DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / S••••• D••••• C•••••• P•••••••• L••
S••••• D••••• C•••••• P•••••••• L••
secondary liquidity individual liquidity, secondaries, secondary share purchase, private stock
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 6 of 6 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.34bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 6 of 6 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 27, 2015 to Mar 28, 2024
- RAUM
- $341Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 5
- PE fund GAV, latest filing
- $341Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $341Mevery private fund type, latest filing
- 2024 PE fund GAV
- $341Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $341M, latest counts Private Equity Fund 5, lifetime distinct Private Equity Fund 6
- Employees
- 9
- Headquarters
- Baltimore, MD
- Office address
- 2850 QUARRY LAKE DRIVE, SUITE 304, Baltimore, MD, 21209
- Business phone
- 443-873-3561
Stated criteria beside observed behaviour
69 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- We partner with private shareholders and exceptional growth companies.
Observed from deals on record
- roles
- unknown 69, minority 1
- period
- to 2026-03-26, from 2026-03-26, undated holdings 69, dated observations 1
- window
- last unknown, first unknown
- control
- unknown 69, minority 1
- companies
- 69
- geography
- investments
- 70
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 39
- disclosed value usd
- n 0
- sector distribution
- count 19, share 0.275, value software, examples hackerone, Limble, Vestmark, Avoxi, count 5, share 0.072, value business services, examples AdMobius, Upwork, steno, Morning Consult, count 4, share 0.058, value financial services, examples Life Lock, Kin, Wealthfront, Square Trade, count 3, share 0.043, value healthcare it, examples Dr First, Vi Labs, Kalderos, Inc., count 3, share 0.043, value tech enabled services, examples Red Canary, Simplus, BloomTech Inc., count 2, share 0.029, value transportation logistics, examples Cart, GlobalTranz, count 1, share 0.014, value media telecom, examples VideoVerse, count 1, share 0.014, value consumer products, examples BeSpoke Post
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 11, share 0.159, value software, examples Avoxi, Parallels, Fastly, Nasuni, count 8, share 0.116, value vertical software, examples hackerone, Limble, Vestmark, Splashtop, count 4, share 0.058, value financial services, examples Life Lock, Kin, Wealthfront, Square Trade, count 3, share 0.043, value healthcare it, examples Dr First, Vi Labs, Kalderos, Inc., count 2, share 0.029, value advertising marketing, examples AdMobius, JustDial, count 1, share 0.014, value staffing, examples Upwork, count 1, share 0.014, value media telecom, examples VideoVerse, count 1, share 0.014, value it managed services, examples Red Canary
69 companies on the graph (0 transactions); most in software (19); observed 2026 to 2026
Funds
6 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••• O••••••••• S•••••• L••• •••••• 3• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $6.7M as of Mar 28, 2024 | no Form D | Unknown | |
| S••••• O••••••••• S•••••• L••• •••••• 2• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $8.4M as of Mar 28, 2024 | no Form D | Early deployment | |
| S••••• O••••••••• S•••••• L••• •••••• 1•••• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $1.6M as of Mar 28, 2024 | no Form D | Early deployment | |
| S••••• C•••••• P••••••• I••• L• ADV: Private Equity Fund | Buyout fund | 2021 first reported on Form ADV | $261M as of Mar 28, 2024 | no Form D | Active deployment | |
| S••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $3.5M as of Apr 14, 2020 | no Form D | Wound down | |
| S••••• C•••••• P••••••• I•• L••• ADV: Private Equity Fund | Buyout fund | unknown | $63.4M as of Mar 28, 2024 | no Form D | Harvest |
Team
9 current, 1 former
Managing partner (3)
- G••••• H••••• K•••• · Member, Co-President · since Mar 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• A••• S•••• · Member And Co-President · since Mar 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•• S•••• · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (2)
- J••• F•••• T•••• · Partner · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• C•••••• · Advisory Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (1)
- A••••• S•••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (3)
- J•••••••• W•••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• J••••• D•••••••• · Chief Compliance Officer · since Nov 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• D•••••• G••• · Chief Operating Officer · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- B••• K••••• L••••• · Managing Member Of S•••••-Spv Manager Llc · Oct 1, 2016 to Mar 31, 2021 Inference
Portfolio
70 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (4)
- X• C•••••• P•••••••• L•• 2 shared · recurring · last Jan 1, 2021
- C• B••••••••• I•• 1 shared · one time · last Jan 1, 2015
- P••••••• C•••••• P•••••••• L•• 1 shared · one time · last Jan 1, 2016
- F•• C•••••• A•••••••• L•• 1 shared · one time · last Jan 1, 2015
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 26, 2026S••••• D••••• C•••••• P•••••••• L••: Private Equity Funds on Form ADV 5 (2024 extract) -> 10 (roster 2026-09-01)
- Mar 27, 2015S••••• D••••• C•••••• P•••••••• L•• first filed Form ADV in the extract (ERA)
Across the graphs
S••••• D••••• C•••••• P•••••••• L•• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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