DFX Intelligence
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A•••• R•••• C••••••• L•
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NYa•••••••••.com
Buyout firm, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $601M
- PE fund assets
- $618M
- PE funds
- 5
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- Placement agents 1
- RAUM $601M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 5 of 5 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.62bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 5 of 5 distinct vehicles are sworn P•••••• Equity Funds; 5 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- May 22, 2019 to Mar 31, 2026
- RAUM
- $601Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 5
- PE fund GAV, latest filing
- $618Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $568Mevery private fund type, latest filing
- 2024 PE fund GAV
- $618Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $618M, latest counts Private Equity Fund 5, lifetime distinct Private Equity Fund 5
- Employees
- 7
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
5 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A•••• R•••• C•••••• F••• I•• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $217M as of Mar 28, 2024 | no Form D | Early deployment | |
| A•••• R•••• C•••••• F••• I•••• L• ADV: P•••••• Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $16.2M as of Mar 28, 2024 | no Form D | Early deployment | |
| A••••••••• S••••••• I• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $143,631 as of Mar 28, 2024 | no Form D | Mature | |
| A••••••••• P••••••• a• L• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $347M as of Mar 28, 2024 | no Form D | Mature | |
| A••••••••• P••••••• B• L• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $38.2M as of Mar 28, 2024 | no Form D | Mature |
Team
9 current, 0 former
Managing partner (2)
- M•••••• F••••• S•••••••• · Founder & Chief Executive Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• F••••• S•••••••• · Managing Member · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- B••••••• S•••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•• S••••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- H••••• N•••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (4)
- J••••• A••• · Chief Operating Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• E•••••••• S•••••••• · Chief Compliance Officer/Coo · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• L•• · Head of Accounting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••• S•••• · General Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M•• P•••••• F••• A••••••• L•• 4 shared · strong · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- May 22, 2019••• Locked
Across the graphs
A•••• R•••• C••••••• L• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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