DFX Intelligence
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M••••• C•••••• L•
CandidateClassification candidateunsizedSEC registered investment adviser· Houston, TXm•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $3.3B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- 1 of 5
- Deals, last 12 months
- Not established
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors industrials,consumer,real_estate
- Graphs 3
- RAUM $3.3B
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 0 Private Equity Fund(s) among 16 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 0 Private Equity Fund(s) among 16 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 23, 2016 to Mar 31, 2026
- RAUM
- $3.3Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $23.2Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 0%
- Fund type mix
- filed 2024-03-28, latest gav Real Estate Fund $1.8B, latest counts Real Estate Fund 12, lifetime distinct Real Estate Fund 16
- Employees
- 27
- Headquarters
- Houston, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
5 observed deals
Stated by the firm
- Sectors
- industrials, consumer, real estate
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- $30.0M to $150M
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 5
- period
- to unknown, from unknown, undated holdings 5, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 5
- companies
- 5
- geography
- investments
- 5
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
5 companies on the graph (0 transactions); no dated observations
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M••••• C••••••••• L••• ADV: Real Estate Fund | buyout or unlabelled | 2019 first reported on Form ADV | $46,043 as of May 27, 2022 | no Form D | Unknown | |
| M••••• F••••• I••••••••• F••• | buyout or unlabelled | unknown | unknown | no reporting | no Form D | Unknown |
| M••••• F••••• I••••••••• F••• | buyout or unlabelled | unknown | unknown | no reporting | no Form D | Unknown |
| M••••• F••••• F••• | buyout or unlabelled | unknown | unknown | no reporting | no Form D | Unknown |
Team
14 current, 2 former
Managing partner (2)
- C••••• M••••••• · P•••••••• O• M••••• C•••••• P••••••• L•• · since Jun 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• O••••• · Co-Founder & Managing Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (3)
- A••• A•••• · Limited Partner · since May 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• O••••• · Limited Partner · since May 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• R•••• · M•••••• And Member · since May 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (2)
- B••• M••••••• · Senior Vice President, Originations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• S•••••• · Vice President, Asset Management · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- J•• T•••••• · Senior Vice President, Capital Formation · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- D•••• S••••••• · Chief Compliance Officer, Chief Financial Officer Of General Partner · since Jun 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• S••••••• · Chief Financial Officer & Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••• G••••••• C•• · Director of Finance & Accounting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••• W••• C•• · Fund Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• H••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- J•••• G••• · Senior Fund Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
2 former (kept with end dates)
- W•••••• D•••• M••••••• · Limited Partner Of M••••• C•••••• Fund I Gp, L.P. (Relying Adviser) · Dec 1, 2016 to Jun 27, 2019 Inference
- Z••• C• S••••••• · Limited Partner Of M••••• C••••••••• Gp, L.P. (Relying Adviser) · Jun 1, 2018 to Jun 27, 2019 Inference
Portfolio
5 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| M••••••••• | Role unknown | active | unknown | unknown | unknown | Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe) |
| T•••• A••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| T•••• C••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| T•••• M•••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| T•••• U•••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
5 most recent
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Dec 23, 2016••• Locked
Across the graphs
M••••• C•••••• L• is the same institution as 3 records in Venture Capital, RIA and Wealth and Real Estate Funds.
Venture Capital1RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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