The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firms / A••••••• H••••••• I••••••••• M••••••••• L••

A••••••• H••••••• I••••••••• M••••••••• L••

Buyout firmLower middle marketNew York, NYa•••••••••.comSEC registered investment adviser
Classification
Class
Buyout firmconfirmed, confidence 85%
Basis
R6: 8 of 11 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Size band
Lower middle marketdefined by: proxy: $0.38bn Private Equity Fund GAV on the Form ADV filed 2024-10-18
Classification history (1)
  1. Sep 13, 2026
    Buyout firm (confirmed, 85%, cls-pe-1)
    R6: 8 of 11 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
Adviser type
registered investment adviser
Form ADV filings
Jun 7, 2018 to Oct 18, 2024
RAUM
$14Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
5
PE fund GAV, latest filing
$377Mreported gross assets (Form ADV), not fund size
All private fund GAV
$1.4Bevery private fund type, latest filing
2024 PE fund GAV
$835Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
73%
Fund type mix
filed 2024-10-18, latest gav Private Equity Fund $377M, Securitized Asset Fund $993M, latest counts Private Equity Fund 5, Securitized Asset Fund 3, lifetime distinct Private Equity Fund 8, Securitized Asset Fund 3
Employees
45
Headquarters
New York, NY
Office address
40 10TH AVENUE, 6TH FLOOR, New York, NY, 10014-1101
Business phone
212-720-1000
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
Sectors
not stated or not yet read
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
not stated or not yet read
Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds
8 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
A••••••• F• O••••••••• I• L•
ADV: Private Equity Fund
buyout or unlabelled2024
first reported on Form ADV
$188M
as of Oct 18, 2024
no Form DUnknown
A••••••• F• F••• I• L•
ADV: Private Equity Fund
Fund of funds2024
first reported on Form ADV
$50.1M
as of Oct 18, 2024
no Form DUnknown
A••••••• F• F••• I•• L•
ADV: Private Equity Fund
Fund of funds2024
first reported on Form ADV
$50.1M
as of Oct 18, 2024
no Form DUnknown
A••••••• F• F••• I• L•
ADV: Private Equity Fund
Fund of funds2024
first reported on Form ADV
$50.1M
as of Oct 18, 2024
no Form DUnknown
A••••••• F• F••• I• L•
ADV: Private Equity Fund
Fund of funds2024
first reported on Form ADV
$38.6M
as of Oct 18, 2024
no Form DUnknown
A••••••• H••••••• I•• L•••
ADV: Private Equity Fund
buyout or unlabelled2020
first reported on Form ADV
$281M
as of Mar 29, 2024
no Form DSuccessor fundraising
A••••••• H••••••• I• L•••
ADV: Private Equity Fund
buyout or unlabelled2020
first reported on Form ADV
$7.0M
as of Mar 29, 2024
no Form DMature
A••••••• H••••••• I• L•••
ADV: Private Equity Fund
buyout or unlabelledunknown$169M
as of Mar 29, 2024
no Form DMature
Team
2 current, 2 former
2 former (kept with end dates)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
  • R•••••• B• L•• 1 shared · one time · last Jan 1, 2020
  • P•• P••••••• L• 1 shared · one time · last Jan 1, 2020
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
  1. May 12, 2026
    A••••••• H••••••• I••••••••• M••••••••• L••: Private Equity Funds on Form ADV 5 (2024 extract) -> 2 (roster 2026-09-01)
    Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
  2. Jun 7, 2018
    A••••••• H••••••• I••••••••• M••••••••• L•• first filed Form ADV in the extract (IA)
    First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Across the graphs

A••••••• H••••••• I••••••••• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.

Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…