DFX Intelligence

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W••••••• A••••••••• I•••••••••

Fund of fundsClassification probableUpper middle marketSEC registered investment adviser· Santa Monica, CAwebsite

Fund of funds, running PRIVATE CREDIT, based in Santa Monica, CA.

Composed from this firm's filed classification and location. It has no published description on record.

As of 2026-09-13 · identity and classification; each section below carries its own date

Regulatory AUM: $149B
PE fund assets: $5.0B
PE funds: 54
Investments held: Not established
Deals, last 12 months: Not established

Funds and vehicles Team (10)Transactions

As of 2026-09-13 · identity and classification; each section below carries its own date

Why this matters

Also held on 4 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 4
0 lenders and 2 placement agents appear beside this firm on the record.
Placement agents 2
Reported $149B of regulatory assets at its last Form ADV filing.
2026-07-01
RAUM $149B

Classification

How this organization is classified, and on what basisFund of funds · 1 in historyShow

Class: Fund of fundsprobable, confidence 75%
Basis: R1: 82 of 88 admitted vehicles carry the sworn fund-of-funds flag
Size band: Upper middle marketdefined by: proxy: $5.04bn Private Equity Fund GAV on the Form ADV filed 2024-11-18
Strategies: PRIVATE CREDIT

Classification history (1)

Sep 13, 2026
Fund of funds (probable, 75%, cls-pe-1)
R1: 82 of 88 admitted vehicles carry the sworn fund-of-funds flag

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Mar 30, 2012 to Jul 1, 2026
RAUM: $149Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 54
PE fund GAV, latest filing: $5.0Breported gross assets (Form ADV), not fund size
All private fund GAV: $42Bevery private fund type, latest filing
2024 PE fund GAV: $5.0Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 51%
Fund type mix: filed 2024-11-18, latest gav Hedge Fund $32B, Private Equity Fund $5.0B, latest counts Hedge Fund 36, Private Equity Fund 49, lifetime distinct Hedge Fund 79, Private Equity Fund 81
Employees: 298
Headquarters: Santa Monica, CA
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

88 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
B•• E••••• O••••••••• F••• I•• L••• ADV: P•••••• Equity Fund	Fund of funds	2024 first reported on Form ADV	$167M as of Nov 18, 2024	no Form D	Unknown
W••••••• N•• W•••• S••• L••• ADV: P•••••• Equity Fund	Fund of funds	2024 first reported on Form ADV	$16.6M as of Nov 18, 2024	no Form D	Unknown
W••••••• P•••••• M•••••• J•••• U••• T•••• S••••• C• T•••• ADV: P•••••• Equity Fund	buyout or unlabelled	2024 first reported on Form ADV	$5.2M as of Nov 18, 2024	no Form D	Unknown
S••••• H••• A•••••••• Y•••• F•••• L••• ADV: P•••••• Equity Fund	Fund of funds	2023 first reported on Form ADV	$454M as of Nov 18, 2024	no Form D	Early deployment
W••••••• • B•• U• V• C•••••••• L• ADV: P•••••• Equity Fund	Fund of funds	2023 first reported on Form ADV	$26.4M as of Nov 18, 2024	no Form D	Unknown
W••••••• S•••••••• T••••••••• T••••••••• F••• ADV: Hedge Fund	Fund of funds	2022 first reported on Form ADV	$223M as of Nov 18, 2024	no Form D	Early deployment
W••••••• B•• U•••• L••• •••••• V••• ADV: P•••••• Equity Fund	Fund of funds	2022 first reported on Form ADV	$141M as of Nov 18, 2024	no Form D	Early deployment
W••••••• E••••••• V•••••• C•••••• F••• I• S••• ADV: P•••••• Equity Fund	Fund of funds	2022 first reported on Form ADV	$132M as of Nov 18, 2024	no Form D	Early deployment
W••••••• B•• E•••••• L••• •••••• V•• ADV: P•••••• Equity Fund	Fund of funds	2022 first reported on Form ADV	$119M as of Nov 18, 2024	no Form D	Early deployment
M••• C•••• W••••••• P•••••• E••••• 2•••• L••• ADV: P•••••• Equity Fund	Fund of funds	2022 year in the fund name	$115M as of Nov 18, 2024	no Form D	Early deployment
2••• W••••••• P•••••• C••••• A••••• F••• S•••••• L••• ADV: P•••••• Equity Fund	Fund of funds	2022 year in the fund name	$38.9M as of Nov 18, 2024	no Form D	Early deployment
2••• W••••••• P•••••• E••••• A••••• F••• S•••••• L••• ADV: P•••••• Equity Fund	Fund of funds	2022 year in the fund name	$19.5M as of Nov 18, 2024	no Form D	Unknown
W••••••• M••••• E••••••••• R••••••••• S••••• G•••••• L••• •••••• I••• ADV: P•••••• Equity Fund	Fund of funds	2022 first reported on Form ADV	$4.7M as of Nov 18, 2024	no Form D	Unknown
W••••••• N•• W•••• F•••• L••• ADV: P•••••• Equity Fund	Fund of funds	2022 first reported on Form ADV	$3.8M as of Nov 18, 2024	no Form D	Unknown
B•• E••••• O••••••••• F••• I••• L••• ADV: P•••••• Equity Fund	Fund of funds	2021 first reported on Form ADV	$240M as of Nov 18, 2024	no Form D	Active deployment
W••••••• P•••••• E••••• A••••• F••• S•••••• L••• ADV: P•••••• Equity Fund	Buyout fund	2021 first reported on Form ADV	$40.3M as of Nov 18, 2024	no Form D	Active deployment
W••••••• P•••••• C••••• A••••• F••• S•••••• L••• ADV: P•••••• Equity Fund	Credit fund	2021 first reported on Form ADV	$25.1M as of Nov 18, 2024	no Form D	Active deployment
S••••• H••• C••••• F•••• L••• ADV: P•••••• Equity Fund	Fund of funds	2020 first reported on Form ADV	$922M as of Nov 18, 2024	no Form D	Active deployment
S••••• H••• R••• A••••• F•••• L••• ADV: P•••••• Equity Fund	Fund of funds	2020 first reported on Form ADV	$667M as of Nov 18, 2024	no Form D	Active deployment
W••••••• B•• E•••••• L• •••••• V• ADV: P•••••• Equity Fund	Fund of funds	2020 first reported on Form ADV	$86.6M as of Nov 18, 2024	no Form D	Active deployment
W••••••• B•• U•••• L••• •••••• V•• ADV: P•••••• Equity Fund	Fund of funds	2020 first reported on Form ADV	$59.7M as of Nov 18, 2024	no Form D	Active deployment
W••••••• P•••••• M•••••• F••••• O••••• F••• I•• L••• ADV: P•••••• Equity Fund	Fund of funds	2020 first reported on Form ADV	$27.4M as of Nov 18, 2024	no Form D	Active deployment
B•• E••••• O••••••••• F••• I•• L••• ADV: P•••••• Equity Fund	Fund of funds	2019 first reported on Form ADV	$279M as of Nov 18, 2024	no Form D	Active deployment
W••••••• B•• E•••••• L••• •••••• I•• ADV: P•••••• Equity Fund	Fund of funds	2018 first reported on Form ADV	$105M as of Nov 18, 2024	no Form D	Unknown
W••••••• B•• U•••• L••• •••••• V• ADV: P•••••• Equity Fund	Fund of funds	2018 first reported on Form ADV	$95.8M as of Nov 18, 2024	no Form D	Mature
W••••••• P•••••• M•••••• F••••• O••••• F••• I••• L••• ADV: P•••••• Equity Fund	Fund of funds	2018 first reported on Form ADV	$44.7M as of Nov 18, 2024	no Form D	Unknown
W••••••• M••••• E••••••••• R••••••••• S••••• G•••••• L••• •••••• I•• ADV: P•••••• Equity Fund	Fund of funds	2017 first reported on Form ADV	$67.4M as of Nov 18, 2024	no Form D	Mature
B•• E••••• O••••••••• F••• I• L••• ADV: P•••••• Equity Fund	Fund of funds	2016 first reported on Form ADV	$191M as of Nov 18, 2024	no Form D	Mature
W••••••• B•• E••••• V•••••• F•••• L••• •••••• I• ADV: P•••••• Equity Fund	Fund of funds	2016 first reported on Form ADV	$127M as of Nov 18, 2024	no Form D	Mature
W••••••• B•• U•••• L••• •••••• I•• ADV: P•••••• Equity Fund	Fund of funds	2016 first reported on Form ADV	$82.2M as of Nov 18, 2024	no Form D	Mature
W••••••• B•• E•••••• L••• •••••• I••• ADV: P•••••• Equity Fund	Fund of funds	2016 first reported on Form ADV	$51.7M as of Nov 18, 2024	no Form D	Mature
W••••••• P•••••• M•••••• F••••• O••••• F••• I•• L••• ADV: P•••••• Equity Fund	Fund of funds	2016 first reported on Form ADV	$20.8M as of Nov 18, 2024	no Form D	Harvest
W••••••• B•• U•••• L••• •••••• I••• ADV: P•••••• Equity Fund	Fund of funds	2015 first reported on Form ADV	$89.8M as of Nov 18, 2024	no Form D	Unknown
W••••••• G••••• P•••••• M•••••• F••• I•• L••• ADV: P•••••• Equity Fund	Fund of funds	2015 first reported on Form ADV	$69.5M as of Nov 18, 2024	no Form D	Mature
W••••••• M••••• E•••••••• R••••••••• S••••• G•••••• L••• ADV: P•••••• Equity Fund	Fund of funds	2014 first reported on Form ADV	$50.0M as of Nov 18, 2024	no Form D	Mature
W••••••• P•••••• M•••••• F••••• O••••• F••• I• L••• ADV: P•••••• Equity Fund	Fund of funds	2014 first reported on Form ADV	$17.8M as of Nov 18, 2024	no Form D	Mature
W••••••• P•••••• M•••••• R••• E••••• F••••• O••••• F••• I• L••• ADV: P•••••• Equity Fund	Fund of funds	2014 first reported on Form ADV	$4.7M as of Nov 18, 2024	no Form D	Unknown
W••••••• S•••••••• F••• T••••••••• F•••• I••••• F••• ADV: Hedge Fund	Fund of funds	2013 first reported on Form ADV	$194M as of Nov 18, 2024	no Form D	Unknown
W••••••• S•••••••• F••• T•••• ADV: Hedge Fund	Fund of funds	2013 first reported on Form ADV	$118M as of Nov 18, 2024	no Form D	Unknown
W••••••• S•••••••• F••• T••••••••• Y•••• ADV: Hedge Fund	Fund of funds	2013 first reported on Form ADV	$113M as of Nov 18, 2024	no Form D	Unknown
W••••••• S•••••••• F••• T••••••••• A••••• F••• ADV: Hedge Fund	Fund of funds	2013 first reported on Form ADV	$95.6M as of Nov 18, 2024	no Form D	Mature
W••••••• B•• U•••• L••• •••••• I•• ADV: P•••••• Equity Fund	Fund of funds	2013 first reported on Form ADV	$76.3M as of Nov 18, 2024	no Form D	Harvest
W••••••• S•••••••• F••• T•••••••• U• E••••• T•••• ADV: Hedge Fund	Fund of funds	2013 first reported on Form ADV	$72.4M as of Nov 18, 2024	no Form D	Unknown
W••••••• B•• E•••••• L••• •••••• I•• ADV: P•••••• Equity Fund	Fund of funds	2013 first reported on Form ADV	$43.2M as of Nov 18, 2024	no Form D	Mature
W••••••• P•••••• M•••••• ••• N•• 1• F••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$94.2M as of Feb 19, 2014	no Form D	Wound down
W••••••• P•••••• M•••••• ••• N•• 2• F••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$80.2M as of Feb 19, 2014	no Form D	Wound down
W••••••• P•••••• M•••••• A•••••••• N•• 2• F••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$69.4M as of Sep 26, 2016	no Form D	Wound down
W••••••• B•• E•••••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$69.0M as of Nov 18, 2024	no Form D	Harvest
W••••••• A••• P•••••• M•••••• F••• V•••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$56.2M as of Nov 18, 2024	no Form D	Unknown
W••••••• U••• P•••••• M•••••• F••• V•••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$38.2M as of Nov 18, 2024	no Form D	Harvest
W••••••• U••• P•••••• M•••••• F••• V••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$34.9M as of Nov 18, 2024	no Form D	Mature
W••••••• A••• P•••••• M•••••• F••• V••• ••••••••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$30.1M as of Nov 18, 2024	no Form D	Unknown
W••••••• E••••••• P•••••• M•••••• F••• V•••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$29.6M as of Nov 18, 2024	no Form D	Harvest
W••••••• B•• U•••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$27.4M as of Nov 18, 2024	no Form D	Unknown
W••••••• A••••••••• P•••••• M•••••• N•• 1• F••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$19.7M as of Sep 26, 2016	no Form D	Wound down
W••••••• P•••••• M•••••• A••• N•• 2• F••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$12.6M as of Dec 15, 2023	no Form D	Wound down
W••••••• P•••••• M•••••• O••••••••• F••• I•••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$10.9M as of Nov 18, 2024	no Form D	Unknown
W••••••• P•••••• M•••••• J•••• M••••• F••• I• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$7.4M as of Sep 25, 2017	no Form D	Wound down
W••••••• U••• P•••••• M•••••• F••• V••• ••••••••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$6.0M as of Nov 18, 2024	no Form D	Harvest
W••••••• P•••••• M•••••• J•••• M••••• F••• I••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$5.2M as of Nov 18, 2024	no Form D	Harvest
W••••••• I••••••••• M••••• F••• I• S•• • F•••• Q••••••• F• S••••••••• P•••••••• ADV: Hedge Fund	buyout or unlabelled	unknown	$5.1M as of Oct 26, 2015	no Form D	Wound down
W••••••• E••••••• P•••••• M•••••• F••• V••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$4.8M as of Dec 15, 2023	no Form D	Wound down
W••••••• S•• F••• I•• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$4.7M as of Dec 15, 2023	no Form D	Wound down
W••••••• P•••••• E••••• F••• C••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$4.2M as of Sep 26, 2016	no Form D	Wound down
W••••••• A••• P•••••• M•••••• F••• V••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$3.3M as of Dec 15, 2023	no Form D	Wound down
W••••••• U••• P•••••• M•••••• F••• V• ••••••••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$3.3M as of Sep 25, 2017	no Form D	Wound down
W••••••• E••••••• P•••••• M•••••• F••• V••• ••••••••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$3.3M as of Nov 18, 2024	no Form D	Unknown
W••••••• P•••••• M•••••• O••••••••• F••• I•• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$2.4M as of Dec 15, 2023	no Form D	Wound down
W••••••• U••• P•••••• M•••••• F••• I• ••••••••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$1.2M as of Sep 25, 2017	no Form D	Wound down
W••••••• A•••••••• P•••••• M•••••• P••••• S••••••••• T•••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$898,907 as of Mar 4, 2021	no Form D	Wound down
W••••••• A••••••••• P•••••• M•••••• F••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$578,980 as of Sep 26, 2016	no Form D	Wound down
W••••••• A••••••••• P•••••• M•••••• F••• I• ADV: P•••••• Equity Fund	Fund of funds	unknown	$352,298 as of Sep 25, 2017	no Form D	Wound down
W••••••• P•••••• M•••••• F••• I••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$177,066 as of Sep 25, 2017	no Form D	Wound down
W••••••• N••••••• P•••••• M•••••• F••• I• ••••••••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$119,871 as of Sep 25, 2017	no Form D	Wound down
W••••••• A•••••••• P•••••• M•••••• F••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$73,507 as of Sep 25, 2017	no Form D	Wound down
W••••••• P•••••• M•••••• I••• ••••••••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$35,982 as of Sep 25, 2017	no Form D	Wound down
W••••••• P•••••• M•••••• J•••• M••••• F••• I•• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$23,280 as of Mar 4, 2021	no Form D	Wound down
W••••••• E••••••• P•••••• M•••••• F••• V• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Dec 15, 2023	no Form D	Wound down
W••••••• U••• P•••••• M•••••• F••• V• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Dec 15, 2023	no Form D	Wound down
W••••••• U••• P•••••• M•••••• F••• I•• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Dec 15, 2023	no Form D	Wound down
W••••••• E••••••• P•••••• M•••••• F••• V•• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Dec 15, 2023	no Form D	Wound down
W••••••• S•• F•••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Dec 15, 2023	no Form D	Wound down
W••••••• U••• P•••••• M•••••• F••• V• ••••••••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Dec 15, 2023	no Form D	Wound down
W••••••• P•••••• M•••••• S•••• D••••••• F••• I• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Dec 15, 2023	no Form D	Wound down
W••••••• U••• P•••••• M•••••• F••• V•• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Dec 15, 2023	no Form D	Wound down
W••••••• P•••••• M•••••• A••• N•• 1• F••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Dec 15, 2023	no Form D	Wound down
W••••••• N••••••• P•••••• M•••••• F••• I•• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Dec 15, 2023	no Form D	Wound down
W••••••• D• F••• C• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Dec 15, 2023	no Form D	Wound down

Team

10 current, 32 former

Managing partner (3)

A••••• R••••• A•••••• S•••••• · Chief Executive Officer · since Jul 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
J•••• a• S•••••• · Deputy Chief Executive Officer And President · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
M••• S•••••• M•••••••• · Managing Member · since Nov 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Partner (2)

J••••• M•••• E•••••• · Chief Investment Officer · since May 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
P••• L•• R••••• H••••••• · Limited Partner · since Oct 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Operating partner (1)

E••• R••• S•••••• · Head Of Operations And Risk · since Jan 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Board or advisory (1)

C•••• E••••• C•• · Trustee · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (3)

E•••• B•••• · Chief Financial Officer · since Aug 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
S•••• S•• M••• C••• · General Counsel & Chief Compliance Officer · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
S•••• J•••• C•••••• · Chief O•••••••• Officer · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

32 former (kept with end dates)

A••••• H••••••• J••••• · Director & President Of W••••••• Consulting · Jun 1, 2015 to Mar 30, 2020 Inference
C•••••• I•••• L•• · Director & President Of W••••••• Analytics · Aug 1, 1993 to Sep 26, 2016 Inference
D••••• A•••••• T••• · Director & Chief Executive Officer · Feb 1, 1972 to Feb 8, 2021 Inference
J•••• B••••••• O•• · Director & President Of W••••••• Funds Management · Jan 1, 2011 to Oct 19, 2012 Inference
J••• C•••• H•••••• · D••••••• • V••• C••••••••• W••••••• A••••••••• I••••••••• · Apr 1, 2012 to Feb 8, 2021 Inference
J•••• K••••••• B••••••• · Director & President Of W••••••• Consulting · Jan 1, 2010 to Oct 16, 2015 Inference
K••• B••••••••• · Director & President Of W••••••• P•••••• M•••••• · Oct 1, 2014 to May 17, 2018 Inference
K•••• P•••••• N•• · Director & President Of W••••••• P•••••• M•••••• · Jun 1, 2009 to Oct 1, 2014 Inference
M••• H••••• · Director & President Of W••••••• Analytics · Mar 1, 2012 to Jul 23, 2014 Inference
V••••• S•••• Z•••• · Director & President Of W••••••• Funds Management · Oct 1, 2012 to Jan 13, 2014 Inference
P••• G••••• · Chief Of Staff · Jan 1, 2021 to Mar 31, 2023 Inference
E••• R••• S•••••• · Managing Director · Jan 1, 2016 to Mar 31, 2023 Inference
J••••• M•••• E•••••• · Chief Investment Officer, Investment Management · May 1, 2015 to Mar 31, 2023 Inference
A•••• W•••••• L•• E•••••• · Chief Compliance Officer · Jan 1, 2009 to Nov 13, 2012 Inference
B••••••• E••••• B•••• · Chief Compliance Officer · Nov 1, 2012 to Jul 13, 2023 Inference
J••••••• H••••• · Chief Stratgey And Integration Officer · Jan 1, 2021 to Aug 4, 2022 Inference
J••••• M••••• K•••••••• · Chief Technology Officer · Jan 1, 2021 to Oct 7, 2021 Inference
L••••••• R••• M••••• · Chief Technology Officer · May 1, 2022 to Mar 30, 2024 Inference
L••• M•••••••• E•••• · Chief Client Officer · Mar 1, 2022 to Mar 31, 2023 Inference
M•••••• C••••••••• L•••••• · Secretary And Head Of Legal · Apr 1, 2021 to Jul 18, 2023 Inference
M•••••• J••••• W•••••• · Chief Financial Officer · May 1, 2008 to Feb 8, 2021 Inference
M••••••• R••• G••••••••• · Chief Benchmark Officer · Jan 1, 2021 to Mar 31, 2023 Inference
N••••••• T••••• · Chief Financial Officer · Jan 1, 2021 to Sep 9, 2022 Inference
R•••• S• L•••• · General Counsel · Jan 1, 2009 to May 20, 2021 Inference
T••• E•••••••• T••••••• · Human Resources Manager /Sr. Vp F&A Sm · Jan 1, 2019 to Mar 31, 2023 Inference
H••••• T•••••• Y••• · Director · Mar 1, 1991 to Feb 18, 2014 Inference
J••••• M•••• E•••••• · Director · Aug 1, 2016 to Feb 8, 2021 Inference
M••• E• B••••••• · Director · Aug 1, 2016 to Apr 23, 2019 Inference
S••••• J••• F•••••• · Director · Mar 1, 2020 to Feb 8, 2021 Inference
W•••••• E••• v•• E••••••• · Director · May 1, 2018 to Feb 8, 2021 Inference
W•••••• G••••• B••••• · Director · Mar 1, 2007 to Mar 31, 2015 Inference
Y•••••• W••• R•••••••• · Director · Dec 1, 2019 to Feb 8, 2021 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

2 relationships

Placement agents (2)

M••••• S•••••• M••• S••••••••• C•• L•• 4 shared · strong · last Jan 1, 2012
C••••••••• 3 shared · strong · last Jan 1, 2012

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Jul 1, 2026
••• Locked
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Mar 30, 2012
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness95 · HIGH: as of: 2026-09-22items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.95,"evidence":"9 days"}]method: sum of component points, capped at 1.0
model score-pe-1
Research priority53 · ELEVATED: as of: 2026-09-22items: [{"code":"SCALE_BAND","points":0.35,"evidence":"UPPER_MIDDLE_MARKET"},{"code":"Cmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-22items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite20 · LOW: as of: 2026-09-22items: [{"code":"RECENT_FUND","points":0.2,"caution":"a recent fund is evidence of deplmethod: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness50 · ELEVATED: as of: 2026-09-22items: [{"code":"FIELDS_PRESENT","points":0.5,"evidence":["website","funds","team","parmethod: sum of component points, capped at 1.0
missing: description, portfolio, transactions, stated criteria, lenders, lps
model score-pe-1
Fund deployment activity70 · ELEVATED: as of: 2026-09-22items: [{"code":"FUNDS_DEPLOYING","points":0.7,"caution":"deployment state is read frommethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 8 days ago
Observations: 23
Sources: 2
Open research tasks: 2

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

W••••••• A••••••••• I••••••••• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Allocators and Private Credit.

Independent Sponsors1RIA and Wealth1Allocators1Private Credit1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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