DFX Intelligence
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O•••••• C•••••••••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Los Angeles, CA
Buyout firm, based in Los Angeles, CA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.2B
- PE fund assets
- $140M
- PE funds
- 7
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- RAUM $2.2B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 12 of 19 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.14bn Private Equity Fund GAV on the Form ADV filed 2024-05-16
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 12 of 19 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Jul 16, 2026
- RAUM
- $2.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 7
- PE fund GAV, latest filing
- $140Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $488Mevery private fund type, latest filing
- 2024 PE fund GAV
- $140Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 63%
- Fund type mix
- filed 2024-05-16, latest gav Hedge Fund $16.4M, Real Estate Fund $524M, Other Private Fund $321M, Private Equity Fund $140M, latest counts Hedge Fund 2, Real Estate Fund 1, Other Private Fund 4, Private Equity Fund 8, lifetime distinct Hedge Fund 2, Real Estate Fund 1, Other Private Fund 4, Private Equity Fund 12
- Employees
- 36
- Headquarters
- Los Angeles, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
17 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••• I•••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $926,001 as of May 16, 2024 | no Form D | Unknown | |
| V•• V•••••• L•• ADV: Other Private Fund | buyout or unlabelled | 2022 first reported on Form ADV | $55.0M as of May 16, 2024 | no Form D | Unknown | |
| C••••• R•••• V•••• L•• ADV: Private Equity Fund | Fund of funds | 2022 first reported on Form ADV | $11.5M as of May 16, 2024 | no Form D | Early deployment | |
| L••••• W••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $3.8M as of May 16, 2024 | no Form D | Early deployment | |
| P•••••• P••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $145,584 as of Oct 13, 2023 | no Form D | Wound down | |
| M••••• L•••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $36.5M as of May 16, 2024 | no Form D | Active deployment | |
| U•••• W••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $31.6M as of May 16, 2024 | no Form D | Unknown | |
| K••••• 2••• Q••• L•• ADV: Other Private Fund | buyout or unlabelled | 2021 year in the fund name | $29.4M as of May 16, 2024 | no Form D | Early deployment | |
| H••••• D••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $9.2M as of May 16, 2024 | no Form D | Unknown | |
| C••• I•••••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $968,446 as of May 16, 2024 | no Form D | Unknown | |
| L••••• R••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $14.3M as of Oct 13, 2023 | no Form D | Wound down | |
| L••••• R•••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $5.0M as of Oct 13, 2023 | no Form D | Wound down | |
| W••••••• D••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $0 as of Jul 17, 2020 | no Form D | Wound down | |
| C•••••• R•••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $45.6M as of May 16, 2024 | no Form D | Unknown | |
| S••••• W•• I•• L•• ADV: Hedge Fund | Fund of funds | 2018 first reported on Form ADV | $12.9M as of May 16, 2024 | no Form D | Unknown | |
| V••••••• L•••• a• N••••• L•••••• P••••••••• ADV: Other Private Fund | SPV | unknown | $218M as of May 16, 2024 | no Form D | Unknown | |
| V•••••• P••••••• ADV: Other Private Fund | SPV | unknown | $18.3M as of May 16, 2024 | no Form D | Unknown |
Team
5 current, 10 former
Partner (1)
- S••• G•••• · Portfolio Manager · since May 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (2)
- P•••• C•••••• · Co-Trustee · since Sep 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• P••• S••••• · Co-Trustee · since Sep 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- M•••••• J••• D•••••• · Chief Financial Officer · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• M••••• · Cco, General Counsel, Secretary And Chief Administrative Officer · since Jul 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
10 former (kept with end dates)
- R••••• A•••••• D•• · Trustee · Mar 1, 2000 to Oct 13, 2023 Inference
- A•••••• K••••• · President · Mar 1, 2007 to Mar 30, 2017 Inference
- J•••• W••••• C•••••• · Vice Chairman And Secretary · Dec 1, 1998 to Mar 29, 2019 Inference
- A••••• S••• K••• · Portfolio Manager · Jan 1, 2020 to May 16, 2024 Inference
- F••• G••••••• · Cfo And Managing Director · Jun 1, 2018 to Mar 29, 2020 Inference
- P••• H•••••• H••••• · Chief Financial Officer · Jul 1, 2006 to Mar 29, 2019 Inference
- S••••• R••••• B••• · Chief Operating Officer · Jan 1, 2020 to Mar 29, 2024 Inference
- D•••• d• L••••• · Director · Oct 1, 1987 to Mar 31, 2015 Inference
- H••••• M•••••• D•• · Director · Jan 1, 2001 to Mar 31, 2015 Inference
- T••••••• J• D•• · Director · Jan 1, 2001 to Mar 31, 2015 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jul 16, 2026••• Locked
- Mar 30, 2012••• Locked
Across the graphs
O•••••• C••••••••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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