DFX Intelligence
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G••••••••• C•••••• L•
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· New York, NYg•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $3.2B
- PE fund assets
- $1.6B
- PE funds
- 14
- Investments held
- 5 of 10
- Deals, last 12 months
- 1
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $100M to $300MRevenue $25.0M to $100MControl control
- Last 12 months 1Most recent 4 months agoPlatform deals 2
- Graphs 2
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 9 of 9 distinct vehicles are sworn Private Equity Funds; 9 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.63bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 9 of 9 distinct vehicles are sworn Private Equity Funds; 9 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 24, 2021 to Mar 31, 2026
- RAUM
- $3.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 14
- PE fund GAV, latest filing
- $1.6Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $3.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.6Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-29, latest gav Private Equity Fund $1.6B, latest counts Private Equity Fund 9, lifetime distinct Private Equity Fund 9
- Employees
- 25
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
10 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- $25.0M to $100M
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- $100M to $300M
- Control
- control
- Thesis
- ••• Locked
Observed from deals on record
- roles
- add on 1, unknown 5, platform 4
- period
- to 2026-05-04, from 2021-12-17, undated holdings 6, dated observations 8
- window
- last 2026-05-04, first 2021-12-17
- control
- control 4, unknown 6
- companies
- 10
- geography
- investments
- 10
- seller kinds
- transactions
- 4
- cadence by year
- 2021 other deals 1, 2022 platforms 1, 2023 platforms 1, 2026 add ons 1
- platform add on
- add ons 1, platforms 4, add ons per platform 0.25
- sector known for
- 3
- disclosed value usd
- n 0
- sector distribution
- count 3, share 0.3, value software, examples Netchex, Duetto, PureFacts
- holding period years
- n 0
- repeat counterparties
- role legal adviser, shared 2, entity id a68d2839-e733-4ab6-874d-f7c198c1c830
- subsector distribution
- count 3, share 0.3, value software, examples Netchex, Duetto, PureFacts
10 companies on the graph (4 transactions); most in software (3); 4 platforms and 1 add-ons; observed 2021 to 2026
Funds
9 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| G••••••••• C•••••• N•••• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $16.5M as of Mar 29, 2024 | no Form D | Unknown | |
| G••••••••• C•••••• A••••••••• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $150M as of Mar 29, 2024 | no Form D | Unknown | |
| G••••••••• C•••••• P••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $1.1B as of Mar 29, 2024 | no Form D | Early deployment | |
| G••••••••• C•••••• P••••••• I• P••••••• L• ADV: Private Equity Fund | Buyout fund | 2022 first reported on Form ADV | $219M as of Mar 29, 2024 | no Form D | Early deployment | |
| G••••••••• C•••••• V•••• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $47.5M as of Mar 29, 2024 | no Form D | Unknown | |
| G••••••••• C•••••• I•••••• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $41.9M as of Mar 29, 2024 | no Form D | Early deployment | |
| G••••••••• C•••••• S•••••• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $41.8M as of Mar 29, 2024 | no Form D | Early deployment | |
| G••••••••• C•••••• R••••• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $34.2M as of Mar 29, 2024 | no Form D | Early deployment | |
| G••••••••• C•••••• B••• S•••• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $22.2M as of Mar 29, 2024 | no Form D | Early deployment |
Team
43 current, 1 former
Managing partner (2)
- S•••• R••••• · CEO and Founder · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- S•••• R••••• · Founder & CEO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (2)
- L••••••• Y••• · Managing Director - Digital T•••sformation · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• R••••• · Member · since Jul 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (5)
- B•• Y• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• F•••••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• H••••••• · principal · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R••••• T•••••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• A•••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (8)
- A••• N••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A•••••••• K••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••• M•••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A•••• K•••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I••••• B••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• K••••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•• A•••• · Vice President · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- S••••• L••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (3)
- D•••• M••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••• R•••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• W••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (1)
- A••••• F••••• · Business Development Lead · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (2)
- Q•••• T••• · Principal - Capital Formation and Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• S•• · Chief of Capital Formation and Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (12)
- A•• K••• · Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••• C••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••••••• R••••• · IR Coordinator and Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••••• M•••••••• · Vice President, Talent · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• B••••••••• · Office Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••••••• A•••••••• · Recruiting Coordinator · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••• C•••• · Managing Director – Data Science and AI · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• T••••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••• H••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• W••• · Managing Director – Data Science and AI · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• Y•• · Chief Operating Officer and Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W•• Y•• · Chief Compliance Officer, Chief Financial Officer, Chief Operating Officer · since Jun 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (8)
- A••••• G••••• · Head - Human Capital · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• H••••••• · Head – Financial Services Investing · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• U•••••••• · Head - Digital T•••sformation · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• P••••• · Head of Technology and Information Services Investing · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- M•••••• P••••• · Head - Technology and Information Services Investing · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• F•••• · Chief AI Architect · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• J••••• · Head - Data, Analytics and Machine Learning · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V•••••• A••• · Head - Healthcare Investing · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- R••••• W••••••••• M••••• · Chief Operating Officer & Chief Administrative Officer · Dec 1, 2020 to Mar 4, 2022 Inference
Portfolio
10 relationships, 4 platforms, 1 add-ons
Transactions
4 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| May 4, 2026 | Add-on acquisition | M•••••• S•• | Sponsor (derived) | prnewswire.com |
| Jun 7, 2023 | Platform acquisition | N•••••• | Sponsor (confirmed) | primuscapital.com |
| Sep 12, 2022 | Platform acquisition | R••• A•••••• A••••• G••••• | Sponsor (confirmed) | g•••••••••.com |
| Dec 17, 2021 | Majority investment | R••• A•••••• B•••••••• I•••••••• | Sponsor (confirmed) | prnewswire.com |
Placement agents, lenders, advisers and co-investors
9 relationships
Placement agents (3)
- S•••••• N••••••• • C••••••• I••••••••• 2 shared · recurring · last Jan 1, 2022
- C•••••• S••••••••• I•• 2 shared · recurring · last Jan 1, 2023
- R•••••••• C•••••• P•••••• M••••••••• S••••••• L•• 2 shared · recurring · last Jan 1, 2023
Financial advisers (3)
- L•••••• I••••••••• L•• 1 shared · one time · last Jun 7, 2023
- J•••••••• L•• 1 shared · one time · last Jun 7, 2023
- J••• M••••• S••••••••• L•• 1 shared · one time · last Dec 17, 2021
Legal advisers (3)
- D•••• P••• • W••••••• L•• 2 shared · recurring · last Jun 7, 2023
- S•••• H••••• • B•••• 1 shared · one time · last Dec 17, 2021
- G•••••• P•••••• 1 shared · one time · last Jun 7, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
25 most recent
- May 3, 2026••• Locked
- Mar 31, 2026••• Locked
- Jan 19, 2026••• Locked
- Sep 15, 2025••• Locked
- Sep 2, 2025••• Locked
- Apr 8, 2025••• Locked
- Sep 23, 2024••• Locked
- Jul 31, 2024••• Locked
- Jun 26, 2024••• Locked
- Jun 12, 2023••• Locked
- Jun 7, 2023••• LockedPlatform investmentFactN••••••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Jun 6, 2023••• Locked
- Apr 23, 2023••• Locked
- Jan 19, 2023••• Locked
- Sep 12, 2022••• Locked
- Sep 12, 2022••• Locked
- Aug 2, 2022••• Locked
- Apr 4, 2022••• Locked
- Jan 14, 2022••• Locked
- Jan 5, 2022••• Locked
- Dec 17, 2021••• Locked
- Dec 16, 2021••• Locked
- Dec 9, 2021••• Locked
- Oct 6, 2021••• Locked
- Feb 24, 2021••• Locked
Across the graphs
G••••••••• C•••••• L• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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