DFX Intelligence
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P•••••• C••••••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· Chicago, ILp•••••••••.com
Buyout firm, based in Chicago, IL.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $870M
- PE fund assets
- $1.1B
- PE funds
- 6
- Investments held
- 0 of 1
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 1
- RAUM $870M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 11 of 13 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.13bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 11 of 13 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 10, 2012 to Mar 28, 2026
- RAUM
- $870Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $1.1Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $870Mevery private fund type, latest filing
- 2024 PE fund GAV
- $1.1Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 85%
- Fund type mix
- filed 2024-03-29, latest gav Private Equity Fund $1.1B, latest counts Private Equity Fund 6, lifetime distinct Other Private Fund 2, Private Equity Fund 11
- Employees
- 21
- Headquarters
- Chicago, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 1
- period
- to unknown, from unknown, undated holdings 1, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 1
- companies
- 1
- geography
- count 1, share unknown, value OH
- investments
- 1
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
1 companies on the graph (0 transactions); no dated observations
Funds
13 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••••• C•••••• V•• Q•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $501M as of Mar 29, 2024 | no Form D | Unknown | |
| P•••••• C•••••• V••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $35.4M as of Mar 29, 2024 | no Form D | Unknown | |
| P•••••• C•••••• V• Q•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $365M as of Mar 29, 2024 | no Form D | Harvest | |
| P•••••• C•••••• V•• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $71.2M as of Mar 29, 2024 | no Form D | Harvest | |
| P•••••• C•••••• I•• S•• Q•• L••• ADV: Other Private Fund | SPV | 2014 first reported on Form ADV | $264,860 as of Aug 20, 2021 | no Form D | Wound down | |
| P•••••• C•••••• I•• S••• L••• ADV: Other Private Fund | SPV | 2014 first reported on Form ADV | $264,860 as of Aug 20, 2021 | no Form D | Wound down | |
| P•••••• C•••••• V• Q• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $131M as of Mar 29, 2024 | no Form D | Harvest | |
| P•••••• C•••••• V• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $26.7M as of Mar 29, 2024 | no Form D | Harvest | |
| P•••••• C•••••• I• Q• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $17.1M as of Mar 31, 2023 | no Form D | Wound down | |
| P•••••• C•••••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $17.1M as of Mar 31, 2023 | no Form D | Wound down | |
| P•••••• C•••••• I•• Q• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $9.4M as of Aug 20, 2021 | no Form D | Wound down | |
| P•••••• C•••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $9.4M as of Aug 20, 2021 | no Form D | Wound down | |
| P•••••• C•••••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.0M as of Feb 10, 2012 | no Form D | Unknown |
Team
8 current, 2 former
Managing partner (4)
- B•••• D•••••• · Founding Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- C•••••• B•••• D•••••• · Founding Partner · since Dec 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N••••• J••••• G••• · Managing Partner And Senior Principal · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• V•••••• K••• · Founding Partner · since Dec 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (3)
- C••••••••• T••••• K•••••••• · Partner And Senior Principal · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••••• J•••• J••••• · Partner And Senior Principal · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••• M••••• M•••••• · Partner And Senior Principal · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- T••••• H•••••• W••••• · Chief Financial Officer And Chief Compliance Officer · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- B•••••• A•• S••••••• · Chief Financial Officer · Sep 1, 2013 to Mar 30, 2020 Inference
- J••• A••••• M••••••• · Chief Compliance Officer · Jan 1, 2011 to Sep 9, 2013 Inference
Portfolio
1 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| D•• H••••••• L•• | Role unknown | exited exited Oct 9, 2017 | unknown | unknown | unknown | Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS) |
Transactions
1 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Oct 9, 2017 | Sponsor to sponsor | D•• H••••••• L•• | Seller (confirmed) | newmountaincapital.com |
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- F•••• P•••••••• G••••• L•• 2 shared · recurring · last Jan 1, 2012
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Oct 9, 2017
- Feb 10, 2012••• Locked
Across the graphs
P•••••• C•••••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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