C••••• P•••••••• L•• 2 shared · recurring · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 31, 2026Crg: Private Equity Funds on Form ADV 15 (2024 extract) -> 10 (roster 2026-09-01)
- Mar 29, 2012Crg first filed Form ADV in the extract (IA)
Across the graphs
C•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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