DFX Intelligence
Private Equity Intelligence
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Firms / S•• M••••••••• C••• I•••
S•• M••••••••• C••• I•••
Swander Pace Capital is a private equity firm investing in consumer staples businesses across food & beverage and health & wellness.
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 14 of 14 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.17bn Private Equity Fund GAV on the Form ADV filed 2024-03-27
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 14 of 14 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 13, 2012 to Mar 27, 2024
- RAUM
- $1.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 5
- PE fund GAV, latest filing
- $1.2Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.2Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-27, latest gav Private Equity Fund $1.2B, latest counts Private Equity Fund 5, lifetime distinct Private Equity Fund 14
- Employees
- 20
- Headquarters
- San Francisco, CA
- Office address
- 101 MISSION STREET, SUITE 1900, San Francisco, CA, 94105
- Business phone
- 415-477-8500
Stated criteria beside observed behaviour
67 observed deals
Stated by the firm
- Sectors
- consumer, food beverage, manufacturing
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- Focus on partnering with lower middle market family businesses
Observed from deals on record
- roles
- add on 1, unknown 64, platform 3
- period
- to 2021-06-23, from 2017-04-26, undated holdings 64, dated observations 8
- window
- last 2021-06-23, first 2017-04-26
- control
- control 3, unknown 65
- companies
- 67
- geography
- count 1, share 0.015, value CA
- investments
- 68
- seller kinds
- transactions
- 4
- cadence by year
- 2017 add ons 1, 2018 platforms 1, 2021 platforms 2
- platform add on
- add ons 1, platforms 3, add ons per platform 0.33
- sector known for
- 11
- disclosed value usd
- n 0
- sector distribution
- count 9, share 0.134, value industrial manufacturing, examples Glo Skin Beauty, Aden & Anais, Inc., Mommy's Bliss, Inc., T-Bev, count 1, share 0.015, value agriculture, examples Applegate Farms, count 1, share 0.015, value specialty distribution, examples Patriot Pickle
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 5, share 0.075, value miscellaneous manufacturing, examples Glo Skin Beauty, Aden & Anais, Inc., T-Bev, Recochem, count 3, share 0.045, value food manufacturing, examples Pineridge Bakery, St-Méthode Bakery, Ideal Snacks, count 1, share 0.015, value agriculture, examples Applegate Farms, count 1, share 0.015, value misc durable wholesale, examples Patriot Pickle
67 companies on the graph (4 transactions); most in industrial manufacturing (9); 3 platforms and 1 add-ons; observed 2017 to 2021
Funds
14 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•••••• P••• C•••••• C• F••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $222M as of Mar 27, 2024 | no Form D | Unknown | |
| S•• P••••••• V••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $147M as of Mar 27, 2024 | no Form D | Early deployment | |
| S•• P••••••• V•• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $597M as of Mar 27, 2024 | no Form D | Unknown | |
| S•• P••••••• V• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $147M as of Mar 27, 2024 | no Form D | Harvest | |
| S•• P••••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $67.4M as of Aug 9, 2019 | no Form D | Wound down | |
| S•• P••••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $51.4M as of Mar 27, 2024 | no Form D | Harvest | |
| S•••••• P••• C•••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.7M as of Mar 27, 2013 | no Form D | Wound down | |
| S•• P••••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.5M as of Mar 22, 2018 | no Form D | Wound down | |
| S•• A••••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.2M as of Aug 9, 2019 | no Form D | Wound down | |
| S•• A••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $101,729 as of Mar 22, 2018 | no Form D | Wound down | |
| S•• G• F•••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $27,152 as of Mar 27, 2013 | no Form D | Wound down | |
| S•• E•••••••• A••••••• F•••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $22,071 as of Mar 27, 2013 | no Form D | Wound down | |
| S•• A••••••••• F•••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $3,514 as of Mar 27, 2013 | no Form D | Wound down | |
| S•• A••••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1,900 as of Feb 13, 2012 | no reporting | no Form D | Unknown |
Team
30 current, 6 former
Managing partner (2)
- A••••• H••••••• R••••••• · Founder & Ceo, Managing Director; Shareholder · since Aug 1, 1997 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A••••• H••••••• R••••••• · Founder & CEO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (9)
- A••• L••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••• M••••• S•••• · Managing Director · since Jan 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C•••• R•••• · managing director · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- H•••••• S•••• T••••• · managing director · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- M••• P••• · managing director · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- M• S•••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M• S•••• · managing director · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- T•••• P••• M•••••• · Managing Director · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••• P••• M•••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (5)
- A•• L• · Senior Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••• L•• · Senior Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••• S••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• P••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• M••••••• · Senior Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (2)
- M•••••••• P••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•• F••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (2)
- D•• S•••••• · Senior Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• K•••• · Director, Portfolio Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (1)
- R••••• V••••• · Director, Business Development & Growth · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (4)
- D•••• T••••• · Office Manager, HR Assistant, IT Coordinator · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••• C••• · Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V••••••• C•••• · Chief Compliance Officer And Chief Financial Officer · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- V••••••• C•••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (5)
- D•• M••••• · Senior Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• D••••••••• · Senior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• B••••••• · Senior Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• S••• · Junior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V•••••• S•••• · Senior Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
6 former (kept with end dates)
- D••••• C••••• R•••• · Managing Director · Jan 1, 2012 to Jan 9, 2024 Inference
- H•••••• L••••• S•••• · Managing Director · Jul 1, 2016 to Mar 27, 2020 Inference
- M••• R•••• P••• · Managing Director · Jan 1, 2007 to Jan 28, 2021 Inference
- R••••• F•••••••• D•••••••• · Managing Director · Jan 1, 2014 to Feb 1, 2023 Inference
- S•••• F•••••• H•••• · Shareholder, S•• M••••••••• C••• I••• · Aug 1, 1997 to Mar 24, 2016 Inference
- H•••••• L••• F••••• · Chief Compliance Officer · Dec 1, 2000 to Oct 13, 2020 Inference
Portfolio
68 relationships, 3 platforms, 1 add-ons
Transactions
5 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jun 23, 2021 | Platform acquisition | M•••••• B••••• I••• | Sponsor | stelluscapital.com |
| Jun 2, 2021 | Platform acquisition | M•••••• B••••• I••• | Sponsor | stelluscapital.com |
| Nov 29, 2018 | Platform acquisition | F••••••••• F••••••••• S•••••• P••• C•••••• I•••••• | Sponsor (confirmed) | s••••.com |
| Apr 26, 2017 | Add-on acquisition | F••••••• A• | Sponsor (derived) | s••••.com |
| May 3, 2016 | Exit to a strategic buyer | R•••• L••• F•••••••• I••• | Seller (confirmed) | s••••.com |
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- L••••• F••••• • C•• L•• 2 shared · recurring · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
8 most recent
- May 25, 2021May 25, 2021 S•••••• P••• Capital and M••••• S•••• Announce Partnership New Chief E•••••••• Officer at M••••• S•••• Appointed Read more >>
- Mar 8, 2021March 8, 2021 S•••••• P••• Capital Announces Hiring of V••••••• C•••• as CFO/CCO, Appointment of T•••• M•••••• to Managing Director and Three Additional Promotions Firm continues building diverse team with robust consumer investing experience Read more >>
- Dec 3, 2018December 3, 2018 S•••••• P••• Capital I•••••• in F••••••••• F••••••••• S•••••• P••• C•••••• I•••••• in F••••••••• F••••••••• Read more >>
- Nov 29, 2018S•••••• P••• Capital I•••••• in F••••••••• F••••••••• S•••••• P••• C•••••• I•••••• in F••••••••• F••••••••• Read more >>
- Apr 26, 2017April 26, 2017 2016 Year-End Review New Platform Acquisitions Read more >>
- May 3, 2016S•••••• P••• Capital Completes Sale of R•••• L••• F•••••••• I••• to Clorox Company “The S•••••• P••• team has been an incredible partner to help us reach new heights.” Read more >>
- May 3, 2016May 3, 2016 S•••••• P••• Capital Completes Sale of R•••• L••• F•••••••• I••• to Clorox Company “The S•••••• P••• team has been an incredible partner to help us reach new heights.” Read more >>
- Feb 13, 2012S•• M••••••••• C••• I••• first filed Form ADV in the extract (IA)
Across the graphs
S•• M••••••••• C••• I••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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