DFX Intelligence
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S••••• C•••••• I••••••••• L••••••
Special situationsClassification probableLower middle marketSEC exempt reporting adviser· Dubais•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $203M
- PE funds
- 2
- Investments held
- 0 of 1
- Deals, last 12 months
- Not established
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Geography Asia
Classification
How this organization is classified, and on what basisSpecial situations · 1 in historyShowHide
- Class
- Special situationsprobable, confidence 70%
- Basis
- R2: 2 of 2 private equity vehicles are named special situations
- Size band
- Lower middle marketdefined by: proxy: $0.20bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
- Strategies
- SPECIAL SITUATIONS
Classification history (1)
- Sep 13, 2026Special situations (probable, 70%, cls-pe-1)R2: 2 of 2 private equity vehicles are named special situations
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- May 12, 2014 to Mar 30, 2026
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $203Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $225Mevery private fund type, latest filing
- 2024 PE fund GAV
- $203Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-29, latest gav Private Equity Fund $203M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 2
- Employees
- unknown
- Headquarters
- Dubai, United Arab Emirates
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- Asia
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 1
- period
- to unknown, from unknown, undated holdings 1, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 1
- companies
- 1
- geography
- investments
- 1
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
1 companies on the graph (0 transactions); no dated observations
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••• S•••••• S••••••••• F••• I• L••• ADV: P•••••• Equity Fund | Special situations fund | 2020 first reported on Form ADV | $58.2M as of Mar 29, 2024 | no Form D | Active deployment | |
| S••••• S•••••• S••••••••• F••• I•• L••• ADV: P•••••• Equity Fund | Special situations fund | 2018 first reported on Form ADV | $145M as of Mar 29, 2024 | no Form D | Unknown |
Team
4 current, 9 former
Partner (1)
- S•••••• S•••• · Shareholder & Voting Shareholder · since Mar 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- C••••• K••••••••• G•••• · Senior Executive Officer, Executive Director · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••• A•••• G••••••••• · Non-Executive Director · since Sep 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- A•••• S••••••• · Executive Director, Finance Officer · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
9 former (kept with end dates)
- H•••• A•••••• · Director · May 1, 2021 to Mar 29, 2024 Inference
- J••••••••• L••• · Director · Mar 1, 2014 to Mar 31, 2015 Inference
- M••••• A•••••••• F•••••• · Executive Director · Mar 1, 2014 to Mar 30, 2021 Inference
- R••••• V••••••••• · Director · Mar 1, 2014 to Oct 13, 2015 Inference
- R•••• H•••• · Non-Executive Director · Jan 1, 2023 to Mar 29, 2024 Inference
- S•••• J•••• F•••• · Non-Executive Director · Sep 1, 2019 to Mar 30, 2021 Inference
- S•••• S•• M••• W••• · Director · Oct 1, 2012 to Oct 13, 2015 Inference
- W••••• M•••••••• · Executive Director · May 1, 2018 to Mar 24, 2022 Inference
- W•••••• G•••• C•••••• H•••••• · Executive Director · May 1, 2018 to Mar 29, 2024 Inference
Portfolio
1 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| P•••••• E••••• F•••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- May 12, 2014••• Locked