DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / U• S••••• A•••• M••••••••• I•••
U• S••••• A•••• M••••••••• I•••
Fund of funds · probableLower middle marketJersey City, NJSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 3 of 5 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.49bn Private Equity Fund GAV on the Form ADV filed 2024-12-18
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 3 of 5 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 24, 2015 to Dec 18, 2024
- RAUM
- $513Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 5
- PE fund GAV, latest filing
- $486Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $486Mevery private fund type, latest filing
- 2024 PE fund GAV
- $486Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-12-18, latest gav Private Equity Fund $486M, latest counts Private Equity Fund 5, lifetime distinct Private Equity Fund 5
- Employees
- 7
- Headquarters
- Jersey City, NJ
- Office address
- 101 HUDSON STREET, 21ST FLOOR, SUITE 2100, Jersey City, NJ, 07302
- Business phone
- 212 480 2626
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
5 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| U• S••••• P•••••• O••••••••• F••• I• ADV: P•••••• Equity Fund | Fund of funds | 2018 first reported on Form ADV | $198M as of Dec 18, 2024 | no Form D | Unknown | |
| U••• S••••• D••••• P•••••• E••••• I•• L••• ADV: P•••••• Equity Fund | Buyout fund | 2018 first reported on Form ADV | $73.7M as of Dec 18, 2024 | no Form D | Mature | |
| U• S••••• P•••••• O••••••••• F••• I•• ADV: P•••••• Equity Fund | Fund of funds | 2016 first reported on Form ADV | $137M as of Dec 18, 2024 | no Form D | Mature | |
| U••• S••••• P•••••• O••••••••• F••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $60.5M as of Dec 18, 2024 | no Form D | Harvest | |
| U••• D••••• P•••••• O••••••••• F••• •••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $17.0M as of Dec 18, 2024 | no Form D | Harvest |
Team
2 current, 4 former
Principal (1)
- J••••••• E•••• S•••• · Principal · since May 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- J••••• J••••• A•••• · Chief Compliance Officer · since Dec 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
4 former (kept with end dates)
- A•••••••• G•• M••••••••• · President & Cco · May 1, 2013 to Jul 11, 2023 Inference
- P•••••• J•• B••••• · Chief Compliance Officer · Jul 1, 2023 to Dec 18, 2023 Inference
- W•••••• D•••• R••••••• · Chief Compliance Officer · Aug 1, 2017 to Mar 5, 2018 Inference
- A••• C••••••• D•••• · Principal Shareholder · Apr 1, 2015 to Dec 15, 2020 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 24, 2015U• S••••• A•••• M••••••••• I••• first filed Form ADV in the extract (IA)
Across the graphs
U• S••••• A•••• M••••••••• I••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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