DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / E••••••• C•••••• P•••••••• L••
E••••••• C•••••• P•••••••• L••
Private credit manager · probableunsizedNew Orleans, LAe•••••••••.comSEC registered investment adviser
Classification
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R2: 2 of 2 private equity vehicles are named credit
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-1)R2: 2 of 2 private equity vehicles are named credit
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jan 22, 2014 to Mar 21, 2024
- RAUM
- $969Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $78.0Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 67%
- Fund type mix
- filed 2024-03-21, latest gav Hedge Fund $78.0M, latest counts Hedge Fund 1, lifetime distinct Hedge Fund 2, Private Equity Fund 4
- Employees
- 36
- Headquarters
- New Orleans, LA
- Office address
- 201 ST. CHARLES AVE, SUITE 3400, New Orleans, LA, 70170
- Business phone
- 504-569-7900
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record, 2 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| H••• C•••••• I• L• ADV: Private Equity Fund | Credit fund | unknown | $105M as of Mar 30, 2018 | no Form D | Wound down | |
| E••••••• S•••• B••••••• I••••••••• C••••••• L• ADV: Hedge Fund | SPV | unknown | $92.6M as of Mar 26, 2021 | no Form D | Unknown | |
| H••• C•••••• I• P•••••••• L• ADV: Private Equity Fund | Credit fund | unknown | $44.4M as of Mar 30, 2018 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| H••• C•••••• I• P•••••••• L• | Private Equity Fund | 2018 to 2018 | $136M filed Mar 30, 2018 | adviserinfo.sec.gov | |
| H••• C•••••• I•• L• | Private Equity Fund | 2018 to 2018 | $86.5M filed Mar 30, 2018 | adviserinfo.sec.gov |
Team
8 current, 12 former
Managing partner (4)
- M••• S••••• · Managing Partner · since Dec 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• A••• G••••••• K•••••••• · Chief Executive Officer & President, Member Board Of Directors · since Dec 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• B•••••• M••••••••• · Managing Partner · since Dec 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• P•••••• M••••••• · Managing Partner · since Dec 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (3)
- C•••• F••••••• · Member, Board Of Directors · since Dec 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- F• B•••••• D•••• · Member, Board Of Directors · since Dec 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••••• F•••• S••••• · Member, Board Of Directors · since Dec 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- D•••• M•••••• H••••• · Chief Financial Officer And Chief Compliance Officer · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
12 former (kept with end dates)
- A••••• M••••••• P••• · Member, Board Of Directors · Dec 1, 2013 to Feb 12, 2021 Inference
- J•••• R••••• M••••••• · Member, Board Of Directors · Dec 1, 2013 to Feb 12, 2021 Inference
- S•••• J••••••• B•••••• · Member, Board Of Directors · Dec 1, 2013 to Feb 12, 2021 Inference
- C•••••• A••••• D•••• · Managing Member · Dec 1, 2008 to Feb 12, 2021 Inference
- D•••• J•• W•••••• · Managing Member · Dec 1, 2008 to Feb 12, 2021 Inference
- D••••• C• B••••••• · Managing Member · Jul 1, 2010 to Jul 5, 2019 Inference
- J•••• D••••• C•••• · Managing Member · Dec 1, 2008 to Feb 12, 2021 Inference
- K•••• H••••• G•••••• · Managing Member · Jul 1, 2010 to Jul 5, 2019 Inference
- N•••••• D•••• Z••••• · Managing Member · Dec 1, 2008 to Feb 12, 2021 Inference
- B•••• A••• O•••••• · Member, E••••••• Capital Sbic Management, Llc (Relying Adviser) · Feb 1, 2012 to Jul 5, 2019 Inference
- D•••••• A••••• C••••••••• · Member, H••• Capital Management I, Llc (Relying Adviser) · Aug 1, 2013 to Mar 30, 2019 Inference
- N••••• F••••••• A••••• · Chief Compliance Officer And Counsel · Dec 1, 2013 to Feb 12, 2021 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- C•••••••• A•••••••• L•• 2 shared · recurring · last Jan 1, 2014
- C•••• P•••••••• L•• 2 shared · recurring · last Jan 1, 2014
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Jan 22, 2014E••••••• C•••••• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
E••••••• C•••••• P•••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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