DFX Intelligence
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T•••••• G••••• A•••••••• L••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Manhattan Beach, CAt•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $182M
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors environmental_services
- Graphs 1
- Placement agents 5
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 0 of 4 distinct vehicles; hedge, securitized or liquidity vehicles 4
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 0 of 4 distinct vehicles; hedge, securitized or liquidity vehicles 4
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Sep 2, 2016 to Apr 1, 2026
- RAUM
- $182Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $173Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 0%
- Fund type mix
- filed 2024-05-02, latest gav Hedge Fund $191M, latest counts Hedge Fund 2, lifetime distinct Hedge Fund 4
- Employees
- 32
- Headquarters
- Manhattan Beach, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- environmental services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| T•••••• G••••• S••••••••• I••••• F••• M••••• L••• ADV: Hedge Fund | Credit fund | 2017 first reported on Form ADV | $116M as of May 2, 2024 | no Form D | Mature |
Team
17 current, 2 former
Managing partner (2)
- B•••• L•• v•• N••••• · President · since Aug 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••••• S•• N••••• · Managing Member · since Jan 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- P••• R••••• S•••••• · Chief Investment Officer · since Aug 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- E• L•••••• · Director of Product Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (2)
- G••• F••• · Senior Vice President of Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• L••••• · Vice President of Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (1)
- A•••• M••••• · Vice President Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (2)
- J•••• W••••• · Investor Relations Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• H••• · Investor Relations Specialist · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (8)
- B•••• P••• · CFO, TGIF · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• M••••• · Sustainability & Impact Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• C••• · Senior Operations Specialist · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• M••••• · Executive Assistant to CIO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• A•••• T••••• · Chief Financial Officer · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N••••• P•••• · Director of Human Resources · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• K•••••• · Director of M•••eting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• T••••• H••• · Chief Compliance Officer · since Mar 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- B••••••••• K••••• S••••• · Chief Financial Officer · Jun 1, 2017 to Mar 30, 2018 Inference
- R••••• G••••••• R•••• · Chief Financial Officer · Jan 1, 2017 to Jun 20, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
5 relationships
Placement agents (5)
- K•••• C•••••• P••••••• L•••••• 1 shared · one time · last Jan 1, 2019
- F•••••• S••••••••• L•• 1 shared · one time · last Jan 1, 2023
- N•••••• I••••••••• C•••••• L•••••• 1 shared · one time · last Jan 1, 2017
- C••••••••• S••••••••• L•• 1 shared · one time · last Jan 1, 2020
- P••••••• C•••••• S••••••••• L•• 1 shared · one time · last Jan 1, 2020
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- May 6, 2026••• Locked
- Sep 2, 2016••• Locked
Across the graphs
T•••••• G••••• A•••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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