DFX Intelligence
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D•• I••••••••• H••• K••• L••••••
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $5.1B
- PE fund assets
- $394M
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- Placement agents 1
- RAUM $5.1B
Classification
How this organization is classified, and on what basisInfrastructure · 1 in historyShowHide
- Class
- Infrastructureprobable, confidence 70%
- Basis
- R2: 1 of 2 private equity vehicles are named infrastructure
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
- Strategies
- INFRASTRUCTURE
Classification history (1)
- Sep 13, 2026Infrastructure (probable, 70%, cls-pe-1)R2: 1 of 2 private equity vehicles are named infrastructure
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 21, 2011 to May 29, 2026
- RAUM
- $5.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $0every private fund type, latest filing
- 2024 PE fund GAV
- $394Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-10-08, latest gav , latest counts , lifetime distinct Private Equity Fund 2
- Employees
- 71
- Headquarters
- H••• K•••, China
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•••• R•••••••• E••••• F••• L••• ADV: Private Equity Fund | Infrastructure fund | 2019 first reported on Form ADV | $287M as of Aug 5, 2024 | no Form D | Mature | |
| C•••• E••••• a•• E••••••••• F••• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $107M as of Aug 5, 2024 | no Form D | Mature |
Team
8 current, 26 former
Principal (2)
- E••• S••••••••• · Director / Regional Investment Head Apac · since Aug 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••••••• L•• H••• T•• · Director · since Nov 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Business development (1)
- V•••••• W••• · Director / Head Of Client Coverage, Apac / Head Of Asia Pacific · since Apr 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (5)
- C••• M•• J••• W••• · Chief Compliance Officer / Regional Head Of Afc & Compliance Apac · since Oct 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• L•• K••• C••• · Director / Chief Financial Officer Apac · since Feb 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• J••• M••••• · Director / Chief Operating Officer Apac · since Jul 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• N••• W••• · Regional Head Of Legal Apac · since Sep 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••• W•• N• L•• · Director / Chief Operating Officer H••• K••• · since Aug 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
26 former (kept with end dates)
- H•••• H• · Director / Head Of Coverage, Apac Ex-Japan · Mar 1, 2016 to Apr 30, 2019 Inference
- R••• T••••• R••• K•••••••• · Chief Executive Officer · Mar 1, 2015 to May 11, 2016 Inference
- A••••• F•••••••• P•••• P••••• · Director / Global Head Of Investments Sustainable Investments · Apr 1, 2019 to Sep 3, 2024 Inference
- D••••• E•••• · Managing Director And Head Of Asia Pacific - Rreef Real Estate Securities · Jun 1, 2010 to Aug 14, 2017 Inference
- S•••• J••• J•••••• · Chief Investment Officer · Jul 1, 2007 to Mar 28, 2017 Inference
- A••••• W••• · Chief Legal Officer · Feb 1, 2013 to Oct 13, 2017 Inference
- A••••• L•• · Chief Legal Officer · Jan 1, 2012 to Mar 28, 2013 Inference
- B•••••••• S••• · Controller/Chief Financial Officer · Jun 1, 2006 to Mar 30, 2012 Inference
- D•••• A•••• · Chief Legal Officer · Sep 1, 2007 to Mar 30, 2012 Inference
- K•••••••• W•• · Chief Compliance Officer · Feb 1, 2013 to May 11, 2016 Inference
- M•••• S••• M•• C••• · Chief Compliance Officer · Jul 1, 2019 to Nov 12, 2019 Inference
- N••••• K• M••• T••• · Chief Compliance Officer · Dec 1, 2009 to Mar 28, 2013 Inference
- P••••• L••••• · Director/ Chief Financial Officer · Jan 1, 2011 to Jul 17, 2018 Inference
- S•••••• P••• H••••• · Managing Director & Chief Operating Officer · Jun 1, 2005 to Mar 31, 2015 Inference
- Y••• L••• D•••• S••• · Chief Compliance Officer · Apr 1, 2016 to Jul 12, 2019 Inference
- A•••••••• M•••••• P•••• · Director · Jun 1, 2018 to Jan 15, 2019 Inference
- A••• H• · Director / Regional Head Of Trading Apac · Feb 1, 2016 to Sep 30, 2021 Inference
- H••••• N•••••• · Director · May 1, 2020 to May 10, 2023 Inference
- J••••••• Z••••• T••••••••• · Director · Feb 1, 2015 to Mar 28, 2017 Inference
- L••• C••••••••• W••••••• · Director / Cao Investment Division, Apac · Nov 1, 2017 to May 18, 2021 Inference
- L•• K•• Y•• · Director · May 1, 2023 to Oct 9, 2023 Inference
- M•••• M•••••••• · Director / Head Of Global Product Management, Apac · Feb 1, 2020 to Aug 25, 2020 Inference
- M•••••• M••••••• B••• · Director · Jan 1, 2012 to Mar 26, 2014 Inference
- P•••• L• · Director · Aug 1, 2015 to Mar 28, 2018 Inference
- W•• K•• C•••• · Director · May 1, 2018 to Mar 31, 2023 Inference
- W•••••• L•••• · Director And Lead Portfolio Manger · Mar 1, 2010 to Aug 20, 2012 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- D•• I••••••••• U• L•••••• 1 shared · one time · last Jan 1, 2019
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Nov 21, 2011••• Locked
Across the graphs
D•• I••••••••• H••• K••• L•••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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