DFX Intelligence
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A••••••• C•••••• M••••••••• L•
CandidateClassification candidateLower middle marketSEC registered investment adviser· Arlington, VAa•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $49.8M
- PE fund assets
- $251M
- PE funds
- 1
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 3
- RAUM $49.8M
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.25bn Private Equity Fund GAV on the Form ADV filed 2024-03-30
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Mar 26, 2026
- RAUM
- $49.8Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $251Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $49.8Mevery private fund type, latest filing
- 2024 PE fund GAV
- $251Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 40%
- Fund type mix
- filed 2024-03-30, latest gav Other Private Fund $58.0M, Private Equity Fund $251M, latest counts Other Private Fund 2, Private Equity Fund 2, lifetime distinct Other Private Fund 3, Private Equity Fund 2
- Employees
- 11
- Headquarters
- Arlington, VA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A•• S•••••••• I••••••••• P••••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $84.4M as of Mar 30, 2024 | no Form D | Mature | |
| A•• E••••••• M•••••• M••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $167M as of Mar 30, 2024 | no Form D | Mature |
Team
12 current, 4 former
Managing partner (3)
- G•••••• B•••••• B•••• · Chief Executive Officer; Board Member; Class A Limited Partner · since Feb 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••••• B•••••• B•••• · Co-founder and Managing P•••cipal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• K•••• Y••••••• · Co-founder, Chief Investment Officer and Co-Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (3)
- J••• K•••• Y••••••• · Chief Investment Officer; Board Member; Class A Limited Partner · since Feb 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••••• P••• · Co-Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• M•••••• D•••• · Board Member And Representative Of Class D Limited Partner · since Oct 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- L•• W•• C••• · Senior Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- A•••• C••• · Senior Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (4)
- N••••• R•• O••••••• · Board Member, General Counsel, Chief Compliance Officer And Class C Limited Partner · since Dec 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N••••• R•• O••••••• · General Counsel and Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• J•••• · Managing Director - Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••••• B•••• J•••• · Board Member, Chief Operating Officer, Class C Limited Partner · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
4 former (kept with end dates)
- A•••••• H••••••••• · B•••• M••••• A•• I••••••• C•••• B• O•••• T•••••• A•• R••••••• L•• · Aug 1, 2009 to Jun 7, 2022 Inference
- D••••• K••••••• R•••••••• · B•••• M••••• A•• I••••••• C•••• B• O•••• T•••••• A•• R••••••• L•• · Mar 1, 2022 to Jan 9, 2023 Inference
- J•••• C• O•••••• · B•••• M••••• A•• I••••••• C•••• B• O•••• T•••••• A••••••• S••••••••• G•••• L•• · Aug 1, 2009 to Mar 28, 2022 Inference
- M•••••••• K• A••••••• · C•••• A•• I••••••• C•••• B• O•••• T•••••• A••••••• S••••••••• G•••• L•• · Feb 1, 2005 to Mar 28, 2022 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- R••• R••• C•••••• L•• 1 shared · one time · last Jan 1, 2012
- C••••• P•••• P••••••• L•• 1 shared · one time · last Jan 1, 2013
- V•• S••••••••• L• 1 shared · one time · last Jan 1, 2014
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 26, 2026••• Locked
- Mar 29, 2012••• Locked
Across the graphs
A••••••• C•••••• M••••••••• L• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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