DFX Intelligence
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S•••••••• I••••••••• I•• L••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· Minneapolis, MNs••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.2B
- PE fund assets
- $1.1B
- PE funds
- 11
- Investments held
- 52 of 76
- Deals, last 12 months
- 0
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque up to $100MEBITDA $4.0M to $25.0MRevenue $20.0M to $300MSectors business_services,industrials,distribution,life_sciences,technology,consumer,aerospace_defense,building_products,chemicals_materials,packagingGeography North America
- Graphs 2
- RAUM $1.2B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 14 of 14 distinct vehicles are sworn Private Equity Funds; 13 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.06bn Private Equity Fund GAV on the Form ADV filed 2024-06-07
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 14 of 14 distinct vehicles are sworn P•••••• Equity Funds; 13 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 7, 2012 to Mar 27, 2026
- RAUM
- $1.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 11
- PE fund GAV, latest filing
- $1.1Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.1Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-06-07, latest gav Private Equity Fund $1.1B, latest counts Private Equity Fund 13, lifetime distinct Private Equity Fund 14
- Employees
- 19
- Headquarters
- Minneapolis, MN
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
68 observed deals
Stated by the firm
- Sectors
- business services, industrials, distribution, life sciences, technology, consumer, aerospace defense, building products, chemicals materials, packaging
- Geography
- North America
- Revenue
- $20.0M to $300M
- EBITDA
- $4.0M to $25.0M
- Enterprise value
- not stated or not yet read
- Equity check
- up to $100M
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- add on 23, unknown 44, platform 9
- period
- to 2024-11-06, from 2019-06-01, undated holdings 44, dated observations 61
- window
- last 2024-11-06, first 2019-06-01
- control
- control 23, unknown 53
- companies
- 68
- geography
- count 2, share 0.029, value FL, count 2, share 0.029, value NE, count 1, share 0.015, value WI, count 1, share 0.015, value CO, count 1, share 0.015, value AZ, count 1, share 0.015, value MO, count 1, share 0.015, value MI, count 1, share 0.015, value PA
- investments
- 76
- seller kinds
- family 2, sponsor 1
- transactions
- 29
- cadence by year
- 2019 add ons 5, 2020 add ons 8, 2021 add ons 7, other deals 1, 2022 add ons 2, other deals 2, 2023 add ons 1, other deals 1, 2024 other deals 2
- platform add on
- add ons 23, platforms 9, add ons per platform 2.56
- sector known for
- 36
- disclosed value usd
- n 0
- sector distribution
- count 15, share 0.221, value industrial manufacturing, examples Oklahoma City, OK, Mqholdings, Monroe Engineering Group, LLC, Manasquan, NJ, count 8, share 0.118, value industrial services, examples Holland Heating & Air Conditioning, Inc., Panama City, Garden City, NY, Allen Service, count 5, share 0.074, value specialty distribution, examples Medina, MN, Plano, TX, Victoria, TX, Commerce, CA, count 2, share 0.029, value software, examples Melbourne, FL, Lincoln, NE, count 2, share 0.029, value education, examples Philadelphia, PA, Diversified Search Group, count 2, share 0.029, value healthcare services, examples Americaneyeassociates, Overland Park, KS, count 1, share 0.015, value business services, examples ITI Engineering, LLC, count 1, share 0.015, value transportation logistics, examples Mobile, AL
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 10, share 0.147, value miscellaneous manufacturing, examples Mqholdings, Monroe Engineering Group, LLC, Manasquan, NJ, DiCon Connections, count 5, share 0.074, value hvac plumbing mechanical, examples Holland Heating & Air Conditioning, Inc., Allen Service, Star City Heating & Cooling, Burton Plumbing Services, LLC, count 4, share 0.059, value misc durable wholesale, examples Medina, MN, Plano, TX, Victoria, TX, Rock Hill, SC, count 2, share 0.029, value software, examples Melbourne, FL, Lincoln, NE, count 2, share 0.029, value education, examples Philadelphia, PA, Diversified Search Group, count 2, share 0.029, value remediation environmental, examples Panama City, Read case study, count 2, share 0.029, value plastics rubber products, examples GlobalTech Plastics, LLC, Buffalo, NY, count 1, share 0.015, value engineering services, examples ITI Engineering, LLC
68 companies on the graph (29 transactions); most in industrial manufacturing (15); 9 platforms and 23 add-ons; observed 2019 to 2024
Funds
15 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S• C•••• I••••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $15.8M as of Jun 7, 2024 | no Form D | Unknown | |
| S• H••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $45.3M as of Jun 7, 2024 | no Form D | Early deployment | |
| S• A••• I••••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $13.5M as of Jun 7, 2024 | no Form D | Early deployment | |
| S• W• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $12.3M as of Jun 7, 2024 | no Form D | Unknown | |
| S• C•• A••••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $4.0M as of Jun 7, 2024 | no Form D | Early deployment | |
| S• E•• I••••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $1.2M as of Jun 7, 2024 | no Form D | Early deployment | |
| S• D•• I••••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $994,490 as of Jun 7, 2024 | no Form D | Unknown | |
| S• S••••• I••••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $490,898 as of Jun 7, 2024 | no Form D | Early deployment | |
| S•••••••• C•••••• P••••••• I•• L••• ADV: P•••••• Equity Fund | Buyout fund | 2020 first reported on Form ADV | $557M as of Jun 7, 2024 | no Form D | Active deployment | |
| S•••••••• C•••••• P••••••• I••• L••• ADV: P•••••• Equity Fund | Buyout fund | 2014 first reported on Form ADV | $269M as of Jun 7, 2024 | no Form D | Harvest | |
| S•••••••• P••••••• P••••••• I••• L••• ADV: P•••••• Equity Fund | Feeder or parallel | 2014 first reported on Form ADV | $88.9M as of Jun 7, 2024 | no Form D | Harvest | |
| S•••••••• C•••••• P••••••• I•• L••• ADV: P•••••• Equity Fund | Buyout fund | unknown | $33.8M as of Jun 7, 2024 | no Form D | Harvest | |
| S•••••••• P••••••• P••••••• I•• L••• ADV: P•••••• Equity Fund | Feeder or parallel | unknown | $17.7M as of Jun 7, 2024 | no Form D | Harvest | |
| S•••••••• C•••••• P•••••••• L••• ADV: P•••••• Equity Fund | Buyout fund | unknown | $10.7M as of Mar 23, 2020 | no Form D | Wound down | |
| S•••••••• I••••••••• I• F•••• P•••••• E••••• F••• | buyout or unlabelled | unknown | unknown | no reporting | no Form D | Unknown |
Team
24 current, 1 former
Partner (7)
- A••• R••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• H•••••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• J•• W•••••••• · Owner · since Mar 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• a• M•••• · Owner · since Mar 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• Z•••••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• G••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• D••••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (2)
- E••• P••••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••••• S••••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (4)
- A•••• S••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••• F••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• U•••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••••• M•••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (2)
- M•••• R••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W••• L••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (1)
- G•••••• D•••• · Principal, Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Board or advisory (2)
- L••••••• W••• Y•• C•••• · Trustee · since Mar 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••••• N• C•••• · Trustee · since Mar 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (6)
- B•••• W• M•••• · Chief Compliance Officer/ Vp Finance · since Dec 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••• W• M•••• · VP Finance, Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• G•••••• · Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- H••••• G•••••• · Administrative Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••• C••• · Marketing Coordinator · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• S•••• · Chief Administrative Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- R••••• L• D•••• · Owner · Aug 1, 2005 to Mar 29, 2018 Inference
Portfolio
76 relationships, 9 platforms, 23 add-ons
Transactions
29 on record
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
60 most recent
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Across the graphs
S•••••••• I••••••••• I•• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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