DFX Intelligence
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F•••••• 3• C•••••• L••
CandidateClassification candidateLower middle marketSEC registered investment adviser· New York, NYf•••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.1B
- PE fund assets
- $60.7M
- PE funds
- 3
- Investments held
- 29 of 30
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 3
- RAUM $1.1B
Classification
How this organization is classified, and on what basisCandidate · 2 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 6 Private Equity Fund(s) among 22 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.06bn Private Equity Fund GAV on the Form ADV filed 2026-03-25
Classification history (2)
- Sep 23, 2026Candidate (candidate, 40%, cls-pe-2)R7: admitted on 6 Private Equity Fund(s) among 22 vehicles; no rule fired
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 6 Private Equity Fund(s) among 19 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- May 9, 2014 to Mar 25, 2026
- RAUM
- $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $60.7Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $92.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 27%
- Fund type mix
- filed 2026-03-25, latest gav Other Private Fund $1.1B, Private Equity Fund $60.7M, latest counts Other Private Fund 15, Private Equity Fund 3, lifetime distinct Other Private Fund 16, Private Equity Fund 6
- Employees
- 17
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
30 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 30
- period
- to unknown, from unknown, undated holdings 30, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 30
- companies
- 30
- geography
- investments
- 30
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 9
- disclosed value usd
- n 0
- sector distribution
- count 4, share 0.133, value financial services, examples Beckett, Aapc, Middle market senior loan investment vehicle, Oceanchoice, count 3, share 0.1, value specialty distribution, examples Airxcel, Asghq, Appliance Repair Parts, count 1, share 0.033, value software, examples gtt, count 1, share 0.033, value healthcare services, examples Radiology Partners
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 4, share 0.133, value financial services, examples Beckett, Aapc, Middle market senior loan investment vehicle, Oceanchoice, count 2, share 0.067, value misc durable wholesale, examples Airxcel, Appliance Repair Parts, count 1, share 0.033, value grocery wholesale, examples Asghq, count 1, share 0.033, value software, examples gtt, count 1, share 0.033, value medical diagnostic labs, examples Radiology Partners
30 companies on the graph (0 transactions); most in financial services (4); no dated observations
Funds
15 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F•• W•••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $11.1M as of Sep 12, 2024 | no Form D | Unknown | |
| F• B•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $8.0M as of Sep 12, 2024 | no Form D | Unknown | |
| F•• P••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $268M as of Dec 19, 2022 | no Form D | Wound down | |
| F•• A•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $57.8M as of Sep 12, 2024 | no Form D | Early deployment | |
| F•• F••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $23.5M as of Sep 12, 2024 | no Form D | Early deployment | |
| F•• D•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $1.6M as of Sep 12, 2024 | no Form D | Unknown | |
| F•••••• 3• I••••••••• I•• L• ADV: Other Private Fund | buyout or unlabelled | 2020 first reported on Form ADV | $316M as of Sep 12, 2024 | no Form D | Mature | |
| F• I••••••••• I• R•••• F•••••••• L•• ADV: Other Private Fund | Feeder or parallel | 2020 first reported on Form ADV | $220M as of Sep 12, 2024 | no Form D | Mature | |
| F• I••••••••• I• R•••• F•••••••• L•• ADV: Other Private Fund | Feeder or parallel | 2020 first reported on Form ADV | $46.5M as of Sep 12, 2024 | no Form D | Mature | |
| F•• 2••• S••• L•• ADV: Other Private Fund | Fund of funds | 2019 year in the fund name | $14.4M as of Sep 12, 2024 | no Form D | Harvest | |
| F• 2••• F•••••• L•• ADV: Other Private Fund | Fund of funds | 2018 year in the fund name | $26.6M as of Sep 12, 2024 | no Form D | Harvest | |
| F•••••• 3• I••••••••• I•• L• ADV: Other Private Fund | buyout or unlabelled | 2017 first reported on Form ADV | $121M as of Sep 12, 2024 | no Form D | Harvest | |
| F•••••• 3• I••••••••• R•••• L•• ADV: Other Private Fund | buyout or unlabelled | 2017 first reported on Form ADV | $64.7M as of Sep 12, 2024 | no Form D | Harvest | |
| F•••••• 3• I••••••••• I• L• ADV: Other Private Fund | buyout or unlabelled | 2016 first reported on Form ADV | $17.7M as of Sep 12, 2024 | no Form D | Harvest | |
| F•••••• I•• I••••••••• I• L• ADV: Other Private Fund | buyout or unlabelled | unknown | $2.7M as of Dec 19, 2022 | no Form D | Wound down |
Team
23 current, 1 former
Managing partner (1)
- J•••• M•••••• B•••• · Founding Partner And Cio · since Apr 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (9)
- A•••• B••••• · PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• B•••• · PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• A•••• · M•••••• D•••••• F••• I•• L•• · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E••••• W•••••• R•••• · M•••••• D•••••• F••• I•• L•• · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E••• M• G••••• · Partner And Member · since Apr 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E••• M• G••••• · PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- F••• B•••••• · PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• M•••••• B•••• · PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W•••• B•••••• B•••• · Member · since Apr 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (3)
- B•••••• M•••• · VICE PRESIDENT · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••• L•••• · SENIOR ASSOCIATE · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••••• L•••••• · VICE PRESIDENT · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (2)
- M•••••• H•••• · ASSOCIATE · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V••••• C••••• · ASSOCIATE · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (1)
- A••••• P••• · ANALYST · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- K•••••• K•••••••• · PRINCIPAL, INVESTOR RELATIONS · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (6)
- D••••• S• T••••• · Partner, Coo, Cco And Member · since Apr 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• S• T••••• · CHIEF OPERATING OFFICER AND PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• V•••••• · OFFICE MANAGER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• S•••••• · CHIEF FINANCIAL OFFICER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• Z••••• · CONTROLLER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• A•••••• · CHIEF COMPLIANCE OFFICER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- P•••••• D••••• D•••••• · M•••••• O• D•• V•••••• P•••••••• L•• · Jan 1, 2016 to Mar 16, 2023 Inference
Portfolio
30 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- D••••• S••••••••• L•• 1 shared · one time · last Jan 1, 2017
- B••••••• C•••••• G•••• 1 shared · one time · last Jan 1, 2014
- E•••• F•••••••• C••••••••• L•• 1 shared · one time · last Jan 1, 2015
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
13 most recent
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Aug 6, 2026••• Locked
- Mar 25, 2026••• Locked
- Dec 8, 2023••• Locked
- Dec 8, 2023••• Locked
- Dec 8, 2023••• Locked
- Dec 8, 2023••• Locked
- Dec 8, 2023••• Locked
- May 9, 2014••• Locked
Across the graphs
F•••••• 3• C•••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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