DFX Intelligence
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M••••• C•••••• I••••••••• A•••••••• L••
Buyout firmClassification confirmedLower middle marketSEC exempt reporting adviser· Wyalusing, PA
••• Locked
As of · identity and classification; each section below carries its own date
- PE fund assets
- $73.9M
- PE funds
- 3
- Investments held
- 2 of 2
- Deals, last 12 months
- 0
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors financial_services,energy
- Graphs 1
- Placement agents 1
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 3 of 3 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.07bn Private Equity Fund GAV on the Form ADV filed 2026-03-25
Classification history (2)
- Sep 23, 2026Buyout firm (confirmed, 85%)3 of 3 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Sep 13, 2026Buyout firm (confirmed, 85%)2 of 2 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)3 PE funds · filed Mar 25, 2026ShowHide
- Adviser type
- Exempt reporting adviser
- Form ADV filings
- Jun 14, 2021 to Mar 25, 2026
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $73.9Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $73.9Mevery private fund type, latest filing
- 2024 PE fund GAV
- $73.9Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 3 funds, $73.9M reported gross assets
- Employees
- unknown
- Headquarters
- Wyalusing, PA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour2 of 8 criteria stated · 1 observed dealsShowHide
Stated by the firm
- Sectors
- Financial services, energy
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- On record
- 1 company, 2 holdings, 2 transactions
- Period
- 2022 (4 dated observations)
- Deal roles
- 2 platforms
- Control
- 2 control
- By year
- 2022: 2 platforms
1 company on the graph (2 transactions); 2 platforms and 0 add-ons; observed 2022 to 2022
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
2 families, 3 vehicles on record
M••••• C•••••• P••••••• F••• ••• L••• · 2 vehicles · vintage 2023$41.0M
- M••••• C•••••• P••••••• F••• ••• L••• Feeder or parallel · 2023$22.6M
- M••••• C•••••• P••••••• F••• ••• L•• Feeder or parallel$18.4M
M••••• C•••••• I••••••••• F•••• L• · 1 vehicle · vintage 2021$33.0M
- M••••• C•••••• I••••••••• F•••• L• buyout or unlabelled · 2021$33.0M
View all 3 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M••••• C•••••• P••••••• F••• ••• L••• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $22.6M as of Mar 25, 2026 | no Form D | Unknown | |
| M••••• C•••••• I••••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 Form D first sale | $33.0M as of Mar 25, 2026 | $23.5M | Harvest | |
| M••••• C•••••• P••••••• F••• ••• L•• ADV: Private Equity Fund | Feeder or parallel | unknown | $18.4M as of Mar 25, 2026 | no Form D | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
3 current, 1 former
- President And Chief Executive Officer · since Jan 1, 2022
- Manager · since Jan 1, 2024
- Chief Compliance Officer · since Apr 1, 2021
Full team · 3 peoplegrouped by role, with sources
Managing partner (1)
- J•••• W•••• · President And Chief Executive Officer · since Jan 1, 2022 Form ADV
Partner (1)
- J• B•••••• S•••••• · Manager · since Jan 1, 2024 Form ADV
Platform (1)
- A••••• M••••• · Chief Compliance Officer · since Apr 1, 2021 Form ADV
1 former (kept with end dates)
- S••••• N••••• · Secretary And Treasurer · Apr 1, 2021 to Mar 27, 2024 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 2 portfolio relationships and 1 transactions are on this record.
2 on record, newest first · 2 platforms · 0 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| Mar 21, 2022 transaction announcement | F•••• G•••• | Portfolio relationship | Platform | active held 4.5 years | unknown | Fact Press release |
| Mar 21, 2022 | F•••• G•••• | Platform acquisition | Sponsor (confirmed), Sponsor (confirmed) | active held 4.5 years | unknown | m•••••••••.com |
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- G•••••• F•••••••• G••••• L•• 2 shared · recurring · last Jan 1, 2023
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
5 not already shown above, of 6 most recent
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Mar 25, 2026••• Locked
- Jun 14, 2021••• Locked
Full timeline · 6 eventsnewest first, including the LP commitments and deals above
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Mar 25, 2026••• Locked
- Mar 21, 2022••• Locked
- Jun 14, 2021••• Locked
Across the graphs
M••••• C•••••• I••••••••• A•••••••• L•• is the same institution as 1 record in Independent Sponsors.
Independent Sponsors1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: regulatory AUM.