DFX Intelligence
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N••••• A••••••••• A••••••• L••
CandidateClassification candidateLower middle marketSEC registered investment adviser· New York, NYn•••••.com
Candidate, running INFRASTRUCTURE, PRIVATE CREDIT, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $142B
- PE fund assets
- $926M
- PE funds
- 5
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 4
- RAUM $142B
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 33 Private Equity Fund(s) among 73 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.93bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
- Strategies
- INFRASTRUCTURE, PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 33 Private Equity Fund(s) among 73 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 29, 2012 to Apr 29, 2026
- RAUM
- $142Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 5
- PE fund GAV, latest filing
- $926Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $16Bevery private fund type, latest filing
- 2024 PE fund GAV
- $926Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 45%
- Fund type mix
- filed 2024-03-28, latest gav Real Estate Fund $8.7B, Private Equity Fund $926M, Securitized Asset Fund $7.0B, latest counts Real Estate Fund 5, Private Equity Fund 9, Securitized Asset Fund 17, lifetime distinct Hedge Fund 6, Real Estate Fund 6, Private Equity Fund 33, Securitized Asset Fund 28
- Employees
- 47
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
16 on record, 11 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| T•• I•••••••• F••• I•• L• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $63.4M as of Mar 31, 2023 | no reporting | no Form D | Unknown |
| T••• A••••••••• F•••••• L• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $46.5M as of Mar 28, 2024 | no Form D | Unknown | |
| A•• P••••••• R••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $39.7M as of Mar 28, 2024 | no Form D | Early deployment | |
| N••••• A••••••••• F••• I••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $29.7M as of Mar 28, 2024 | no Form D | Early deployment | |
| C•••••••• M••••• M••••• C•• V•• L•• ADV: Securitized Asset Fund | Credit fund | 2022 first reported on Form ADV | $298M as of Mar 31, 2023 | no Form D | Unknown | |
| N••••• A• I••••••••• F•••• L• ADV: Private Equity Fund | Infrastructure fund | 2022 first reported on Form ADV | $159M as of Mar 28, 2024 | no Form D | Early deployment | |
| C•••••••• J••••• C•••••• O••••••••• F••• I• S••• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $141M as of Nov 18, 2022 | no Form D | Wound down | |
| C•••••••• J••••• C•••••• O••••••••• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $141M as of Nov 18, 2022 | no Form D | Wound down | |
| N••••• G••••• I••••• F••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $158M as of Mar 28, 2024 | no Form D | Active deployment | |
| N••••• A••••••••• F••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $104M as of Mar 28, 2024 | no Form D | Active deployment | |
| A•• S•••••• O••••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $74.1M as of Mar 28, 2024 | no Form D | Unknown | |
| N••••• G••••• I••••• F••• L•• S••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $67.9M as of Mar 28, 2024 | no Form D | Active deployment | |
| C•••••••• M••••• M••••• S••••• L••• F••• I• • P• C•••••••• F•••• L• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $450M as of Mar 31, 2023 | no Form D | Active deployment | |
| C•••••••• M••••• M••••• S••••• L••• F••• I• • F••••• F•••• L• ADV: Private Equity Fund | Credit fund | 2019 first reported on Form ADV | $197M as of Mar 29, 2019 | no Form D | Wound down | |
| T•• I•••••••• M••••• F•••• L• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $898M as of Mar 31, 2023 | no Form D | Harvest | |
| T••• A••••••••• F••• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $247M as of Mar 28, 2024 | no Form D | Mature |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| C•••••••• M••••• M••••• S••••• L••• F••• I• • E••••••• F•••• L• | Private Equity Fund | 2019 to 2022 | $1.0B filed Nov 18, 2022 | adviserinfo.sec.gov | |
| C•••••••• M••••• M••••• S••••• L••• F••• I• • M••••• F••• L• | Private Equity Fund | 2020 to 2022 | $1.0B filed Nov 18, 2022 | adviserinfo.sec.gov | |
| C•••••••• S•••••••• P•••••••• L••• | Private Equity Fund | 2022 to 2022 | $764M filed Nov 18, 2022 | adviserinfo.sec.gov | |
| C•••••••• M••••• M••••• S••••• L••• F••• I• • E••••••• C•••••••• F•••• L• | Private Equity Fund | 2019 to 2022 | $450M filed Nov 18, 2022 | adviserinfo.sec.gov | |
| C•••••••• M••••• M••••• S••••• L••• F••• • M••••• F••• S•••• S••••••••• • F••• I• | Private Equity Fund | 2022 to 2022 | $394M filed Nov 18, 2022 | adviserinfo.sec.gov | |
| N••••• J••••• C•••••• O••••••••• F••• S••• | Private Equity Fund | 2019 to 2022 | $258M filed Nov 18, 2022 | adviserinfo.sec.gov | |
| N•• I•••••••• F•••• L••• | Private Equity Fund | 2019 to 2022 | $222M filed Nov 18, 2022 | adviserinfo.sec.gov | |
| C•••••••• C••••••••• P••••••• | Private Equity Fund | 2022 to 2022 | $126M filed Nov 18, 2022 | adviserinfo.sec.gov | |
| T•••••••• A•••• M••••••••• D••••••••• O••••••••• F••• L• | Private Equity Fund | 2013 to 2021 | $81.9M filed Apr 29, 2021 | adviserinfo.sec.gov | |
| C•• I••••••• F••• S••• | Private Equity Fund | 2021 to 2022 | $79.1M filed Nov 18, 2022 | adviserinfo.sec.gov | |
| C•••••••• M••••• M••••• S••••• L••• F••• I• • K• ••••••••• L••• | Private Equity Fund | 2019 to 2022 | $55.5M filed Nov 18, 2022 | adviserinfo.sec.gov |
Team
5 current, 26 former
Partner (1)
- W•••••• T• H•••••• · S••••• Managing Director · since Apr 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- K•••• F•••••••• A••••••• · General Counsel · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••• E••••• S•••••• · Managing Director, Controller · since Nov 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••••• T••••••• · Managing Director, Chief Compliance Officer · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
- G••••• C•••• M••••••• · Smd, Head Of Us Real Estate · since Jun 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
26 former (kept with end dates)
- C•••• W••• D•••••• · Ceo Asset Management · Sep 1, 2014 to Mar 28, 2016 Inference
- H•••••• D•••• · Smd, President And Cio, Private M•••••s · Jun 1, 2016 to Mar 30, 2020 Inference
- J••• M• M••••• · Evp, President, Global Investments · Jun 1, 2016 to Nov 17, 2022 Inference
- S•••• C•••• E•••• · Evp, President Of Asset Management · Jan 1, 2012 to May 31, 2012 Inference
- P••••• J••• M•••••••• · Smd, Cio Real Estate, A••••••s · Sep 1, 2014 to Mar 28, 2016 Inference
- S•••••• H•••• · Md, Real Estate, Fixed Income · Jan 1, 2012 to Aug 19, 2014 Inference
- T••••• C• G•••••• · Smd, Head Of Global Real Estate · Jan 1, 2012 to Mar 28, 2016 Inference
- W•••••• J••••• W•••••••• · Smd Asset Management Services · Jan 1, 2012 to Mar 28, 2016 Inference
- W•••••• M•••••• R••••• · Cio, T•••••••• A•••• M••••••••• · Sep 1, 2014 to Sep 29, 2017 Inference
- A••••• P••• W•••••• · Md, Controller · Aug 1, 2017 to Nov 17, 2022 Inference
- C••••••••• V••••••• · Chief Risk Officer · Jun 1, 2016 to Jan 24, 2017 Inference
- J•••• S•••• S•••••••• · Smd, Chief Risk Officer · Jan 1, 2019 to Nov 15, 2023 Inference
- J••••• J••••• M•••••• · Cfo · Jan 1, 2012 to Sep 29, 2017 Inference
- J••• L••••• M•••••••• · Evp, Chief Legal Officer · Jun 1, 2016 to Mar 29, 2019 Inference
- M••• B••• R••••• · Evp, Chief Risk Officer · Sep 1, 2023 to Mar 28, 2024 Inference
- M•••••• G••••• P••••••• · S••••• Director, Associate General Counsel, Assistant Secretary · Jun 1, 2016 to Mar 31, 2017 Inference
- M••••••• M••••••• B••• · Evp, Chief Risk Officer · Dec 1, 2016 to Mar 29, 2019 Inference
- P•••••• G• G••• · Svp, Corporate Controller · Sep 1, 2014 to Jan 24, 2017 Inference
- R•••••• B••••• · Md, S••••• Compliance Officer · Jan 1, 2012 to Jul 20, 2016 Inference
- R••••• P••• C••••• · Director, Chief Compliance Officer · Jan 1, 2012 to Jan 24, 2017 Inference
- S•••••• P••• G••••• · Md, General Counsel, Investment Advisors, Assistant Secretary · Jan 1, 2012 to Mar 27, 2014 Inference
- S••••• R••••• B••••• · S••••• Director, Compliance Officer · Sep 1, 2014 to Jan 24, 2017 Inference
- T••••• E••• G•••••••• · Managing Director, Chief Compliance Officer · Jan 1, 2017 to Jul 14, 2023 Inference
- W•••••• J•••• F••••••• · Smd, General Counsel, Asset Management, Assistant Secretary · Jan 1, 2012 to Sep 29, 2017 Inference
- J•••• C• G•••••••• · Vp, Treasurer · Jan 1, 2012 to Mar 31, 2021 Inference
- M••••••• P••••••••• · Vp, Corporate Secretary · Jan 1, 2012 to Mar 31, 2021 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Apr 29, 2026••• Locked
- Feb 29, 2012••• Locked
Across the graphs
N••••• A••••••••• A••••••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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