DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / M••••••• C•••••• P•••••••• I•••
M••••••• C•••••• P•••••••• I•••
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 6 of 34 distinct vehicles; hedge, securitized or liquidity vehicles 28
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 6 of 34 distinct vehicles; hedge, securitized or liquidity vehicles 28
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 12, 2011 to Jan 4, 2019
- RAUM
- $282Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $319Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 18%
- Fund type mix
- filed 2019-01-04, latest gav Hedge Fund $319M, latest counts Hedge Fund 15, lifetime distinct Hedge Fund 28, Private Equity Fund 6
- Employees
- 9
- Headquarters
- Albany, NY
- Office address
- 20 CORPORATE WOODS BOULEVARD, 4TH FLOOR, Albany, NY, 12211-2396
- Business phone
- 518 432 1600
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
6 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M•• S•••••• I••••••••• S•• L•• • M••• • R••• S••••••••• P•••••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.5M as of Sep 12, 2013 | no Form D | Unknown | |
| M•• S•••••• I••••••••• L•• • M•• R••• S••••• 2• • R••• T•••••• 2• ADV: Private Equity Fund | buyout or unlabelled | unknown | $420,933 as of Sep 12, 2013 | no Form D | Unknown | |
| M•• S•••••• I••••••••• L•• • M•• R••• S••••• 2• • R••• T•••••• 4• ADV: Private Equity Fund | buyout or unlabelled | unknown | $242,588 as of Sep 12, 2013 | no Form D | Unknown | |
| M•• S•••••• I••••••••• S•• L•• • M•• L•• • R••• S••••••••• P•••••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $221,356 as of Sep 12, 2013 | no Form D | Unknown | |
| M•• S•••••• I••••••••• L•• • M•••• R••• S••••• 3• ADV: Private Equity Fund | buyout or unlabelled | unknown | $184,614 as of Sep 12, 2013 | no Form D | Unknown | |
| M•• S•••••• I••••••••• S•• L•• • M•••• • R••• S••••••••• P•••••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $50,474 as of Sep 12, 2013 | no Form D | Unknown |
Team
5 current, 3 former
Managing partner (2)
- J••• L••••••• S••• · President · since Jan 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••••• H•••• L••••••• · Chief Executive Officer & Chief Investment Officer · since Oct 1, 1996 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- H••••• B•••• F•••••• · Partner & Director Of Research · since Jan 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- L•••• K•••••••• S•••• · Managing Director Of Operations & Chief Compliance Officer · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••••• M•••••• H••••• · Chief Financial Officer · since Aug 1, 2001 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- H•••••• A•• S••• · Member · Apr 1, 2001 to Apr 20, 2012 Inference
- P•••• M••••• B•••• · Partner · Jan 1, 2008 to Mar 29, 2012 Inference
- K•••• C•••••• J••••• · General Counsel & Chief Compliance Officer · Nov 1, 2010 to Jan 4, 2019 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 128222 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Dec 12, 2011M••••••• C•••••• P•••••••• I••• first filed Form ADV in the extract (IA)
Across the graphs
M••••••• C•••••• P•••••••• I••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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