DFX Intelligence
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A••••• I••••••••• • A•••••••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Houston, TXa•••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $7.3B
- PE fund assets
- $333M
- PE funds
- 11
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- Placement agents 1
- RAUM $7.3B
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 9 of 10 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.33bn Private Equity Fund GAV on the Form ADV filed 2023-08-02
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 9 of 10 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 16, 2011 to Aug 2, 2023
- RAUM
- $7.3Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 11
- PE fund GAV, latest filing
- $333Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $953Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 55%
- Fund type mix
- filed 2023-08-02, latest gav Other Private Fund $620M, Private Equity Fund $333M, latest counts Other Private Fund 8, Private Equity Fund 11, lifetime distinct Hedge Fund 1, Other Private Fund 8, Private Equity Fund 11
- Employees
- 55
- Headquarters
- Houston, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
10 on record, 9 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A••••• I••••••••• P•••••••• L•• ••••• G•••• T•••• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $66.6M as of Aug 2, 2023 | no Form D | Unknown | |
| A••••• I••••••••• P•••••••• L•• ••••• M•••• D••••••••• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $1.6M as of Aug 2, 2023 | no Form D | Unknown | |
| A••••• I••••••••• P•••••••• L•• ••••• M•••• O••••••••• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $1.2M as of Aug 2, 2023 | no Form D | Unknown | |
| A••••• I••••••••• P•••••••• L•• ••••• I••••• P•••••••• R••• A•••••• ADV: Other P•••••• Fund | Fund of funds | 2022 first reported on Form ADV | $296M as of Aug 2, 2023 | no Form D | Early deployment | |
| A••••• I••••••••• P•••••••• L•• ••••• D••••••••• S••••••••• ADV: Other P•••••• Fund | Fund of funds | 2022 first reported on Form ADV | $105M as of Aug 2, 2023 | no Form D | Early deployment | |
| A••••• I••••••••• P•••••••• L•• ••••• E••••••• M•••••• D•••• ADV: Other P•••••• Fund | Fund of funds | 2022 first reported on Form ADV | $36.0M as of Aug 2, 2023 | no Form D | Early deployment | |
| A••••• I••••••••• P•••••••• L•• ••••• G••••• E•••••••• ADV: Other P•••••• Fund | Fund of funds | 2022 first reported on Form ADV | $26.2M as of Aug 2, 2023 | no Form D | Early deployment | |
| A••••• I••••••••• P•••••••• L•• ••••• E••••••• M•••••• E•••••••• ADV: Other P•••••• Fund | Fund of funds | 2022 first reported on Form ADV | $2.4M as of Aug 2, 2023 | no Form D | Unknown | |
| A••••• I••••••••• P•••••••• L•• ••••• 2••• A••••• V••••• ADV: Other P•••••• Fund | Fund of funds | 2019 year in the fund name | $141,831 as of Aug 2, 2023 | no Form D | Harvest | |
| A••••• H••• I••••• M•••••••• F•••• L••• ADV: Other P•••••• Fund | buyout or unlabelled | 2013 first reported on Form ADV | $87.5M as of Aug 2, 2023 | no Form D | Harvest |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| A••••• G••••• R••• A••••• F•••• L• | P•••••• Equity Fund | 2015 to 2023 | $76.5M filed Aug 2, 2023 | adviserinfo.sec.gov | |
| A••••• I••••••••• P•••••••• L•• ••••• 2••• P•••••• C•••••• P••••••• | Other P•••••• Fund | 2021 to 2023 | $67.5M filed Aug 2, 2023 | adviserinfo.sec.gov | |
| A••••• I••••••••• P•••••••• L•• ••••• 2••• P•••••• C•••••• P•••• | P•••••• Equity Fund | 2021 to 2023 | $62.2M filed Aug 2, 2023 | adviserinfo.sec.gov | |
| A••••• P•••••• E••••• F•••• L• | P•••••• Equity Fund | 2017 to 2023 | $46.6M filed Aug 2, 2023 | adviserinfo.sec.gov | |
| A••••• I••••••••• P•••••••• L•• ••••• P•••••• F••• I•• | P•••••• Equity Fund | 2023 to 2023 | $24.6M filed Aug 2, 2023 | adviserinfo.sec.gov | |
| A••••• C•••••• P•••••• E••••• F••• I• L• | P•••••• Equity Fund | 2013 to 2023 | $20.9M filed Aug 2, 2023 | adviserinfo.sec.gov | |
| A••••• I••••••••• P•••••••• L•• ••••• 2••• H• I••• | P•••••• Equity Fund | 2021 to 2023 | $16.7M filed Aug 2, 2023 | adviserinfo.sec.gov | |
| A••••• I••••••••• P•••••••• L•• ••••• 2••• H• L••• | P•••••• Equity Fund | 2021 to 2023 | $14.2M filed Aug 2, 2023 | adviserinfo.sec.gov | |
| A••••• I••••••••• P•••••••• L•• ••••• P•••••• R••• E••••• F••• I• | P•••••• Equity Fund | 2023 to 2023 | $2.0M filed Aug 2, 2023 | adviserinfo.sec.gov |
Team
2 current, 41 former
Managing partner (1)
- T••••• A•••• R•••• · Chief Executive Officer · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- L•••• T•••••• N••••••• · Chief Compliance Officer · since May 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
41 former (kept with end dates)
- A•••••••• C•••• R•••••• · President, Member, Elected Manager · Jan 1, 2020 to Apr 10, 2020 Inference
- R••••• K••• H•••••• · Executive Chairman/Member · Oct 1, 2020 to Jun 14, 2023 Inference
- W••••• T•••••• L••••••• · Vice Chairman, Member, Elected Manager · Jan 1, 2020 to Jun 14, 2023 Inference
- A••••• R••••• B••••••••• · Elected Manager · Apr 1, 2016 to Dec 26, 2016 Inference
- B•••• A••• W••••••• · Member, Executive Officer · Mar 1, 2008 to Dec 26, 2016 Inference
- C•••••••• H••• H•••••• · Member · Jul 1, 2015 to Sep 6, 2022 Inference
- C••••••••• M• H•••••• · Chief Investment Officer · Sep 1, 2020 to Jun 14, 2023 Inference
- C••••••••• V•••••• D•••• · Elected Manager · Sep 1, 2011 to Dec 26, 2016 Inference
- C••••• H••• E••••• · Member · Jun 1, 2015 to Sep 6, 2022 Inference
- C•••• A•••• H••• · Member · Oct 1, 2020 to Jun 14, 2023 Inference
- D••••• A•••••• D•••••••• · Non-Voting Member · Sep 1, 2011 to Mar 30, 2016 Inference
- D•••• J••• J••••••••• · Executive Officer, Member · Feb 1, 2017 to Feb 21, 2020 Inference
- D•••• J••• J••••••••• · Member, Executive Officer · Mar 1, 2008 to Dec 26, 2016 Inference
- D•••• M••• R••••••••• · Non-Voting Member · Sep 1, 2011 to Mar 30, 2016 Inference
- E••••• W•••••• S•••• · Chief Investment Officer, Member · Jan 1, 2019 to Apr 10, 2020 Inference
- F•••••••• R••• L••••• · Elected Manager, Member · Mar 1, 2008 to Jan 22, 2019 Inference
- F•••••••• W••••• B•••••••• · Elected Manager, Member · Mar 1, 2008 to Jan 22, 2019 Inference
- H•••• J•••• L••••••• · Executive Officer, Member, Elected Manager · Jan 1, 2019 to Jun 14, 2023 Inference
- H•••••• E••••• S•••••• · Member · Jul 1, 2020 to Jun 14, 2023 Inference
- J•••• A••• P••••• · Member, Executive Officer · Jan 1, 2009 to Dec 26, 2016 Inference
- J•••••• P••••• · Member, Executive Officer · Jan 1, 2013 to Dec 26, 2016 Inference
- K•••• J••• L•••• · Executive Officer, Member, Elected Manager · Mar 1, 2008 to Jun 14, 2023 Inference
- R••••• K• Q•••••• · Elected Manager · Sep 1, 2011 to Mar 30, 2016 Inference
- R•••••• K•••• T••••• · Elected Manager · Dec 1, 2016 to Nov 29, 2020 Inference
- R••••• K••• H•••••• · Elected Manager · Dec 1, 2016 to Jan 23, 2020 Inference
- R••••• P••• G••••• · Member, Elected Manager · Mar 1, 2008 to Feb 21, 2020 Inference
- R•••••• B•••• H•••••• · Member · Apr 1, 2001 to Mar 29, 2012 Inference
- R•••••• D•••••• G•••• · Limited Partner · Jan 1, 2005 to Jun 14, 2023 Inference
- S•••••• P••••••• E••••• · Elected Manager · Dec 1, 2016 to Nov 29, 2020 Inference
- S•••••••• L•••• · Elected Manager · Jan 1, 2021 to Jun 14, 2023 Inference
- S•••••• E••••• D•••••• · Member · Jul 1, 2015 to Sep 6, 2022 Inference
- W•••••• E•••• C••••• · Non-Voting Member · Sep 1, 2011 to Mar 30, 2016 Inference
- W•••••• W•••••••• G•••••• · Member · Oct 1, 2020 to Jun 14, 2023 Inference
- C•••••••• M•••• I•••••• · Chief Operating Officer / Chief Compliance Officer / Chief Legal Officer · Aug 1, 2021 to Jun 14, 2023 Inference
- G••• T••••• B••••• · Chief Operating Officer, Member · Jun 1, 2007 to Apr 10, 2020 Inference
- K•••• J• K•••• · Chief Compliance Officer · Apr 1, 2020 to Nov 15, 2021 Inference
- P•••• E••••• L••••• · Chief Compliance Officer, Member · Feb 1, 2017 to Apr 10, 2020 Inference
- W•••• L••••••• H•••• · Chief Legal Officer, Member · Feb 1, 2018 to Sep 6, 2022 Inference
- L••• E•••• E••••• · Director · Jan 1, 2000 to Sep 6, 2022 Inference
- R••••• M•••••• G••••• · Director · Jan 1, 2000 to Sep 6, 2022 Inference
- S•••••• F•• E••••• · Director · Jan 1, 1981 to Sep 6, 2022 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- A••••• W••••• M••••••••• L•• 10 shared · very strong · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
11 most recent
- Sep 1, 2026••• Locked
- Jun 1, 2026••• Locked
- May 13, 2026••• Locked
- Apr 16, 2026••• Locked
- Apr 9, 2026••• Locked
- Sep 4, 2025••• Locked
- Feb 6, 2025••• Locked
- Jan 15, 2025••• Locked
- Dec 17, 2024••• Locked
- Nov 1, 2024••• Locked
- Dec 16, 2011••• Locked
Across the graphs
A••••• I••••••••• • A••••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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