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S••••• A•••• M••••••••• U•• I•••

CandidateClassification candidateunsizedSEC registered investment adviser· Darien, CTs••••••••.com

••• Locked

Regulatory AUM
$10B
Form ADV
PE fund assets
Not established
PE funds
0
Form ADV
Investments held
Not established
Deals, last 12 months
Not established
Funds and vehiclesTeam (25)Transactions
As of · identity and classification; each section below carries its own date
Why this matters
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShow
Class
Candidatecandidate, confidence 40%
Basis
R7: admitted on 6 Private Equity Fund(s) among 13 vehicles; no rule fired
Size band
unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
  1. Sep 13, 2026
    Candidate (candidate, 40%, cls-pe-1)
    R7: admitted on 6 Private Equity Fund(s) among 13 vehicles; no rule fired
Regulatory footprint (Form ADV)
Adviser type
registered investment adviser
Form ADV filings
Mar 30, 2012 to Mar 30, 2026
RAUM
$10Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
0
PE fund GAV, latest filing
unknownreported gross assets (Form ADV), not fund size
All private fund GAV
$377Mevery private fund type, latest filing
2024 PE fund GAV
unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
46%
Fund type mix
filed 2024-03-26, latest gav Hedge Fund $145M, latest counts Hedge Fund 5, lifetime distinct Hedge Fund 6, Other Private Fund 1, Private Equity Fund 6
Employees
57
Headquarters
Darien, CT
Office address
••• Locked
Business phone
••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
Sectors
financial services
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
••• Locked
Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds
1 on record, 6 more on the reporting tape
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
S••••• H••••••• S•••••• S••••••••• F••• M••••• F•••• L•
ADV: Hedge Fund
Special situations fund2019
first reported on Form ADV
$68.8M
as of Mar 26, 2024
no Form DMature
Gross assets by year from the annual reporting tape

These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.

FundType (ADV)YearsPathLatest reported GAVSource
E••••••••• C•••••• P••••••• 2••• L•Private Equity Fund2012 to 2012
$114M
filed Nov 21, 2012
adviserinfo.sec.gov
E••••••••• C•••••• P••••••• 1••••• L•Private Equity Fund2012 to 2012
$110M
filed Nov 21, 2012
adviserinfo.sec.gov
E••••••••• C•••••• P••••••• 2••• L•Private Equity Fund2012 to 2012
$85.2M
filed Nov 21, 2012
adviserinfo.sec.gov
E••••••••• C•••••• P••••••• 2••• L•Private Equity Fund2012 to 2012
$53.9M
filed Nov 21, 2012
adviserinfo.sec.gov
E••••••••• C•••••• P••••••• 2••• L•Private Equity Fund2012 to 2012
$36.8M
filed Nov 21, 2012
adviserinfo.sec.gov
E••••••••• C•••••• P••••••• 2••• L•Private Equity Fund2012 to 2012
$31.2M
filed Nov 21, 2012
adviserinfo.sec.gov
Team
25 current, 9 former
Managing partner (8)
Partner (1)
Associate (3)
Operating partner (1)
Platform (2)
Other (7)
9 former (kept with end dates)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
  • S••••• G••••• R••••••• I••••••••• L••• 1 shared · one time · last Jan 1, 2020
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
  1. Mar 30, 2012
Across the graphs

S••••• A•••• M••••••••• U•• I••• is the same institution as 1 record in RIA and Wealth.

RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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