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S•• M••••••• C•••••• A•••••••• L••

Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Santa Fe, NMs•••••••••.com

••• Locked

Regulatory AUM
$379M
Form ADV
PE fund assets
$317M
Form ADV
PE funds
4
Form ADV
Investments held
1 of 4
DFX transaction tape
Deals, last 12 months
Not established
Funds and vehiclesTeam (11)Transactions
As of · identity and classification; each section below carries its own date
Why this matters
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShow
Class
Fund of fundsprobable, confidence 75%
Basis
R1: 6 of 9 admitted vehicles carry the sworn fund-of-funds flag
Size band
Lower middle marketdefined by: proxy: $0.32bn Private Equity Fund GAV on the Form ADV filed 2024-06-18
Classification history (1)
  1. Sep 13, 2026
    Fund of funds (probable, 75%, cls-pe-1)
    R1: 6 of 9 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
Adviser type
registered investment adviser
Form ADV filings
Mar 21, 2012 to Mar 25, 2026
RAUM
$379Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
4
PE fund GAV, latest filing
$317Mreported gross assets (Form ADV), not fund size
All private fund GAV
$379Mevery private fund type, latest filing
2024 PE fund GAV
$317Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
46%
Fund type mix
filed 2024-06-18, latest gav Other Private Fund $65.5M, Private Equity Fund $317M, Venture Capital Fund $217M, latest counts Other Private Fund 3, Private Equity Fund 5, Venture Capital Fund 3, lifetime distinct Other Private Fund 3, Private Equity Fund 6, Venture Capital Fund 4
Employees
9
Headquarters
Santa Fe, NM
Office address
••• Locked
Business phone
••• Locked
Stated criteria beside observed behaviour
4 observed deals
Stated by the firm
Sectors
not stated or not yet read
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
••• Locked
Observed from deals on record
roles
unknown 4
period
to unknown, from unknown, undated holdings 4, dated observations 0
window
last unknown, first unknown
control
unknown 4
companies
4
geography
investments
4
seller kinds
transactions
0
cadence by year
platform add on
add ons 0, platforms 0, add ons per platform unknown
sector known for
0
disclosed value usd
n 0
sector distribution
holding period years
n 0
repeat counterparties
subsector distribution

4 companies on the graph (0 transactions); no dated observations

Funds
9 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
M••••• V••••••• I••• L•
ADV: P•••••• Equity Fund
Fund of funds2023
first reported on Form ADV
$56.0M
as of Jun 18, 2024
no Form DUnknown
M••••• V••••••• M•••••••• I• F••• o• F••••• L•••
ADV: P•••••• Equity Fund
Fund of funds2018
first reported on Form ADV
$0
as of Mar 22, 2021
no Form DWound down
N•• M••••• C••••••• F•••• L•
ADV: P•••••• Equity Fund
Fund of funds2017
first reported on Form ADV
$20.0M
as of Jun 18, 2024
no Form DMature
M••••• V••••••• I• F••• o• F••••• L•
ADV: P•••••• Equity Fund
Fund of funds2016
first reported on Form ADV
$153M
as of Jun 18, 2024
no Form DUnknown
B••••• F••• o• F•••• I• L•
ADV: P•••••• Equity Fund
Fund of funds2016
first reported on Form ADV
$30.2M
as of Jun 18, 2024
no Form DMature
I••••••••• P•••••• C•••••• I••••••••• T•••• A•••••••• N••••• 7•••••
ADV: Venture Capital Fund
Fund of funds2015
first reported on Form ADV
$5.4M
as of Jun 28, 2019
no Form DWound down
M••••• V••••••• I• A•••• F•••• L•••
ADV: Venture Capital Fund
Fund of funds2014
first reported on Form ADV
$7.5M
as of Jun 18, 2024
no Form DHarvest
N•••• C••••••••• F••• L•
ADV: Venture Capital Fund
Co-investment vehicleunknown$172M
as of Jun 18, 2024
no Form DHarvest
M••••• V••••••• I• L•••
ADV: P•••••• Equity Fund
Fund of fundsunknown$57.3M
as of Jun 18, 2024
no Form DHarvest
Team
11 current, 2 former
Partner (5)
2 former (kept with end dates)
Portfolio
4 relationships, 0 platforms, 0 add-ons
CompanyRoleStatusInvestedHeldPartnerSource
C•••••••••Role unknownexitedunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
M••••• o••••••Role unknownexitedunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
M••••• s•••••••Role unknownexitedunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
V•• Y••• A•••••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
  • C•••• C•••••• L•• 1 shared · one time · last Jan 1, 2014
  • D• D••••••••• P•••••••• S••• 1 shared · one time · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
16 most recent
  1. Mar 25, 2026
  2. Aug 10, 2023
  3. May 20, 2023
  4. Apr 19, 2023
  5. Apr 17, 2023
  6. Apr 5, 2023
  7. Apr 5, 2023
  8. Mar 13, 2023
  9. Feb 28, 2023
  10. Jan 1, 2023
  11. Dec 17, 2022
  12. Sep 20, 2022
  13. Sep 13, 2022
  14. Mar 8, 2022
  15. Mar 8, 2022
  16. Mar 21, 2012
Across the graphs

S•• M••••••• C•••••• A•••••••• L•• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Private Credit.

Venture Capital1Independent Sponsors1RIA and Wealth1Private Credit1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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