DFX Intelligence
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M•••••• C•••••• P•••••••• L••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· USm•••••••••.com
Buyout firm, based in US.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $4.1M
- PE fund assets
- $4.1M
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- Placement agents 1
- RAUM $4.1M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2022-03-31
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 13, 2012 to Mar 31, 2022
- RAUM
- $4.1Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $4.1Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.1Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2022-03-31, latest gav Private Equity Fund $4.1M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 8
- Employees
- 10
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
7 on record, 1 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N••••• I••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $123M as of Mar 22, 2021 | no Form D | Early deployment | |
| M•••••• C•••••• S•• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $4.2M as of Mar 30, 2022 | no Form D | Wound down | |
| M•••••• C•••••• C••••••••• I••• L• ADV: Private Equity Fund | Fund of funds | 2013 first reported on Form ADV | $3.0M as of Jun 29, 2015 | no Form D | Wound down | |
| M•••••• C•••••• E••••• P••••••• I••• L••• ADV: Private Equity Fund | Buyout fund | unknown | $3.9M as of Mar 31, 2022 | no Form D | Harvest | |
| M•••••• C•••••• E••••• P••••••• I•• L••• ADV: Private Equity Fund | Buyout fund | unknown | $1.7M as of Mar 27, 2020 | no Form D | Wound down | |
| M•••••• C•••••• E••••• P••••••• •••• I••• L••• ADV: Private Equity Fund | Buyout fund | unknown | $188,644 as of Mar 31, 2022 | no Form D | Harvest | |
| M•••••• C•••••• E••••• P••••••• •••• I•• L••• ADV: Private Equity Fund | Buyout fund | unknown | $58,951 as of Mar 27, 2020 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| N•••••••• I••••••••• L•• | Private Equity Fund | 2018 to 2021 | $0 filed Mar 22, 2021 | adviserinfo.sec.gov |
Team
8 current, 3 former
Partner (7)
- A••• S• D•••••••• · Partner · since Mar 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••• R• Y••• · Partner · since Mar 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• S• L•••• · Partner · since Mar 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• A••••• L••••• · Partner · since Jan 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• T• M••• · Partner · since Mar 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• R•••••• M••• · Partner · since Mar 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••••• L• Y•••• · Partner · since Mar 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- A•••• E•••••••• E•••• · Chief Compliance Officer, Chief Financial Officer, Partner · since Jan 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- D••••• Y••••••• J••• · P••••••• N••••• G•••• C••••••• L•• · Jun 1, 2015 to Mar 29, 2018 Inference
- M•••••• A••• B••• · Partner · Mar 1, 2003 to Mar 30, 2015 Inference
- T••••• J• P•••••• · Partner · Jan 1, 2010 to Mar 30, 2016 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- E••••••• G•••• L••••• 1 shared · one time · last Jan 1, 2018
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Feb 13, 2012••• Locked
Across the graphs
M•••••• C•••••• P•••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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