DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
N•• C•••••• I•••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· New York, NYn•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.0B
- PE fund assets
- $851M
- PE funds
- 3
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors agriculture,transportation_logisticsGeography Europe
- Graphs 3
- RAUM $2.0B
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 6 of 18 distinct vehicles; hedge, securitized or liquidity vehicles 9
- Size band
- Lower middle marketdefined by: proxy: $0.85bn Private Equity Fund GAV on the Form ADV filed 2024-09-20
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 6 of 18 distinct vehicles; hedge, securitized or liquidity vehicles 9
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 21, 2011 to May 15, 2026
- RAUM
- $2.0Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $851Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.0Bevery private fund type, latest filing
- 2024 PE fund GAV
- $851Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- filed 2024-09-20, latest gav Hedge Fund $909M, Real Estate Fund $385M, Private Equity Fund $851M, latest counts Hedge Fund 4, Real Estate Fund 3, Private Equity Fund 3, lifetime distinct Hedge Fund 9, Real Estate Fund 3, Private Equity Fund 6
- Employees
- 63
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- agriculture, transportation logistics
- Geography
- Europe
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
8 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N•• A••••••••• P••••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $83.6M as of Sep 20, 2024 | no Form D | Mature | |
| N•• A••••••••• P•••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $767M as of Sep 20, 2024 | no Form D | Harvest | |
| N•• N•• E••••• P••••••• F•••• L••• ADV: Real Estate Fund | Real estate fund | unknown | $217M as of Sep 20, 2024 | no Form D | Harvest | |
| N•• N•• E••••• P••••••• F••• I•• L••• ADV: Real Estate Fund | Real estate fund | unknown | $101M as of Sep 20, 2024 | no Form D | Harvest | |
| N•• C•••••• C•••••• P•••••••• L••• ADV: Private Equity Fund | Buyout fund | unknown | $4.7M as of Jul 14, 2020 | no Form D | Wound down | |
| N•• L••••••••• C•••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $485,726 as of Sep 20, 2024 | no Form D | Unknown | |
| N•• C•••••• C•••••• P••••••• I•• L••• ADV: Private Equity Fund | Buyout fund | unknown | $47,908 as of Jul 14, 2020 | no Form D | Wound down | |
| N•• F••• L••••••••• C•••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $40,676 as of Jun 21, 2019 | no Form D | Wound down |
Team
5 current, 1 former
Partner (2)
- G••••• R••• · Shareholder · since May 1, 2000 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••• T•••••••• · Shareholder · since May 1, 2000 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- E••••• C•••••• P••••• · Senior Vice President & Cfo · since Sep 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••••• K••• · Vice President, Senior General Counsel & Cco · since Jul 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- H••• S•• R•••••• S••• · Vice President & Controller · since Feb 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- J••• S•••• · Treasurer · Feb 1, 2005 to Apr 1, 2013 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Nov 21, 2011••• Locked
Across the graphs
N•• C•••••• I••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…