DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
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Firms / L••
L••
Fund of funds · probableLower middle marketSan Francisco, CAw•••••••.comSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 2 of 2 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.04bn Private Equity Fund GAV on the Form ADV filed 2024-06-28
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 2 of 2 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 26, 2012 to Jun 28, 2024
- RAUM
- $7.3Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $35.8Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $35.8Mevery private fund type, latest filing
- 2024 PE fund GAV
- $35.8Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-06-28, latest gav Private Equity Fund $35.8M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 2
- Employees
- 87
- Headquarters
- San Francisco, CA
- Office address
- 580 CALIFORNIA ST., San Francisco, CA, 94104
- Business phone
- (415) 399-9159
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R•• I•• H•••••• C••••••• L•• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $20.8M as of Jun 28, 2024 | no Form D | Unknown | |
| L••• I• H•••••• C••••••• L•• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $15.0M as of Jun 28, 2024 | no Form D | Mature |
Team
9 current, 22 former
Managing partner (3)
- D•••• L•• W••••••• · Founder & Wealth Manager · since Feb 1, 1990 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••••• P••••• B•••• · Ceo · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• T••• J••••••• · President · since Jul 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- R••••• G••••• A••••••• · Chief Investment Officer · since Oct 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (5)
- B•••••• T•••••• M••••••• · Chief Operating Officer · since Apr 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• L••• B•••• · General Counsel · since May 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• M•••• K••••• · Chief Financial Officer · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••••• E••••• H••••••• · Chief Compliance Officer · since Jul 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• J•••• H•••• · Chief Technology Officer · since May 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
22 former (kept with end dates)
- S••••• R•••••• K••••••• · Senior Adviser · Dec 1, 2003 to Jan 21, 2022 Inference
- D•••••• A•••• · Shareholder · Dec 1, 2007 to Jan 21, 2022 Inference
- C•••• C•••••• W•••• · Chief Operating Officer · Mar 1, 2023 to May 17, 2024 Inference
- C••••• H• G••••••• · Chief Financial Officer · Jan 1, 2023 to Jun 28, 2024 Inference
- J••• M•••••• O•••• · Principal / Chief Financial Officer · Apr 1, 2012 to Oct 28, 2020 Inference
- J•••••• T••••• L•• · Chief Impact Officer · Jan 1, 2020 to Jun 7, 2023 Inference
- L••••• A•• H••••••• · General Counsel · Jan 1, 2023 to Jun 7, 2023 Inference
- T•• M•• N•• · Principal/Chief Technology Officer · Jul 1, 2010 to Sep 4, 2013 Inference
- A•••• K••• J••••• · Principal · Mar 1, 1997 to Jan 21, 2022 Inference
- A••••• G••••• P•••• · Principal/Director Of Research & Wealth Manager · Aug 1, 2006 to Mar 29, 2019 Inference
- C•••••••• T•••••• C•••••••• · Principal/Wealth Manager · Jul 1, 2004 to Mar 29, 2019 Inference
- C••••••••• S•••••• H•••••••• · Principal / Wealth Manager · Oct 1, 1998 to Jan 21, 2022 Inference
- D•••• E•••••• F••••••• · Principal & Wealth Manager · Jan 1, 2014 to Mar 29, 2019 Inference
- D•••• L••••• R••• · Principal · Aug 1, 2003 to Mar 29, 2019 Inference
- J••••••• K••• H•••• · Principal & Wealth Manager · Jan 1, 2016 to Mar 29, 2019 Inference
- J••• K•••••• M••• · Principal & Wealth Manager · Jan 1, 2004 to Mar 29, 2019 Inference
- J••••• K••••• K••••••••• · Principal & Wealth Manager · Jan 1, 2016 to Mar 29, 2019 Inference
- K•••• T••••••••• L•••• · Principal/Wealth Manager · Jul 1, 2004 to Mar 29, 2019 Inference
- K••• A••• W••••••••• · Principal & Investment Advisor · Jan 1, 2016 to Mar 29, 2019 Inference
- M•••••• J•••• G••••••• · Principal & Wealth Manager · Sep 1, 2000 to Mar 29, 2019 Inference
- M•••••• L••••••• A••••• · Principal/Wealth Manager · Jul 1, 2010 to Jun 14, 2013 Inference
- S••••• P••• H••••• · Principal & Wealth Manager · Jul 1, 2005 to Mar 29, 2019 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 31, 2026Lnw: Private Equity Funds on Form ADV 2 (2024 extract) -> 3 (roster 2026-09-01)
- Mar 26, 2012Lnw first filed Form ADV in the extract (IA)
Across the graphs
L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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