DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
S•••••••• P•••••••
Buyout firmClassification probableLower middle marketSEC registered investment adviser· Houston, TXs•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $157M
- PE fund assets
- $100M
- PE funds
- 1
- Investments held
- 1 of 21
- Deals, last 12 months
- 1
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $10.0M to $20.0MEBITDA from $5.0M
- Last 12 months 1Most recent 2 months agoPlatform deals 2
- Graphs 2
Classification
How this organization is classified, and on what basisBuyout firm · 3 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.10bn Private Equity Fund GAV on the Form ADV filed 2024-01-17
Classification history (3)
- Sep 18, 2026
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 0 of 1 distinct vehicles; hedge, securitized or liquidity vehicles 0
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Aug 18, 2023 to Mar 24, 2026
- RAUM
- $157Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $100Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $157Mevery private fund type, latest filing
- 2024 PE fund GAV
- $100Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-01-17, latest gav Private Equity Fund $100M, latest counts Private Equity Fund 1, lifetime distinct Private Equity Fund 1
- Employees
- 5
- Headquarters
- Houston, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
20 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- from $5.0M
- Enterprise value
- from $25.0M
- Equity check
- $10.0M to $20.0M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 19, platform 2
- period
- to 2026-07-08, from 2024-11-01, undated holdings 19, dated observations 4
- window
- last 2026-07-08, first 2024-11-01
- control
- control 2, unknown 19
- companies
- 20
- geography
- count 1, share 0.05, value LA
- investments
- 21
- seller kinds
- transactions
- 2
- cadence by year
- 2024 platforms 1, 2026 platforms 1
- platform add on
- add ons 0, platforms 2, add ons per platform unknown
- sector known for
- 2
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.05, value industrial services, examples Submar, LLC, count 1, share 0.05, value financial services, examples VRGL
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.05, value remediation environmental, examples Submar, LLC, count 1, share 0.05, value financial services, examples VRGL
20 companies on the graph (2 transactions); most in industrial services (1); 2 platforms and 0 add-ons; observed 2024 to 2026
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•••••••• P••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $100M as of Jan 17, 2024 | no Form D | Unknown |
Team
5 current, 0 former
Managing partner (5)
- D•••••• L•• F••••• · Managing Partner · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K••• B••••••••• · Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- K••• E••••• B••••••••• · Managing Partner · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• H••••• · Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R••• T••••• H••••• · Managing Partner And Chief Compliance Officer · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
21 relationships, 2 platforms, 0 add-ons
Transactions
2 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jul 8, 2026 | Platform acquisition | S•••••• L•• | Sponsor (confirmed) | prnewswire.com |
| Nov 1, 2024 | Platform acquisition | S•••••• L•• | Sponsor (confirmed) | s•••••••••.com |
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
6 most recent
- Jul 8, 2026••• Locked
- Jul 8, 2026••• Locked
- Jul 8, 2026••• Locked
- Apr 1, 2026••• Locked
- Nov 1, 2024••• Locked
- Aug 18, 2023••• Locked
Across the graphs
S•••••••• P••••••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…