DFX Intelligence
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B•••••••• C•••••• M••••••••• L•
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Houston, TX
Buyout firm, running PRIVATE CREDIT, based in Houston, TX.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $133M
- PE fund assets
- $132M
- PE funds
- 7
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
What matters now
- -3funds on Form ADV
Private equity funds on its Form ADV went from 10 to 7 (-3).
Vehicles leaving the filing are funds wound up or moved to another adviser.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 11 of 16 distinct vehicles are sworn Private Equity Funds; 9 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.43bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
- Strategies
- Private credit
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%)11 of 16 distinct vehicles are sworn Private Equity Funds; 9 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $133M · 7 PE funds · filed Apr 10, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Apr 10, 2026
- RAUM
- $133Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 7
- PE fund GAV, latest filing
- $132Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $132Mevery private fund type, latest filing
- 2024 PE fund GAV
- $239Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 69%
- Fund type mix
- Private equity fund: 7 funds, $132M reported gross assets, 11 ever reported
- Hedge fund: 5 ever reported
- Employees
- 4
- Headquarters
- Houston, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour1 of 8 criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
11 families, 11 vehicles on record
B•••••••• S•• V• L• · 1 vehicle · vintage 2024$13.0M
- B•••••••• S•• V• L• buyout or unlabelled · 2024$13.0M
B•••••••• O••••••••• F••• P•••••• L• · 1 vehicle · vintage 2021$9.0M
- B•••••••• O••••••••• F••• P•••••• L• buyout or unlabelled · 2021$9.0M
B•••••••• S•• V• L• · 1 vehicle · vintage 2020$36.9M
- B•••••••• S•• V• L• buyout or unlabelled · 2020$36.9M
B•••••••• S•• I•• L• · 1 vehicle · vintage 2019$54.3M
- B•••••••• S•• I•• L• buyout or unlabelled · 2019$54.3M
B•••••••• S•• I• L• · 1 vehicle · vintage 2019$53.0M
- B•••••••• S•• I• L• buyout or unlabelled · 2019$53.0M
6 smaller families are in the full list of vehicles.
View all 11 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B•••••••• S•• V• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $13.0M as of Apr 10, 2026 | no Form D | Early deployment | |
| B•••••••• M•• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $432,592 as of Apr 10, 2026 | no Form D | Unknown | |
| B•••••••• O••••••••• F••• P•••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $9.0M as of Apr 10, 2026 | no Form D | Mature | |
| B•••••••• S•• V• L• ADV: Private Equity Fund | buyout or unlabelled | 2020 Form D first sale | $36.9M as of Apr 10, 2026 | no Form D | Successor fundraising | |
| B•••••••• S•• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 Form D first sale | $54.3M as of Mar 28, 2024 | no Form D | Active deployment | |
| B•••••••• S•• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $53.0M as of Mar 28, 2024 | no Form D | Harvest | |
| B•••••••• S•• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 Form D first sale | $25.2M as of Apr 10, 2026 | no Form D | Harvest | |
| B•••••••• S•• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 Form D first sale | $22.0M as of Apr 10, 2026 | no Form D | Harvest | |
| B•••••••• P•••••• C••••• • D••••••••• F••• L• ADV: Private Equity Fund | Credit fund | 2019 first reported on Form ADV | $0 as of Jul 8, 2019 | no Form D | Wound down | |
| B•••••••• P•••••• E••••• P••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $25.3M as of Apr 10, 2026 | no Form D | Harvest | |
| B•••••••• P•••••• E••••• P••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2014 Form D first sale | $0 as of Mar 28, 2024 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
5 current, 5 former
- Member · since Feb 1, 2006
- L•••••• Partner · since Feb 1, 2006
- Class A Shareholder · since Oct 1, 2009
- Class A Shareholder · since Oct 1, 2009
- Cco · since Sep 1, 2020
Full team · 5 peoplegrouped by role, with sources
Partner (4)
- A••• J••••• F•••••••• · Member · since Feb 1, 2006 Form ADV
- E••• D•••••••• · L•••••• Partner · since Feb 1, 2006 Form ADV
- G••••• R•••••••• R•••••• · Class A Shareholder · since Oct 1, 2009 Form ADV
- H•••• R• K••••• · Class A Shareholder · since Oct 1, 2009 Form ADV
Platform (1)
- S•••••• P••• J•••• · Cco · since Sep 1, 2020 Form ADV
5 former (kept with end dates)
- A••••• L•••• · Cco · Apr 1, 2018 to Mar 15, 2019 Inference
- D••• K••• N••••• · Cco · Feb 1, 2019 to Jul 8, 2019 Inference
- J••• T•••• H•••••••• · Chief Operating Officer, Chief Compliance Officer · Dec 1, 2013 to Apr 13, 2016 Inference
- J••••••• C•••• P••••• · Cco · Jun 1, 2019 to Sep 10, 2020 Inference
- P••••• K••••••••• · Coo/Cco · Nov 1, 2012 to Apr 20, 2018 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- E••••••• G•••• L••••• 10 shared · very strong · last Jan 1, 2024
- U• C•••••• A••••••• L•• 1 shared · one time
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
B•••••••• C•••••• M••••••••• L• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.