DFX Intelligence
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S••••••• C•••••• P•••••••
Buyout firmClassification confirmedLower middle marketSEC exempt reporting adviser· Wayne, PAs•••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $501M
- PE fund assets
- $149M
- PE funds
- 4
- Investments held
- 9 of 9
- Deals, last 12 months
- 2
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Revenue $50.0M to $500MSectors industrials,manufacturing,consumerGeography North AmericaControl control
- Last 12 months 2Most recent this monthPlatform deals 2
- Graphs 2
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 2 of 2 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.15bn Private Equity Fund GAV on the Form ADV filed 2024-09-26
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 2 of 2 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Oct 10, 2023 to Apr 29, 2026
- RAUM
- $501Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $149Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $499Mevery private fund type, latest filing
- 2024 PE fund GAV
- $149Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-09-26, latest gav Private Equity Fund $149M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 2
- Employees
- unknown
- Headquarters
- Wayne, PA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
9 observed deals
Stated by the firm
- Sectors
- industrials, manufacturing, consumer
- Geography
- North America
- Revenue
- $50.0M to $500M
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- control
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 6, platform 3
- period
- to 2026-09-03, from 2020-01-01, undated holdings 0, dated observations 12
- window
- last 2026-09-03, first 2024-12-19
- control
- control 3, unknown 6
- companies
- 9
- geography
- investments
- 9
- seller kinds
- corporate parent 1
- transactions
- 3
- cadence by year
- 2024 other deals 1, 2026 platforms 2
- platform add on
- add ons 0, platforms 3, add ons per platform 0
- sector known for
- 5
- disclosed value usd
- n 0
- sector distribution
- count 4, share 0.444, value industrial manufacturing, examples Pioneer Window, North American Breweries, Arandell, GatesAir, count 1, share 0.111, value industrial services, examples Air Products & Controls
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 2, share 0.222, value miscellaneous manufacturing, examples Pioneer Window, GatesAir, count 1, share 0.111, value beverage manufacturing, examples North American Breweries, count 1, share 0.111, value printing, examples Arandell, count 1, share 0.111, value security fire life safety systems, examples Air Products & Controls
9 companies on the graph (3 transactions); most in industrial manufacturing (4); 3 platforms and 0 add-ons; observed 2020 to 2026
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••••• F••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $125M as of Sep 26, 2024 | no Form D | Early deployment | |
| S••••••• A••••••• S••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $24.0M as of Sep 26, 2024 | no Form D | Early deployment |
Team
16 current, 0 former
Managing partner (5)
- K•••• M•••••• M••••• · Co-founder and Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- K•••• M•••••• M••••• · Co-Founder and Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• M•••••• M••••• · Co-founder and Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R•••••• L••••••• · Co-founder and Operating Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R•••••• L••••••• · Co-founder and Operating Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Partner (2)
- K•••• M•••••• M••••• · Member & Manager · since Jul 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• L••••••• · Member & Manager · since Jul 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (3)
- H•• N••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•• D•••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• V•••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (1)
- J••••• R••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (3)
- D••••• T••••• · Managing Director – Portfolio Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• D•••••• · Vice President – Portfolio Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• L••••••• · Co-Founder and Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (1)
- R••••• S••••••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- T••• B•••• · Senior Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
9 relationships, 3 platforms, 0 add-ons
Transactions
3 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Sep 3, 2026 | Platform acquisition | C•• A••••••• H•••••••• I••• | Sponsor (confirmed) | prnewswire.com |
| Jun 3, 2026 | Platform acquisition | E•• C••••••••• | Sponsor (confirmed) | prnewswire.com |
| Dec 19, 2024 | Majority investment | T• B••••• | Sponsor (confirmed) | tbailey.com |
Placement agents, lenders, advisers and co-investors
8 relationships
Placement agents (1)
- P••••••• C•••••• L•• 1 shared · one time · last Jan 1, 2023
Lenders (1)
- P•••• C•••••• 1 shared · one time · last Dec 19, 2024
Financial advisers (4)
- B••• o• A•••••• 1 shared · one time · last Sep 3, 2026
- T••••••• P••••• L•••• 1 shared · one time · last Jun 3, 2026
- S••••• A••••• L•• 1 shared · one time · last Sep 3, 2026
- B•• C•••••• M•••••• C•••• 1 shared · one time · last Jun 3, 2026
Legal advisers (2)
- M••••••••• L•• 1 shared · one time · last Jun 3, 2026
- J••••• • B•••• L•• 1 shared · one time · last Sep 3, 2026
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
5 most recent
- Sep 3, 2026••• Locked
- Jun 3, 2026••• Locked
- Apr 29, 2026••• Locked
- Dec 19, 2024••• Locked
- Oct 10, 2023••• Locked
Across the graphs
S••••••• C•••••• P••••••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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