DFX Intelligence
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R•• D••• M••••••••• I•••
Buyout firmClassification confirmedLower middle marketSEC exempt reporting adviser· Salt Lake City, UTr••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $7.2M
- PE funds
- 8
- Investments held
- 4 of 11
- Deals, last 12 months
- 0
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $3.0M to $10.0MSectors financial_services
- Graphs 1
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2024-01-29
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Sep 23, 2020 to Jan 29, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 8
- PE fund GAV, latest filing
- $7.2Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $7.2Mevery private fund type, latest filing
- 2024 PE fund GAV
- $7.2Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-01-29, latest gav Private Equity Fund $7.2M, latest counts Private Equity Fund 8, lifetime distinct Private Equity Fund 8
- Employees
- unknown
- Headquarters
- Salt Lake City, UT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
10 observed deals
Stated by the firm
- Sectors
- financial services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- $3.0M to $10.0M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 7, platform 4
- period
- to 2022-03-08, from 2021-06-17, undated holdings 7, dated observations 8
- window
- last 2022-03-08, first 2021-06-17
- control
- control 4, unknown 7
- companies
- 10
- geography
- investments
- 11
- seller kinds
- transactions
- 4
- cadence by year
- 2021 platforms 3, 2022 platforms 1
- platform add on
- add ons 0, platforms 4, add ons per platform 0
- sector known for
- 4
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.1, value transportation logistics, examples Greenscreens.ai, count 1, share 0.1, value software, examples Pay2Day Solutions, Inc. dba Authvia, count 1, share 0.1, value financial services, examples PrimaHealth Credit, count 1, share 0.1, value industrial manufacturing, examples Elephant Craft, Inc.
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.1, value general freight trucking, examples Greenscreens.ai, count 1, share 0.1, value software, examples Pay2Day Solutions, Inc. dba Authvia, count 1, share 0.1, value financial services, examples PrimaHealth Credit, count 1, share 0.1, value beverage manufacturing, examples Elephant Craft, Inc.
10 companies on the graph (4 transactions); most in transportation logistics (1); 4 platforms and 0 add-ons; observed 2021 to 2022
Funds
8 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R•• D••• D•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $500,000 as of Jan 29, 2024 | no Form D | Unknown | |
| R•• D••• G•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $500,000 as of Jan 29, 2024 | no Form D | Unknown | |
| R•• D••• A••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $504,450 as of Jan 29, 2024 | no Form D | Unknown | |
| R•• D••• P••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $500,000 as of Jan 29, 2024 | no Form D | Unknown | |
| R•• D••• E•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $400,000 as of Jan 29, 2024 | no Form D | Unknown | |
| R•• D••• P•••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $200,000 as of Jan 29, 2024 | no Form D | Unknown | |
| R•• D••• G••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $62,500 as of Jan 29, 2024 | no Form D | Unknown | |
| R•• D••• A••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $4.5M as of Jan 29, 2024 | no Form D | Mature |
Team
8 current, 0 former
Managing partner (3)
- R•••••• A••• W••••• · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• W••••• · Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R•••••• W••••• · Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Partner (1)
- D••••• V• W••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (2)
- R•••••• A••• W••••• · Sole Shareholder, Director, Officer · since Oct 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• S•••• · Senior Advisor, Board of Director Member a••••••••• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (1)
- B•••• A• L••••••• · General Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- M•••••• A• B••••• · Senior Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
11 relationships, 4 platforms, 0 add-ons
Transactions
3 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Mar 8, 2022 | Platform acquisition | A•••• I•••••••• | Sponsor (confirmed) | r••••••••.com |
| Jun 22, 2021 | Platform acquisition | J••• G••••• | Sponsor (confirmed), Sponsor (confirmed) | r••••••••.com |
| Jun 17, 2021 | Platform acquisition | R•• E•••• D•••••• | Sponsor (confirmed) | r••••••••.com |
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
22 most recent
- Sep 1, 2026••• Locked
- Feb 26, 2025••• Locked
- Apr 4, 2023••• Locked
- Mar 7, 2023••• Locked
- May 16, 2022••• Locked
- Apr 28, 2022••• Locked
- Mar 29, 2022••• Locked
- Mar 22, 2022••• Locked
- Mar 8, 2022••• Locked
- Mar 8, 2022••• Locked
- Mar 1, 2022••• Locked
- Feb 24, 2022••• Locked
- Jun 22, 2021••• Locked
- Jun 22, 2021••• Locked
- Jun 17, 2021••• Locked
- Jun 17, 2021••• Locked
- Mar 23, 2021••• Locked
- Mar 23, 2021••• Locked
- Dec 1, 2020••• Locked
- Sep 23, 2020••• Locked
- Aug 4, 2020••• Locked
- May 28, 2020••• Locked
Across the graphs
R•• D••• M••••••••• I••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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