DFX Intelligence
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L••••••••• C•••••• M••••••••• L••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Dallas, TX
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $705M
- PE fund assets
- $705M
- PE funds
- 6
- Investments held
- 18 of 33
- Deals, last 12 months
- 2
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- EBITDA $2.0M to $10.0MSectors healthcare,manufacturing,life_sciencesControl control
- Last 12 months 2Most recent last month
- Graphs 3
Classification
How this organization is classified, and on what basisBuyout firm · 4 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 9 of 9 distinct vehicles are sworn Private Equity Funds; 6 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.71bn Private Equity Fund GAV on the Form ADV filed 2026-03-26
- Strategies
- Private credit
Classification history (4)
- Sep 23, 2026Buyout firm (confirmed, 85%)9 of 9 distinct vehicles are sworn Private Equity Funds; 6 reported gross assets on a filing in 2022 or later
- Sep 16, 2026Hybrid manager (probable, 65%)Private Equity Funds are 0 of 1 distinct vehicles; hedge, securitized or liquidity vehicles 0
- Sep 16, 2026Hybrid manager (probable, 65%)Private Equity Funds are 0 of 1 distinct vehicles; hedge, securitized or liquidity vehicles 0
- Sep 13, 2026Buyout firm (confirmed, 85%)8 of 8 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- Registered investment adviser
- Form ADV filings
- Jun 29, 2021 to Mar 26, 2026
- RAUM
- $705Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $705Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $705Mevery private fund type, latest filing
- 2024 PE fund GAV
- $705Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 6 funds, $705M reported gross assets, 9 ever reported
- Employees
- 13
- Headquarters
- Dallas, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
33 observed deals
Stated by the firm
- Sectors
- Healthcare, manufacturing, life sciences
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- $2.0M to $10.0M
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- Control
- Thesis
- ••• Locked
Observed from deals on record
- On record
- 33 companies, 33 holdings, 2 transactions
- Period
- 2026 (4 dated observations, 31 holdings undated)
- Most deals
- Industrial manufacturing (5 of 33, e.g. CAMBRIDGE MAJOR LABORATORIES / AAI PHARMA and SCIENTIFIC PROTEIN LABORATORIES), healthcare services (4 of 33), business services (1 of 33)
- Subsectors
- Miscellaneous manufacturing (3 of 33), plastics rubber products (2 of 33), home health (1 of 33), physical occupational therapy (1 of 33) and 3 more
- Deal roles
- 1 platform, 1 add-on, 31 with role not stated
- Control
- 1 control, 32 not stated
- Where
- Tx (1 of 33)
- By year
- 2026: 1 add-on, 1 other deal
33 companies on the graph (2 transactions); most in industrial manufacturing (5); 1 platform and 1 add-on; observed 2026 to 2026
Funds
9 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L•• H••••••••• F••• I••• L• ADV: Private Equity Fund | Feeder or parallel | 2024 Form D first sale | $23.4M as of Mar 26, 2026 | $19.5M | Unknown | |
| L•• H••••••••• F••• I• P••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 Form D first sale | $15.4M as of Mar 26, 2026 | $15.0M | Early deployment | |
| L•• H••••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $323M as of Mar 26, 2026 | $0 | Active deployment | |
| L•• A••• P••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $14.3M as of Mar 26, 2026 | $0 | Unknown | |
| L•• A•• P••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 Form D first sale | $67.1M as of Mar 26, 2026 | $35.5M | Mature | |
| L•• H••••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 Form D first sale | $262M as of Mar 26, 2026 | no Form D | Mature | |
| L•• R••• P••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 30, 2023 | no Form D | Wound down | |
| L•• R••• M•••••••• P••••••• L• ADV: Private Equity Fund | Credit fund | unknown | $0 as of Mar 30, 2023 | no Form D | Wound down | |
| L•• A•• P••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 30, 2023 | no Form D | Wound down |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
3 current, 0 former
Managing partner (2)
- K••• S••••• B••••••• · Managing Member · since Oct 1, 2022 Form ADV
- S••••• D•••• N•••••• · Managing Member · since Oct 1, 2022 Form ADV
Platform (1)
- C••••••••• E••• G••• · Chief Compliance Officer/Chief Financial Officer · since Nov 1, 2021 Form ADV
Portfolio
33 relationships, 1 platforms, 1 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| P•••••••• M••••••• W•••• C••••••••• add-on to L••• S•••••• C•••••• | Add-on | active | Jul 29, 2026 transaction announcement | 2 months | unknown | Fact Press release |
| R•••••• A••••• | Role unknown | active | Apr 3, 2026 transaction announcement | 6 months | unknown | Fact Press release |
| A•••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| A••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| A••••• A••••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| A•• P••••••• T•••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| A•• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| B••••• P••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| B••••••• S••••••• t• H••••••••• P•••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| C•••••••• M•••• L••••••••• • A•• P••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| C•••••• C••• S•••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| D• N•••• O••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| F•••• M•••••• A••••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| H••••••••• B••••••• S•••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| H••••••••• P•••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| H••• S•••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| i•••••• H••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| I••••••••• o• H••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| K•••• A••••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| L•••••• D••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| L••• S•••••• C•••••• | Platform | active | unknown | unknown | unknown | Fact Firm website |
| M•••••• B••••••••• H••••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| M•••••• C••••••••• • E•••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| P••••••••• S••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| P••••• E•••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| R••••••••• C••••••••• a•• C•••••••• S••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| S••• D••••• P••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| S••••••••• P•••••• L••••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| S••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| T•••• T••••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| T•••••• H•••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| V•••• P••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| X••••• W••••••• U••••• C••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
Transactions
2 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jul 29, 2026 | Add-on acquisition | P•••••••• M••••••• W•••• C••••••••• | Sponsor (derived) | l•••••••••.com |
| Apr 3, 2026 | Growth investment | R•••••• A••••• | Sponsor (confirmed) | l•••••••••.com |
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- A••••• A••••••• I••• 3 shared · strong · last May 2, 2024
- E•••• F•••••••• C••••••••• L•• 3 shared · strong · last Jul 3, 2024
- B•• S••••• N••••••• L•• 1 shared · one time · last Jan 1, 2021
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
9 most recent
- Jul 30, 2026••• Locked
- Jul 29, 2026••• Locked
- Jul 8, 2026••• Locked
- Jun 30, 2026••• Locked
- Apr 3, 2026••• Locked
- Apr 3, 2026••• Locked
- Mar 26, 2026••• Locked
- Jan 7, 2026••• Locked
- Jun 29, 2021••• Locked
Across the graphs
L••••••••• C•••••• M••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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