DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / H••••• S••••••••• C•••••• M••••••••• L•••
H••••• S••••••••• C•••••• M••••••••• L•••
Our integrated platform delivers uncorrelated returns from core economic sectors that require deep expertise to access and navigate.
Classification
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 6 Private Equity Fund(s) among 24 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.86bn Private Equity Fund GAV on the Form ADV filed 2024-10-07
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 6 P•••••• Equity Fund(s) among 24 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 16, 2016 to Oct 7, 2024
- RAUM
- $3.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $864Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $3.0Bevery private fund type, latest filing
- 2024 PE fund GAV
- $229Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 25%
- Fund type mix
- filed 2024-10-07, latest gav Other Private Fund $2.1B, Private Equity Fund $864M, latest counts Other Private Fund 16, Private Equity Fund 3, lifetime distinct Hedge Fund 1, Other Private Fund 17, Private Equity Fund 6
- Employees
- 41
- Headquarters
- Stamford, CT
- Office address
- 2187 ATLANTIC STREET, Stamford, CT, 06902-5838
- Business phone
- 203-975-4850
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- financial services, transportation logistics, technology
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- We acquire equity stakes in life insurance companies focused on retirement products and consolidation.
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record, 4 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| H• M••••• F••• I• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $229M as of Oct 7, 2024 | no Form D | Unknown | |
| H••••• N••••••• S••••••• F••• V• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $0 as of Oct 7, 2024 | no Form D | Unknown |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| N••••••• S••••••• F••• I• L• | P•••••• Equity Fund | 2023 to 2024 | $635M filed Oct 7, 2024 | adviserinfo.sec.gov | |
| N••••••• S••••••• F••• I•• L• | P•••••• Equity Fund | 2023 to 2023 | $27.9M filed Oct 27, 2023 | adviserinfo.sec.gov | |
| N••••••• S••••••• F••• I• L•• | P•••••• Equity Fund | 2023 to 2023 | $14.2M filed Oct 27, 2023 | adviserinfo.sec.gov | |
| N••••••• S••••••• M••••• F••• I•• L• | P•••••• Equity Fund | 2023 to 2023 | $3.1M filed Oct 27, 2023 | adviserinfo.sec.gov |
Team
4 current, 9 former
Managing partner (2)
- D•••• S• A•••••• · Managing Partner, Transport; Director · since Jan 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J••• M••••••• · Managing Member · since Jul 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- B•••••• O•••• · Chief Financial Officer · since Oct 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• D••• S••••••• · Partner, Chief Operating Officer And Interim Chief Compliance Officer · since Oct 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
9 former (kept with end dates)
- E•••••• v•• H••••••••• · Partner; Chief Underwriting Officer, H••• Bermuda · Jan 1, 2016 to Mar 29, 2019 Inference
- A••• M•••• · Partner And Chief Legal Officer · Jul 1, 2017 to Oct 27, 2023 Inference
- C•••• A•••••• D••••••• · Chief Administrative Officer · Jan 1, 2016 to Mar 31, 2021 Inference
- J•••• G•••••• M•••••••• · Interim Chief Compliance Officer · Jun 1, 2017 to Mar 30, 2018 Inference
- J•••• L•• C•••••• C•••• · Partner, Chief Financial Officer · May 1, 2018 to Mar 30, 2020 Inference
- R••••• S••••• H•••••• · Chief Compliance Officer · Oct 1, 2018 to Oct 30, 2020 Inference
- S•••••• R••••• N••••• · General Counsel & Chief Compliance Officer · Jun 1, 2016 to Jul 5, 2017 Inference
- T•••••• N•• T••••• · Partner; Chief Operating Officer, H••• Bermuda · Jan 1, 2016 to Nov 6, 2018 Inference
- W•••• W••••••••• · Chief Compliance Officer · Oct 1, 2020 to Oct 27, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- P•• P••••••• L• 1 shared · one time · last Jan 1, 2024
- M•••• P•••••• C••••••• L•• 1 shared · one time · last Jan 1, 2024
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Feb 16, 2016H••••• S••••••••• C•••••• M••••••••• L••• first filed Form ADV in the extract (IA)
Across the graphs
H••••• S••••••••• C•••••• M••••••••• L••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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