DFX Intelligence
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H••• P•••••••
Buyout firmClassification confirmedLower middle marketSEC exempt reporting adviser· La Jolla, CAh••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $562,258
- PE funds
- 1
- Investments held
- 20 of 53
- Deals, last 12 months
- 4
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- EBITDA from $2.0MRevenue $10.0M to $100MSectors manufacturing,healthcare,technologyGeography United StatesControl control,minority
- Last 12 months 4Most recent 9 months agoPlatform deals 3
- Graphs 2
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 3 of 5 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-04-24
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 3 of 5 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Mar 30, 2012 to Apr 24, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $562,258reported gross assets (Form ADV), not fund size
- All private fund GAV
- $253Mevery private fund type, latest filing
- 2024 PE fund GAV
- $562,258sum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 60%
- Fund type mix
- filed 2024-04-24, latest gav Other Private Fund $253M, Private Equity Fund $562,258, latest counts Other Private Fund 2, Private Equity Fund 1, lifetime distinct Other Private Fund 2, Private Equity Fund 3
- Employees
- unknown
- Headquarters
- La Jolla, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
53 observed deals
Stated by the firm
- Sectors
- manufacturing, healthcare, technology
- Geography
- United States
- Revenue
- $10.0M to $100M
- EBITDA
- from $2.0M
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- control,minority
- Thesis
- ••• Locked
Observed from deals on record
- roles
- add on 1, unknown 48, platform 4
- period
- to 2025-12-19, from 2025-11-04, undated holdings 49, dated observations 8
- window
- last 2025-12-19, first 2025-11-04
- control
- control 4, unknown 49
- companies
- 53
- geography
- count 1, share 0.019, value MI, count 1, share 0.019, value WA, count 1, share 0.019, value GA
- investments
- 53
- seller kinds
- family 1
- transactions
- 4
- cadence by year
- 2025 add ons 1, platforms 3
- platform add on
- add ons 1, platforms 4, add ons per platform 0.25
- sector known for
- 26
- disclosed value usd
- n 0
- sector distribution
- count 10, share 0.189, value healthcare services, examples Arosa, Mission Healthcare, Fund V, PAX Health Services, Healthcare, Cubex, count 8, share 0.151, value software, examples Fund V Services, Technology, Software, Healthcare, EPIS, Chordline Health, Fund V Healthcare, Technology, Software, count 2, share 0.038, value industrial manufacturing, examples Baked in the Sun, Fund V Services, Technology, count 2, share 0.038, value transportation logistics, examples Progistics, Fund V, Gondola Skate Services, count 1, share 0.019, value business services, examples FleetNurse, count 1, share 0.019, value industrial services, examples Fund V Services, count 1, share 0.019, value aerospace defense, examples Federal EC, count 1, share 0.019, value consumer services, examples Burke Williams
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 8, share 0.151, value software, examples Fund V Services, Technology, Software, Healthcare, EPIS, Chordline Health, Fund V Healthcare, Technology, Software, count 3, share 0.057, value home health, examples Arosa, Mission Healthcare, Fund V Services, Healthcare, count 2, share 0.038, value outpatient mental health substance, examples Fund V, PAX Health Services, Healthcare, AMFM Healthcare, count 2, share 0.038, value veterinary, examples Cubex, Fund V Healthcare, Technology, count 1, share 0.019, value food manufacturing, examples Baked in the Sun, count 1, share 0.019, value couriers, examples Progistics, count 1, share 0.019, value assisted living senior, examples Mission Senior Living, count 1, share 0.019, value staffing, examples FleetNurse
53 companies on the graph (4 transactions); most in healthcare services (10); 4 platforms and 1 add-ons; observed 2025 to 2025
Funds
5 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| H••• P••••••• V• L• ADV: Other Private Fund | SPV | 2022 first reported on Form ADV | $164M as of Apr 24, 2024 | no Form D | Early deployment | |
| H••• P••••••• I•• L• ADV: Other Private Fund | SPV | 2018 first reported on Form ADV | $89.0M as of Apr 24, 2024 | no Form D | Successor fundraising | |
| H••••••••• C•••••• F••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $562,258 as of Apr 24, 2024 | no Form D | Harvest | |
| H••••••••• C••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $9.4M as of Jun 21, 2018 | no Form D | Wound down | |
| H••••••••• C•••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $2.6M as of Mar 10, 2023 | no Form D | Wound down |
Team
19 current, 2 former
Managing partner (2)
- T•• B•••••• · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• B•••••• · Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Partner (7)
- B•••••• R•••••• T•••••• · Manager · since May 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- F•••• M••• · S••••• Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- F•••• M••• · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- H••• M••• · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- H••• M••• · S••••• Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• L••••••• M••••• · Manager · since May 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• O••••••• · S••••• Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (1)
- T•• W•••••• · S••••• Director of I••••• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (4)
- B•• C•••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••••• W••• · S••••• Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• K•• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• K•• · Vice President · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Analyst (1)
- B•••••• N••••••••• · Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (4)
- B••••• E••••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• G•••••• · Accounting and Office Administrator · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••• A•••••••• A••••••• · Vice President Of Finance And Chief Compliance Officer · since Apr 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• A•••••••• A••••••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
2 former (kept with end dates)
- B•••• A•••••• W••••• · Manager · May 1, 2008 to Mar 27, 2013 Inference
- K••• D••• N•••• · Chief Compliance Officer And Chief Financial Officer · May 1, 2015 to Apr 24, 2024 Inference
Portfolio
53 relationships, 4 platforms, 1 add-ons
Transactions
4 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Dec 19, 2025 | Platform acquisition | P••••• H••••••••• | Sponsor (confirmed) | hcap.com |
| Dec 3, 2025 | Add-on acquisition | X•••• o• N•• S•• C••••••••• S••••••• | Sponsor (confirmed) | hcap.com |
| Nov 20, 2025 | Platform acquisition | I•• | Sponsor (confirmed) | hcap.com |
| Nov 4, 2025 | Platform acquisition | F•••••• E• | Sponsor (confirmed) | hcap.com |
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (4)
- I••••••••• S••••••••• I••• 2 shared · recurring · last Jan 1, 2018
- G••••• C•••••• S•••••••• I••• 1 shared · one time · last Jan 1, 2020
- V••••• • M•••••• I••• 1 shared · one time · last Jan 1, 2014
- B• R•••• S••••••••• I••• 1 shared · one time · last Jan 1, 2020
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
11 most recent
- Sep 8, 2026H••• P••••••• Announces Exit of Apprio Debt Investment
- Sep 1, 2026Adviser CRD 162668 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Jan 13, 2026H••• P••••••• Announces Follow-On Acquisition for Integrated Diagnostic Services (IDS) with the Addition of Core Analytics Lab & Radiology
- Dec 19, 2025H••• P••••••• Announces Investment in P••••• H•••••••••
- Dec 19, 2025H••• P••••••• Announces Investment in P••••• H•••••••••
- Dec 3, 2025L••••• Partners with X•••• o• N•• S•• C••••••••• S•••••••
- Nov 20, 2025H••• P••••••• Announces Investment in IND, Inc., a Leading Provider of Critical Cleaning and Coating Services for the Semiconductor IndustryPlatform investmentFactI••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Nov 20, 2025H••• P••••••• Announces Investment in IND, Inc., a Leading Provider of Critical Cleaning and Coating Services for the Semiconductor Industry
- Nov 4, 2025H••• P••••••• Announces Investment in F•••••• E•, a Leader in Trenchless Infrastructure Rehabilitation
- Nov 4, 2025H••• P••••••• Announces Investment in F•••••• E•, a Leader in Trenchless Infrastructure Rehabilitation
- Mar 30, 2012H••• P••••••• first filed Form ADV in the extract (ERA)
Across the graphs
H••• P••••••• is the same institution as 2 records in Venture Capital and RIA and Wealth.
Venture Capital1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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