DFX Intelligence
Private Equity Intelligence
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Firms / L•••••••• S••••••••• L••
L•••••••• S••••••••• L••
Classification
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 15 of 16 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 15 of 16 distinct vehicles are sworn P•••••• Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 27, 2012 to Nov 28, 2016
- RAUM
- $147Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 11
- PE fund GAV, latest filing
- $15.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $15.4Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 94%
- Fund type mix
- filed 2016-11-28, latest gav Private Equity Fund $15.4M, latest counts Private Equity Fund 11, lifetime distinct Other Private Fund 1, Private Equity Fund 15
- Employees
- 6
- Headquarters
- Mill Valley, CA
- Office address
- 104 TIBURON BOULEVARD, SUITE 200, Mill Valley, CA, 94941
- Business phone
- 415-321-2950
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
16 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L•• C•••••• P••••••••• V••• L•• ADV: P•••••• Equity Fund | Buyout fund | 2016 first reported on Form ADV | $1.5M as of Nov 28, 2016 | no Form D | Unknown | |
| L•• C•••••• P••••••••• C••••••••• N•••• L•• ADV: P•••••• Equity Fund | Buyout fund | 2016 first reported on Form ADV | $883,000 as of Nov 28, 2016 | no Form D | Unknown | |
| L•• C•••••• P••••••••• B• L•• ADV: P•••••• Equity Fund | Buyout fund | 2015 first reported on Form ADV | $615,000 as of Nov 28, 2016 | no Form D | Unknown | |
| L•• C•••••• P••••••••• V•• L•• ADV: P•••••• Equity Fund | Buyout fund | 2014 first reported on Form ADV | $4.0M as of Nov 28, 2016 | no Form D | Unknown | |
| E••••••••• a• S••••• o• L•• C•••••• P••••••• I•• L•• ADV: P•••••• Equity Fund | Buyout fund | 2014 first reported on Form ADV | $450,000 as of Nov 28, 2016 | no Form D | Unknown | |
| H••••• A• S••••• o• L•• C•••••• P••••••• I•• L•• ADV: Other P•••••• Fund | Buyout fund | 2013 first reported on Form ADV | $2.0M as of Aug 30, 2016 | no Form D | Unknown | |
| F•••••••• V• S••••• o• L•• C•••••• P••••••• I• L•• ADV: P•••••• Equity Fund | Buyout fund | 2013 first reported on Form ADV | $1.1M as of Nov 28, 2016 | no Form D | Unknown | |
| F•••••••• I• S••••• o• L•• C•••••• P••••••• I•• L•• ADV: P•••••• Equity Fund | Buyout fund | unknown | $2.0M as of Nov 28, 2016 | no Form D | Successor fundraising | |
| F•••••••• S••••• o• L•• C•••••• P••••••• I•• L•• ADV: P•••••• Equity Fund | Buyout fund | unknown | $2.0M as of Nov 28, 2016 | no Form D | Successor fundraising | |
| L•• C•••••• P••••••• I• L• ADV: P•••••• Equity Fund | Buyout fund | unknown | $1.6M as of Nov 28, 2016 | no Form D | Mature | |
| V•••• I•• S••••• o• L•• C•••••• P••••••• I•• L•• ADV: P•••••• Equity Fund | Buyout fund | unknown | $1.0M as of Aug 30, 2016 | no Form D | Unknown | |
| F•••••••• I•• S••••• o• L•• C•••••• P••••••• I•• L•• ADV: P•••••• Equity Fund | Buyout fund | unknown | $695,000 as of Nov 28, 2016 | no Form D | Successor fundraising | |
| B••• S••••• o• L•• C•••••• P••••••• I•• L•• ADV: P•••••• Equity Fund | Buyout fund | unknown | $585,000 as of Nov 28, 2016 | no Form D | Successor fundraising | |
| F•••••••• I• S••••• o• L•• C•••••• P••••••• I•• L•• ADV: P•••••• Equity Fund | Buyout fund | unknown | $150,000 as of Aug 30, 2016 | no Form D | Unknown | |
| V•••• I• S••••• o• L•• C•••••• P••••••• I•• L•• ADV: P•••••• Equity Fund | Buyout fund | unknown | $0 as of Aug 30, 2016 | no Form D | Unknown | |
| V•••• S••••• o• L•• C•••••• P••••••• I•• L•• ADV: P•••••• Equity Fund | Buyout fund | unknown | $0 as of Aug 30, 2016 | no Form D | Unknown |
Team
6 current, 3 former
Partner (2)
- A••• G•••••••• C••••••• · Managing Director And Chief Investment Officer · since Sep 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••••• L••• I••••••• · Managing Director And Portfolio Manager · since Oct 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (2)
- R•••••• L•• I••••••• · Trustee Of The R•••••• And R•••••• I••••••• Revocable Trust · since Dec 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• I• I••••••• · Trustee Of The R•••••• And R•••••• I••••••• Revocable Trust · since Dec 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- E•••• I••••••• · Director Of Client Services/Office Manager · since Nov 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••••• B••••• B••••••• · Managing Director, Coo And Chief Compliance Officer · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- A••••• F••• B•••• · Director Of Operations And Client Services · May 1, 2014 to Mar 15, 2016 Inference
- D•••• J••• K•••••• · Vice President, Operations · Jan 1, 2013 to May 15, 2014 Inference
- N•••• R••••••• R•••••• · General Counsel And Chief Compliance Officer · Dec 1, 2009 to Jan 2, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 137611 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 27, 2012LTS Capital Advisors first filed Form ADV in the extract (IA)
Across the graphs
L•••••••• S••••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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