DFX Intelligence
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E•••• P•••• C••••• M••••••••• L••
Private credit managerClassification probableLower middle marketSEC registered investment adviser· Greenwich, CTe•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $13B
- PE fund assets
- $116M
- PE funds
- 4
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Latest Form D Sep 14, 2026
- Graphs 3
- RAUM $13B
Classification
How this organization is classified, and on what basisPrivate credit manager · 2 in historyShowHide
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R1b: the adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Size band
- Lower middle marketdefined by: proxy: $0.22bn Private Equity Fund GAV on the Form ADV filed 2024-11-15
- Strategies
- PRIVATE CREDIT
Classification history (2)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-2)R1b: the adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-1)R2: 2 of 3 private equity vehicles are named credit
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 1, 2013 to Jul 14, 2026
- RAUM
- $13Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $116Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $116Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 19%
- Fund type mix
- filed 2026-07-14, latest gav Hedge Fund $3.4B, Other Private Fund $518M, Private Equity Fund $116M, Securitized Asset Fund $187M, latest counts Hedge Fund 12, Other Private Fund 1, Private Equity Fund 4, Securitized Asset Fund 4, lifetime distinct Hedge Fund 13, Other Private Fund 2, Private Equity Fund 5, Securitized Asset Fund 7
- Employees
- 62
- Headquarters
- Greenwich, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
6 on record, 1 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E•••• P•••• S•• C•••••••• I• L• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $40.0M as of Nov 15, 2024 | no Form D | Unknown | |
| E•••• P•••• D•••••••• I••••• M• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $126M as of Nov 15, 2024 | no Form D | Early deployment | |
| E•••• P•••• D•••••••• I••••• F••• U• L• ADV: Hedge Fund | Credit fund | 2020 first reported on Form ADV | $347M as of Nov 15, 2024 | no Form D | Mature | |
| E•••• P•••• D•••••••• I••••• F••• N••••• L• ADV: Hedge Fund | Credit fund | 2020 first reported on Form ADV | $117M as of Nov 15, 2024 | no Form D | Mature | |
| E• C•• O••••••••• F••• I• L• ADV: Private Equity Fund | Credit fund | 2020 first reported on Form ADV | $0 as of Feb 14, 2023 | no Form D | Wound down | |
| E•••• P•••• C•• E••••• F••• I• L•• ADV: Private Equity Fund | Credit fund | 2018 first reported on Form ADV | $57.9M as of Nov 15, 2024 | no Form D | Unknown |
Gross assets by year from the annual reporting tapeAbout the reporting tapeThese funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| E•••• P•••• C•••••••• I• L•• | Private Equity Fund | 2026 to 2026 | $6.3M filed Jul 14, 2026 | reports.adviserinfo.sec.gov |
Team
14 current, 10 former
Managing partner (1)
- T••••• P••••• M••••••• · Managing Partner · since Dec 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- S••• W••••••••• C•• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (4)
- D••••• M•••••• S•••••• · Senior Principal · since Feb 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• W• K• · Senior Principal · since Feb 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K••• G••••••• C••• C••• · Principal, Head of Non-Traded Distribution · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••• W•••••• M•••••• · Senior Principal · since Apr 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (8)
- A••••• B•••••• C•• · Principal, Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••••• B•••••• F••••••• · Principal And Chief Compliance Officer · since Mar 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- F•••• D••••••••• · Principal, Director of Fund Accounting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••••• H•••••••• · Principal, Deputy General Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••••• P••• O••••• · Senior Principal, Chief Financial Officer And Chief Operating Officer · since Jul 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••••• P••••• · Principal, Director of Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••••• S• M•••• · Senior Principal And General Counsel · since Sep 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••• N•••• · Managing Director, Head of Human Resources · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
10 former (kept with end dates)
- G••••• C• G•••••••• · Board Of Managers (Elected Manager) · May 1, 2018 to Oct 21, 2020 Inference
- M•••• D•••••• H•••••••• · Board Of Managers · Dec 1, 2012 to Nov 10, 2015 Inference
- S•••• J••••••• B•••••• · Board Of Managers (Elected Manager) · Oct 1, 2020 to Mar 28, 2024 Inference
- C•••••• A••••• D•••• · Managing Member · Dec 1, 2008 to Apr 28, 2023 Inference
- D•••• J•• W•••••• · Managing Member · Dec 1, 2008 to Apr 28, 2023 Inference
- N•••••• D•••• Z••••• · Managing Member · Dec 1, 2008 to Apr 28, 2023 Inference
- T••••• P••••• M••••••• · Owner · Mar 1, 2013 to Jul 10, 2015 Inference
- J••••••••• M••••••• G•••••••• · Chief Compliance Officer · Feb 1, 2013 to Aug 6, 2014 Inference
- J•••• D••••• C•••• · Director · Nov 1, 2012 to Mar 28, 2024 Inference
- J•••• R••••• M••••••• · Director · Nov 1, 2012 to Mar 28, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
6 most recent
- Jul 14, 2026••• Locked
- Jun 17, 2026••• Locked
- Mar 12, 2026••• Locked
- Mar 10, 2026••• Locked
- Jan 29, 2026••• Locked
- Mar 1, 2013••• Locked
Across the graphs
E•••• P•••• C••••• M••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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