DFX Intelligence
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P•••••• P•••• I•••••••••
Hybrid managerClassification probableunsizedSEC registered investment adviser· New York, NYp••••••••.com
Hybrid manager, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $84.5M
- PE fund assets
- $37.9M
- PE funds
- 1
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 2
- RAUM $84.5M
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 1 of 5 distinct vehicles; hedge, securitized or liquidity vehicles 4
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 1 of 5 distinct vehicles; hedge, securitized or liquidity vehicles 4
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 5, 2011 to May 12, 2017
- RAUM
- $84.5Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $37.9Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $84.5Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 20%
- Fund type mix
- filed 2017-05-12, latest gav Hedge Fund $46.7M, Private Equity Fund $37.9M, latest counts Hedge Fund 2, Private Equity Fund 1, lifetime distinct Hedge Fund 4, Private Equity Fund 1
- Employees
- 3
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••••• P•••• M••••• N•• I•••• O••••••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $37.9M as of May 12, 2017 | no Form D | Harvest |
Team
5 current, 7 former
Partner (4)
- A••• M••••• · Limited Partner · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A•••••• A•••• · General Partner · since Dec 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• M• O•••• · Limited Partner · since Aug 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- H•••• M•••• P••• · Limited Partner · since Jul 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- T••• R•••••• L•• · General Counsel · since Jul 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- J•••• S••• N•••••• · Portfolio Manager · Jun 1, 2013 to Feb 17, 2016 Inference
- E••• D•••••• J•• · Chief Compliance Officer And Counsel · Nov 1, 2015 to May 12, 2017 Inference
- K•••• J••••• T••••• · Coo Cfo · Sep 1, 2012 to Feb 17, 2016 Inference
- M•••• S•••••••• · Cfo · May 1, 2011 to Apr 1, 2013 Inference
- P•••••• F•••••• D••••• · Cco · Jun 1, 2008 to Dec 18, 2013 Inference
- S•••••• L•••• H••••••• · Cco And General Counsel · Sep 1, 2013 to Feb 17, 2016 Inference
- J••• A•••••• M••••••••• · Executive Vice President · Jan 1, 2015 to May 12, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- J••• T• C••••• 1 shared · one time · last Jan 1, 2013
- B•• H•••••••• L•• 1 shared · one time · last Jan 1, 2013
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Dec 5, 2011••• Locked
Across the graphs
P•••••• P•••• I••••••••• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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