DFX Intelligence
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I•••• A•••• M•••••••••
CandidateClassification candidateLower middle marketSEC registered investment adviser· London
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.0B
- PE fund assets
- $10.9M
- PE funds
- 2
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. No dated change on record yet.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- Admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2024-12-23
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%)Admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
Regulatory footprint (Form ADV)RAUM $2.0B · 2 PE funds · filed Jul 30, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Jun 11, 2014 to Jul 30, 2026
- RAUM
- $2.0Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $10.9Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $10.9Mevery private fund type, latest filing
- 2024 PE fund GAV
- $10.9Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 40%
- Fund type mix
- Private equity fund: 2 funds, $10.9M reported gross assets
- Other private fund: 3 ever reported
- Employees
- 187
- Headquarters
- London, United Kingdom
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
2 families, 2 vehicles on record
N•• E••••• I•••••••• I•• L• · 1 vehicle · vintage 2018$10.6M
- N•• E••••• I•••••••• I•• L• buyout or unlabelled · 2018$10.6M
I•••• N•• E••••• I•••••••• I• L• · 1 vehicle$359,004
- I•••• N•• E••••• I•••••••• I• L• buyout or unlabelled$359,004
View all 2 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N•• E••••• I•••••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $10.6M as of Jul 30, 2026 | no Form D | Mature | |
| I•••• N•• E••••• I•••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $359,004 as of Jul 30, 2026 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: Investment organization websites (team, portfolio, strategy, criteria, news); SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
20 current, 8 former
- Director, Chief Executive Officer · since Aug 1, 1998
- Chair
- Chief Investment Officer (Listed Equities)
- Chief Investment Officer (Fixed Income)
- Co-Head of Private Equity Infrastructure, Executive Director
Full team · 20 peoplegrouped by role, with sources
Managing partner (2)
- I•• S••• · Director, Chief Executive Officer · since Aug 1, 1998 Form ADV Firm website
- S•••• O•••••• · Chair · start date unknown Firm website
Partner (3)
- C•••••• F••••• · Chief Investment Officer (Listed Equities) · start date unknown Firm website
- R••• P•••••••• · Chief Investment Officer (Fixed Income) · start date unknown Firm website
- A••••• M••••• · Co-Head of Private Equity Infrastructure, Executive Director · start date unknown Firm website
Principal (5)
- A••••• d• S••••••• · Non-Executive Director · start date unknown Firm website
- A•••••• W••••• · Non-Executive Director · start date unknown Firm website
- J•••• B••• · Non-Executive Director · start date unknown Firm website
- L••• L•••• · Non-Executive Director · start date unknown Firm website
- D••••• G••••• v•• P••••• · Director · since Mar 1, 2020 Form ADV Firm website
Business development (1)
- S••••• W•••• · Executive Director, Business Development · start date unknown Firm website
Platform (7)
- D••••• F••••• · Head of Human Resources, North America · start date unknown Firm website
- D••••• J•••••• · Global Chief Operating Officer · start date unknown Firm website
- E•••• C•••••• · Chief Risk Officer · start date unknown Firm website
- J••• A•••••• B•••• · Chief Compliance Officer · since Nov 1, 2020 Form ADV Firm website
- K•••• C••••••• · Director, Chief Financial Officer · since Dec 1, 2022 Form ADV Firm website
- L••• B••••••••• · Global Head of Sustainability & Stewardship, Co-Head Sustainability Centre · start date unknown Firm website
- S•••• M•••• · Chief People Officer · start date unknown Firm website
Other (2)
- A••••• M••••• · Country Head, Ireland · start date unknown Firm website
- E• F••••••••• · Global Head of Client Partnerships · start date unknown Firm website
8 former (kept with end dates)
- A••••• C• N••••• · Chief Compliance Officer · Feb 1, 2014 to Feb 11, 2015 Inference
- C•••••• D•••• R•••• · Chief Financial Officer · Aug 1, 2013 to Dec 13, 2022 Inference
- B•••• J••••••••• · Director · Jun 1, 2001 to Dec 23, 2024 Inference
- C•••••••• M••• B•••••• · Director, Chief Strategy Officer · Feb 1, 2022 to Dec 23, 2024 Inference
- J••••• F•••••• K•••• · Director · Feb 1, 2018 to Mar 12, 2021 Inference
- K•••• F••••••• · Director · Feb 1, 2004 to Dec 24, 2020 Inference
- M••• P••••••• A•••••••• · Director · Jan 1, 2023 to Dec 19, 2023 Inference
- P•••• v•• E••••• R••••••• · Director · Aug 1, 2005 to Mar 26, 2020 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Jun 11, 2014••• Locked
Across the graphs
I•••• A•••• M••••••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.