DFX Intelligence
Private Equity Intelligence
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Firms / U•• A•••• M••••••••• ••••••••• L••
U•• A•••• M••••••••• ••••••••• L••
UBS is a global firm providing financial services in over 50 countries. Visit our site to find out what we offer.
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 41 of 164 distinct vehicles; hedge, securitized or liquidity vehicles 111
- Size band
- Middle marketdefined by: proxy: $1.81bn Private Equity Fund GAV on the Form ADV filed 2024-12-18
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 41 of 164 distinct vehicles; hedge, securitized or liquidity vehicles 111
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 23, 2012 to Dec 18, 2024
- RAUM
- $478Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 39
- PE fund GAV, latest filing
- $1.8Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $59Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 25%
- Fund type mix
- filed 2024-12-18, latest gav Hedge Fund $23B, Liquidity Fund $1.4B, Real Estate Fund $3.0M, Other Private Fund $1.9B, Private Equity Fund $1.8B, Securitized Asset Fund $30B, latest counts Hedge Fund 40, Liquidity Fund 4, Real Estate Fund 1, Other Private Fund 9, Private Equity Fund 39, Securitized Asset Fund 58, lifetime distinct Hedge Fund 46, Liquidity Fund 7, Real Estate Fund 2, Other Private Fund 10, Private Equity Fund 41, Securitized Asset Fund 58
- Employees
- 823
- Headquarters
- New York, NY
- Office address
- 787 7TH AVENUE, New York, NY, 10019
- Business phone
- 212-821-3000
Stated criteria beside observed behaviour
10 observed deals
Stated by the firm
- Sectors
- technology
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 10
- period
- to unknown, from unknown, undated holdings 10, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 10
- companies
- 10
- geography
- investments
- 10
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 1
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.1, value financial services, examples What type of investment is right for you?
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.1, value financial services, examples What type of investment is right for you?
10 companies on the graph (0 transactions); most in financial services (1); no dated observations
Funds
0 on record, 39 more on the reporting tape
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| L••••• D••••• L•••••• F••• I• •••••• L••• | Private Equity Fund | 2024 to 2024 | $656M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• S•••••••• P••••••• P• F••••• V•• L••• | Private Equity Fund | 2024 to 2024 | $302M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| E•••••• C•• O••••••••• M••••• F•••• L••• | Private Equity Fund | 2024 to 2024 | $127M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| E•••••• C•• O••••••••• F••• I•• L••• | Private Equity Fund | 2024 to 2024 | $126M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• S•••••••• P••••••• P• F••••• F••• V• L••• | Private Equity Fund | 2024 to 2024 | $104M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| E•••••• C•• O••••••••• F•••• L••• | Private Equity Fund | 2024 to 2024 | $76.0M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C••••• S••••• E••••••• M••••• C••••• O••••••••• F•••• L••• | Private Equity Fund | 2024 to 2024 | $48.8M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C••••• S••••• C•••• H•••••• I• F•••••• L••• | Private Equity Fund | 2024 to 2024 | $42.6M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• S•••••••• P••••••• P• F••••• F••• I•• L••• | Private Equity Fund | 2024 to 2024 | $41.2M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• S•••••••• P••••••• P• O••••••• F••••• V•• L••• | Private Equity Fund | 2024 to 2024 | $39.3M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• S•••••••• P••••••• R• V• F••••• L• | Private Equity Fund | 2024 to 2024 | $36.9M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• G•• F••••• I•• L••• | Private Equity Fund | 2024 to 2024 | $29.0M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• G•• F•••••• L••• | Private Equity Fund | 2024 to 2024 | $26.7M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• C•••••• E••••• I• F••••• L• | Private Equity Fund | 2024 to 2024 | $25.0M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• L••••••• X• F•••••• L••• | Private Equity Fund | 2024 to 2024 | $19.8M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| I•• P••••••• • C••••••• F••• I•• L••• | Private Equity Fund | 2024 to 2024 | $19.3M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C•••• S••••• P•••••••• L••• | Private Equity Fund | 2024 to 2024 | $14.4M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C••••• S••••• N••• A••••• F•••• L• | Private Equity Fund | 2024 to 2024 | $12.7M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C•••• H•••••• P•••••••• L••• | Private Equity Fund | 2024 to 2024 | $10.1M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C••••• S••••• C•••• H•••••• I• O••••••• F•••••• L••• | Private Equity Fund | 2024 to 2024 | $8.8M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• G•••• F•••••• L••• | Private Equity Fund | 2024 to 2024 | $7.0M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• L••••••• X• O••••••• F•••••• L••• | Private Equity Fund | 2024 to 2024 | $4.5M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• S•••••••• P••••••• R• V• O••••••• F••••• L• | Private Equity Fund | 2024 to 2024 | $4.3M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• G•••• F•••••• L••• | Private Equity Fund | 2024 to 2024 | $4.2M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C••••• S••••• C•••• H•••••• I• C••••••••• L••• | Private Equity Fund | 2024 to 2024 | $4.1M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• S•••••••• P••••••• O••••••• F••• I• I•••••••• L••• | Private Equity Fund | 2024 to 2024 | $3.0M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C••••• S••••• C•••• C••••••••• L••• | Private Equity Fund | 2024 to 2024 | $2.7M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• S•••••••• P••••••• O••••••• F••• I• I••••••• a• L••• | Private Equity Fund | 2024 to 2024 | $1.9M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C••• C••••••••• L••• | Private Equity Fund | 2024 to 2024 | $1.8M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C••••• S••••• C•••• S••••• C••••••••• L••• | Private Equity Fund | 2024 to 2024 | $1.4M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C•••• H•••••• P•• L••• | Private Equity Fund | 2024 to 2024 | $1.3M filed Dec 18, 2024 | adviserinfo.sec.gov | |
| S• I•• C••••••••• L••• | Private Equity Fund | 2024 to 2024 | $805,641 filed Dec 18, 2024 | adviserinfo.sec.gov | |
| P• M•• I• F•••••• L••• | Private Equity Fund | 2024 to 2024 | $744,440 filed Dec 18, 2024 | adviserinfo.sec.gov | |
| S• I• C••••••••• L••• | Private Equity Fund | 2024 to 2024 | $619,209 filed Dec 18, 2024 | adviserinfo.sec.gov | |
| C• H••••• C•••• E••••• P••••••• F•••••• L••• | Private Equity Fund | 2024 to 2024 | $428,723 filed Dec 18, 2024 | adviserinfo.sec.gov | |
| G••••• I••••••••• C••••••••• •••••••• L••• | Private Equity Fund | 2024 to 2024 | $227,058 filed Dec 18, 2024 | adviserinfo.sec.gov | |
| M••••• C•••• T••• F•••• L••• | Private Equity Fund | 2024 to 2024 | $171,225 filed Dec 18, 2024 | adviserinfo.sec.gov | |
| A• S•••••• C••••••••• M•••••• L••• | Private Equity Fund | 2024 to 2024 | $148,760 filed Dec 18, 2024 | adviserinfo.sec.gov | |
| S• I•• C••••••••• ••••••••• L••• | Private Equity Fund | 2024 to 2024 | $22,070 filed Dec 18, 2024 | adviserinfo.sec.gov |
Team
15 current, 24 former
Managing partner (1)
- J•••• H• P•••••• · President, Chief Executive Officer And Manager · since Mar 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (8)
- B•••• G••• · Head Of Investments · since Nov 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• B•••• H••••••••• · Head Of Investments, O'Connor · since Apr 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E•••••• R•••• · Head Of Investments, Hedge Fund Solutions · since Apr 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E•••• M•••• K•••••• · Head Of Products A••••••• And Manager · since Mar 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• G••••• P••• · Head Of Investments, Credit Investments Group · since May 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• A••••• · Head Of Investments, Head Of Real Estate And Private M•••••• · since Apr 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••••• K•••• Z•••• · Head Of Investments Business Management And Manager · since Mar 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J•••• R••••••• · Manager · since Mar 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Business development (1)
- S•••••• M••••• · Head Of Institutional Client Coverage · since Nov 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- P•••• G•• · Chief Compliance Officer · since Apr 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••• D•••• S••••• · Chief Legal Officer · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• N•••••• S••••• · Chief Financial Officer · since May 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (2)
- C•••• G••••• E••••••• · Head Of A••••••• Fixed Income · since Aug 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- I•• S••• M••••••• · Head Of Active Equities · since Oct 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
24 former (kept with end dates)
- J••• L• K•••• · Head Of Institutional Client Coverage And D•••••or · Jun 1, 2021 to Dec 22, 2023 Inference
- E••••• B•••• M•••• · President And D•••••or · Mar 1, 2015 to Mar 31, 2017 Inference
- S•••• K•••• L•••• · President And D•••••or · May 1, 2010 to Mar 31, 2015 Inference
- W•••••• J••••• F•••• · President, Chief Executive Officer, And D•••••or · Feb 1, 2017 to Jan 28, 2022 Inference
- R••• F••••••• P•••••• · Head Of Investment Solutions · Jun 1, 2018 to Aug 27, 2024 Inference
- S•••• K••••• · Manager · Jan 1, 2024 to Aug 27, 2024 Inference
- A••••• D• H••••••••• · Chief Legal Officer · Jun 1, 2019 to Jan 28, 2022 Inference
- B•••• J••• M••••• · Chief Compliance Officer · Sep 1, 2017 to Apr 2, 2024 Inference
- D•••• S•••• S•••••• · Treasurer, Chief Financial Officer, And D•••••or · Jun 1, 2016 to Mar 30, 2020 Inference
- J••• C•••• M•••• · Chief Financial Officer And D•••••or · Nov 1, 2004 to Aug 23, 2016 Inference
- J••••• J••••• A••••••• · Chief Compliance Officer And Assistant Secretary · Jan 1, 2014 to Sep 28, 2017 Inference
- J••••• M•••••• M••••• · Chief Compliance Officer · Sep 1, 2003 to Feb 11, 2014 Inference
- M••• F•••••••• K••••• · Chief Legal Officer · Oct 1, 2021 to Mar 31, 2023 Inference
- M•••••• J••• C•••••• · Corporate Secretary · Jan 1, 2023 to Dec 22, 2023 Inference
- R•••• M•••••• · Treasurer And Chief Financial Officer · Jun 1, 2021 to Aug 27, 2024 Inference
- B•••• M••••••• M•••••••• · D•••••or · Oct 1, 2004 to Nov 22, 2013 Inference
- N••••••• J•••• V•••• · Head Of Global Product Control And Logistics And D•••••or · Jun 1, 2021 to Mar 31, 2023 Inference
- B•••• G••• · Vice President · Jun 1, 2016 to Mar 29, 2019 Inference
- D••• N••• F••••••••• · Vice President · Jun 1, 2016 to Mar 31, 2017 Inference
- J••• E••••• D••••••• · Vice President · Jun 1, 2016 to Mar 31, 2017 Inference
- L••• A••• L•••• · Vice President And D•••••or · Jun 1, 2016 to Mar 29, 2019 Inference
- M•••••• S•••• B•••••• · Vice President · Nov 1, 2017 to Mar 29, 2019 Inference
- P••••• G••••• C•••••••• · Vice President And D•••••or · Dec 1, 2013 to Aug 23, 2016 Inference
- S••• H•••••• · Vice President · Sep 1, 2017 to Mar 29, 2019 Inference
Portfolio
10 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
9 most recent
- Sep 15, 2026C••••• S••••• AG announces legal closing of acquisition by UBS and Board of D•••••ors compositionClick link to download file.
- Sep 15, 2026C••••• S••••• Group announces the acquisition of The Klein Group LLC, the appointment of M•••••• Klein as Chief Executive Officer of Banking and of the A••••••• as well as CEO designate of CS First BostonClick link to download file.
- Sep 15, 2026C••••• S••••• accelerates radical restructuring of Investment Bank; Enters into definitive transaction agreements to sell a significant part of its Securitized Products Group to ApolloClick link to download file.
- Sep 15, 2026C••••• S••••• appoints Ulrich Körner new Group Chief Executive Officer; announces comprehensive strategic reviewClick link to download file.
- Sep 15, 2026C••••• S••••• Group appoints Axel P. Lehmann as new Chairman; António Horta-Osório has resignedClick link to download file.
- Sep 15, 2026C••••• S••••• Group appoints D•••• Wildermuth as Chief Risk Officer and a member of the Executive BoardClick link to download file.
- Jul 31, 2026U•• A•••• M••••••••• ••••••••• L••: Private Equity Funds on Form ADV 39 (2024 extract) -> 29 (roster 2026-09-01)
- Jun 12, 2023C••••• S••••• expects acquisition by UBS to complete as early as June 12, 2023, and corresponding delisting of C••••• S••••• Group AG sharesClick link to download file.
- Feb 23, 2012U•• A•••• M••••••••• ••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
U•• A•••• M••••••••• ••••••••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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